Advisors to call nowHow this list is builtEvery reason is a filed fact with its date: an office that lost its people, someone who moved firms with this advisor before and has just left, a newly filed adviser they own, an exam just passed. Beside each is how often advisors with the same fact moved within a year, for their own firm where the history is large enough, otherwise their channel.Timing, practice size, team and contact are shown separately and never added up. The order is timing first, then size, then team, then how recent the fact is, then how reachable the advisor is. None of this is a statement that anyone plans to leave.
A newly filed adviser they own, or a new outside advisory or holding business.
- Cynthia Aragon Brentview Investment Management, LLC, Los Angeles, CaCall-readymixed wealth
- passed the Series 63 on 2026-05-04 after 26 years in the industry2026-05-04 (5 months ago). Across all advisors, 11.6% with this moved within a year against 4.9% without it (2.4x, 2023 to 2025 cohorts). Source: IAPD individual record: exam date.
- Timing
- Strong timing
- Value
- $250M+
- Team book $250M to $500M; portable at most $500M, revenue at most $5M (transfer share is a judgment)
- Team
- No team seen
- Contact
- Direct
- verified business email (hunter)
Who else to call: 2 related advisors (teammates, former teammates, office peers and business partners).
- Anthony Rossi Integrated Wealth Advisors, LLC, Bellevue, Waindependent RIA
- is Managing Partner of a newly filed adviser, first filed 2026-02-25, where they are not yet registered: Optimal Tax Asset Management2026-02-25 (7 months ago). At independent RIAs, 15.2% with this moved within a year against 5.4% without it (2.8x, 2023 to 2025 cohorts). Source: Form ADV Schedule A of the new adviser (SEC IAPD).
- Timing
- Strong timing
- Value
- $100M+
- Team book $100M to $250M; portable at most $250M, revenue at most $5M (transfer share is a judgment)
- Team
- 2-person high-confidence team
- Contact
- Direct
- verified business email (hunter)
Who else to call: 1 related advisor (teammates, former teammates, office peers and business partners).
Before a call: joined the current firm under a year ago.
- Austin Collins Integrated Wealth Advisors, LLC, Bellevue, WaCall-readyindependent RIA
- owns 50% to 75% of a newly filed adviser, first filed 2026-02-25, where they are not yet registered: Optimal Tax Asset Management2026-02-25 (7 months ago). At independent RIAs, 15.2% with this moved within a year against 5.4% without it (2.8x, 2023 to 2025 cohorts). Source: Form ADV Schedule A of the new adviser (SEC IAPD).
- Timing
- Strong timing
- Value
- $100M+
- Team book $100M to $250M; portable at most $250M, revenue at most $5M (transfer share is a judgment)
- Team
- 2-person high-confidence team
- Contact
- Direct
- verified business email (hunter)
Who else to call: 1 related advisor (teammates, former teammates, office peers and business partners).
- W•••••• K••••• C••••••••• F•••••••• N••••••, E••• L••••••••• M•Call-readynational broker-dealer RIA
- owns 25% to 50% of a newly filed adviser, first filed 2026-08-10, where they are not yet registered: S••••• W••••• P•••••••2026-08-10 (47 days ago). At A••, 21.2% with this moved within a year against 4.9% without it (4.3x, 2023 to 2025 cohorts). Source: Form ADV Schedule A of the new adviser (SEC IAPD).
- Timing
- Strong timing
- Value
- $25M+
- Personal book $25M to $250M; portable $25M to $250M, revenue $100K to $5M
- Team
- 2 move with them
- Contact
- Direct
- verified business email (apollo)
Business ties: Some: 1 operating or professional business, 1 real-estate entity on file; 2 parcel(s) owned by these entities on the assessor rolls DFX holds. A measure of business ties, not of book size or clients.
Who else to call: 2 related advisors (teammates, former teammates, office peers and business partners).
- M•••••• D•••••••• W•••• F•••• A•••••••, R•••••• P•Call-readywirehouse
- owns 75% or more of a newly filed adviser, first filed 2026-06-05, where they are not yet registered: G••••••• W••••• M••••••••• L••2026-06-05 (4 months ago). At A••, 21.2% with this moved within a year against 4.9% without it (4.3x, 2023 to 2025 cohorts). Source: Form ADV Schedule A of the new adviser (SEC IAPD).
