DFX Intelligence
Practices
What each practice looks like, from what it filedAbout practice archetypesA practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several.The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
3,796 practices match
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| GILBERT FINANCIAL, LLC independent RIA | $110M | +9.9% | 1 | $110M | 100% | 78% | 152 | 1 | |
| QUABBIN ADVISORS independent RIA | $110M | 1 | $110M | 100% | 95% | 47 | 1 | ||
| JAKE CARRIS FINANCIAL PLANNING independent RIA | $110M | 1 | $110M | 99% | 81% | 115 | 1 | ||
| O••••• W••••• M••••••••• independent RIA | $110M | -78% | 3 | $36.5M | 99% | 94% | 21 | 1 | |
| P•••••• A•••• M••••••••• I•• independent RIA | $109M | +4.1% | 2 | $54.7M | 100% | 92% | 30 | 1 | |
| I••••••••• M••••••••• A••••••• L••• independent RIA | $109M | +5.9% | 1 | $109M | 100% | 100% | 1 | ||
| W••••••••• L•• independent RIA | $109M | 1 | $109M | 97% | 77% | 136 | 4 | ||
| P••• F•••••••• M••••••••• I••• independent RIA | $109M | 2 | $54.7M | 100% | 50% | 77 | 1 | ||
| I••••• A••••••• S•••••••• L•• independent RIA | $109M | +7.5% | 3 | $36.4M | 100% | 32% | 127 | 1 | |
| G••••• S•••• R••••••••• S••••••••• L•• independent RIA | $109M | 2 | $54.7M | 100% | 69% | 76 | 1 | ||
| F••••• W••• R•• L•• independent RIA | $109M | 2 | $54.5M | 100% | 50% | 155 | 1 | ||
| P••••• I••••••••• A•••••••• I••• independent RIA | $109M | 2 | $54.4M | 98% | 76% | 43 | 1 | ||
| T•••• F•••••••• independent RIA | $109M | +2.7% | 1 | $109M | 100% | 24% | 620 | 1 | |
| A• J• P•••• • C•• independent RIA | $109M | 1 | $109M | 96% | 86% | 95 | 1 | ||
| N••••••••• F•••••••• independent RIA | $109M | 2 | $54.4M | 100% | 50% | 64 | 1 | ||
| E••• C•••••• M••••••••• L•• independent RIA | $109M | 3 | $36.2M | 100% | 80% | 53 | 1 | ||
| S••• H••••• R••••••••• P••••••• independent RIA | $109M | 3 | $36.2M | 100% | 40% | 99 | 1 | ||
| G•••• C•••••• M••••••••• L•• independent RIA | $109M | -24% | 2 | $54.3M | 67% | 65% | 39 | 1 | |
| T•• P•••• P••••••• L••••• other | $109M | 1 | $109M | 14% | 100% | 3 | 2 | ||
| D••••• E•••• W••••• M••••••••• L•• independent RIA | $109M | 1 | $109M | 79% | 87% | 82 | 1 | ||
| L•• P•••••• W•••••• L•• independent RIA | $109M | 3 | $36.2M | 70% | 67% | 34 | 1 | ||
| J•• C•••••• C••• independent RIA | $109M | -7.7% | 3 | $36.2M | 100% | 88% | 55 | 1 | |
| M••••••• W••••• M••••••••• I••• independent RIA | $108M | 1 | $108M | 100% | 1 | ||||
| S••••••• P••••••• L•• asset manager | $108M | 1 | $108M | 8.9% | 56% | 48 | 1 | 1 | |
| C••••• F•••••••• P••••••• L•• independent RIA | $108M | 1 | $108M | 91% | 96% | 63 | 1 | ||
| S•••••••• F•••••••• S•••••••• I••• independent RIA | $108M | 1 | $108M | 100% | 1 | ||||
| C••••• F•••••••• • R••••••••• P••••••• A••••••••• I•• independent RIA | $108M | +2.6% | 1 | $108M | 100% | 58% | 146 | 4 | |
| J•••• W••••• M••••••••• independent RIA | $108M | 1 | $108M | 100% | 85% | 57 | 1 | ||
| N••••••• W••••• A••••••• independent RIA | $108M | -9.5% | 1 | $108M | 91% | 84% | 71 | 1 | |
