DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Practices
What each practice looks like, from what it filed
A practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several. The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| ORIGIN CREDIT ADVISERS, LLC asset manager | $538M | -11% | 0.0% | 2 | 1 | ||||
| CONVERGENCE INVESTMENT PARTNERS, LLC mixed wealth | $524M | +13% | 4 | $131M | 32% | 100% | 56 | 1 | |
| ABR CAPITAL PARTNERS, LLC asset manager | $487M | +16% | 0.0% | 6 | 23 | ||||
| IDB LIDO WEALTH, LLC bank affiliated | $478M | +42% | 9 | $53.2M | 74% | 95% | 19 | 3 | |
| OCTOGONE NA other | $470M | +26% | 1 | $470M | 14% | 80% | 36 | 1 | |
| ACCOUNTANTS PROPRIETARY FINANCIAL SERVICENET, LLC other | $464M | +25% | 1 | $464M | 11% | 1 | |||
| EAGLE POINT INCOME MANAGEMENT LLC asset manager | $458M | +0.5% | 0.0% | 1 | |||||
| MN WEALTH ADVISORS, LLC independent RIA | $394M | +19% | 3 | $131M | 100% | 62% | 190 | 1 | |
| CAPITAL Z ASSET MANAGEMENT, LLC asset manager | $256M | +24% | 0.0% | 3 | |||||
| ERIE STREET GROWTH PARTNERS asset manager | $221M | 0.0% | 1 | 7 | |||||
| MERCER ADVISORS PRIVATE ASSET MANAGEMENT, INC. asset manager | $206M | +248% | 0.0% | 1 | 7 | ||||
| EAGLE POINT DEFENSIVE INCOME MANAGEMENT LLC asset manager | $184M | +35% | 0.0% | 1 | |||||
| EAGLE POINT ENHANCED INCOME MANAGEMENT LLC asset manager | $124M | +36% | 0.0% | 1 | |||||
| PABRAI WAGONS ADVISORS asset manager | $104M | +124% | 1 | $104M | 0.0% | 1 | |||
| OBRA FUND MANAGEMENT, LLC asset manager | $71.6M | +50% | 0.0% | 1 | |||||
| NED DAVIS RESEARCH, INC. asset manager | $2.2M | +23% | 17 | $130,668 | 0.0% | 3 | 3 | ||
| VISION2020 WEALTH MANAGEMENT CORP. no RAUM | $0 | 1 | |||||||
| MARINER WEALTH no RAUM | $0 | 66 | $0 | 1 | |||||
| KESTRA INSTITUTIONAL SERVICES, LLC no RAUM | $0 | 10 | $0 | 1 | |||||
| BOON INVESTMENT GROUP, INC. no RAUM | $0 | 1 | $0 | 1 |
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140 practices match (PE backed). Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.