| N•• W••••• M••••••••• L•• independent RIA | $108M | +0.8% | 1 | $108M | 100% | 36% | 225 | 1 | |
| M•••••• A•••••••• L•• independent RIA | $108M | 2 | $53.8M | 99% | 41% | 89 | 1 | ||
| I••• H••• A••••••• L•• independent RIA | $107M | 1 | $107M | 100% | 57% | 200 | 1 | ||
| M•••••• W••••• M••••••••• L•• independent RIA | $107M | 2 | $53.7M | 97% | 59% | 86 | 1 | ||
| N•••• B•• W••••• M••••••••• independent RIA | $107M | 2 | $53.7M | 93% | 59% | 67 | 1 | ||
| T•• F•••••••• L••••• G•••• independent RIA | $107M | 2 | $53.6M | 96% | 83% | 71 | 1 | ||
| B••••• W•• L•• asset manager | $107M | +5.6% | 1 | $107M | 0.0% | 1 | 16 | ||
| H•••• I••••••••• C••••••• L•• independent RIA | $107M | 1 | $107M | 100% | 76% | 207 | 1 | ||
| T•••• W••••• A•••••••• L•• independent RIA | $107M | +4.7% | 2 | $53.6M | 82% | 69% | 35 | 1 | |
| O•••••••• W••••• M••••••••• I••• independent RIA | $107M | 1 | $107M | 100% | 30% | 348 | 1 | ||
| R• A•••• M••••••••• L•• independent RIA | $107M | -29% | 2 | $53.6M | 100% | 85% | 126 | 1 | |
| P••••••••• F•••••••• A•• L••••• P••••••• independent RIA | $107M | 1 | $107M | 100% | 83% | 90 | 1 | ||
| J••••• F•••••••• L••• P••••••• independent RIA | $107M | 3 | $35.7M | 100% | 58% | 68 | 1 | ||
| J•••••• W••••• M••••••••• L•• independent RIA | $107M | 1 | $107M | 100% | 63% | 126 | 2 | ||
| R• A•••• M••••••••• independent RIA | $107M | -13% | 1 | $107M | 62% | 93% | 57 | 1 | |
| D• C•••••• M••••••••• L•• independent RIA | $107M | 1 | $107M | 100% | 87% | 84 | 1 | ||
| S••• F•••••••• M••••••••• independent RIA | $107M | 1 | $107M | 100% | 24% | 95 | 1 | ||
| M••• C•••••• M••••••••• L•• independent RIA | $107M | 1 | $107M | 96% | 97% | 11 | 2 | 2 | |
| T••••• I••••••••• M••••••••• L•• independent RIA | $107M | 2 | $53.5M | 71% | 97% | 1 | |||
| K• C•••••• M••••••••• L•• independent RIA | $107M | +22% | 1 | $107M | 100% | 91% | 66 | 3 | |
| 6•• F•••••••• A•••••••• L•• independent RIA | $107M | 1 | $107M | 99% | 61% | 160 | 1 | ||
| E••••• C••••••• L•• independent RIA | $107M | 1 | $107M | 100% | 83% | 75 | 1 | ||
| E••• F•••••••• A••••••• independent RIA | $107M | 1 | $107M | 100% | 95% | 44 | 1 | ||
| K••••••• A•••• M••••••••• L•• asset manager | $107M | -5.5% | 1 | $107M | 0.0% | 1 | 2 | ||
| L•••••••• F••••••••• M••••••••• L•• independent RIA | $107M | +3.9% | 2 | $53.4M | 98% | 96% | 21 | 1 | 2 |
| S•••• 2• P••••••• P••••••• L•• independent RIA | $106M | 2 | $53.2M | 98% | 33% | 153 | 1 | ||
| T•• P•••••• W••••• independent RIA | $106M | 2 | $53.2M | 100% | 70% | 75 | 1 | ||
| T••••• F••••••••• L••••• independent RIA | $106M | 2 | $53.2M | 95% | 71% | 59 | 1 | ||
| M•••••• F•••••••• I••••••••• A••••••• S•••••••• L•• independent RIA | $106M | 3 | $35.5M | 100% | 45% | 118 | 1 | ||
| D••••• W••••• M••••••••• L•• independent RIA | $106M | -52% | 2 | $53.1M | 100% | 100% | 9 | 1 | |
| A••••••• C•••••• P••••••• I••• asset manager | $106M | -14% | 1 | $106M | 0.0% | 2 | 1 |
Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.