- Timing
- Strong timing
- Value
- $25M+
- Personal book $25M to $250M; portable $25M to $250M, revenue $100K to $5M
- Team
- No team seen
- Contact
- Direct
- verified business email (apollo)
Business ties: Broad: 2 operating or professional businesses, 1 investment vehicle on file. A measure of business ties, not of book size or clients.
- D••••• B•••• W•••• F•••• A•••••••, A••••••• N•Call-readybroker-dealer affiliated
- is F•••••• And C••••••• O•••••• of a newly filed adviser, first filed 2026-04-02, where they are not yet registered: O••••• H••••••• P•••••• W••••• M•••••••••2026-04-02 (6 months ago). At B•••••••••, 47.6% with this moved within a year against 5.3% without it (9.0x, 2023 to 2025 cohorts). Source: Form ADV Schedule A of the new adviser (SEC IAPD).
- Timing
- Strong timing
- Value
- $25M+
- Personal book $25M to $250M; portable $25M to $250M, revenue $100K to $5M
- Team
- No team seen
- Contact
- Direct
- verified business email (hunter)
Business ties: Extensive: 6 operating or professional businesses, 7 investment vehicles on file. A measure of business ties, not of book size or clients.
- T•••••• S•••••• O•••••••• F•••••••• S••••••• L••, B••••••••• A•independent RIA
- owns 50% to 75% of a newly filed adviser, first filed 2026-08-24, where they are not yet registered: S••••••••• C•••••• L••2026-08-24 (33 days ago). At I•••••••••, 15.2% with this moved within a year against 5.4% without it (2.8x, 2023 to 2025 cohorts). Source: Form ADV Schedule A of the new adviser (SEC IAPD).
- Timing
- Strong timing
- Value
- Not estimable
- Book not estimable
- Team
- 3 move with them
- Contact
- Direct
- published business email (firm_website)
Who else to call: 1 related advisor, 1 on a link type measured as carrying moves (teammates, former teammates, office peers and business partners).
Before a call: practice size.
- A•••• C•••• W••• M••••••• A•••••••, H••••••• M•independent RIA
- is M••••••• M••••• of a newly filed adviser, first filed 2025-12-02, where they are not yet registered: T••••••• C•••••• M•••••••••2025-12-02 (10 months ago). At I•••••••••, 15.2% with this moved within a year against 5.4% without it (2.8x, 2023 to 2025 cohorts). Source: Form ADV Schedule A of the new adviser (SEC IAPD).
- Timing
- Strong timing
- Value
- Not estimable
- Book not estimable
- Team
- 3 move with them
- Contact
- Direct
- published business email (firm_website)
Before a call: practice size.
- K••• J•••• F••• C•••••• M•••••••••, S• C••••••• M•Call-readyindependent RIA
- owns 25% to 50% of a newly filed adviser, first filed 2026-06-02, where they are not yet registered: S••••••• G•••• C••••••2026-06-02 (4 months ago). At I•••••••••, 15.2% with this moved within a year against 5.4% without it (2.8x, 2023 to 2025 cohorts). Source: Form ADV Schedule A of the new adviser (SEC IAPD).
- Timing
- Strong timing
- Value
- Not estimable
- Book not estimable; portable at most $1B, revenue at most $10M (transfer share is a judgment)
- Team
- 2-person high-confidence team
- Contact
- Direct
- verified business email (hunter)
Business ties: Some: 1 operating or professional business on file. A measure of business ties, not of book size or clients.
Who else to call: 2 related advisors (teammates, former teammates, office peers and business partners).
- M•••••• A••••••• F••• C•••••• M•••••••••, S•• C••••••• M•Call-readyindependent RIA
- owns 25% to 50% of a newly filed adviser, first filed 2026-06-02, where they are not yet registered: S••••••• G•••• C••••••2026-06-02 (4 months ago). At I•••••••••, 15.2% with this moved within a year against 5.4% without it (2.8x, 2023 to 2025 cohorts). Source: Form ADV Schedule A of the new adviser (SEC IAPD).
- Timing
- Strong timing
- Value
- Not estimable
- Book not estimable; portable at most $1B, revenue at most $10M (transfer share is a judgment)
- Team
- 2-person high-confidence team
- Contact
- Direct
- verified business email (hunter)
Who else to call: 2 related advisors (teammates, former teammates, office peers and business partners).
- D••••• D•••• M•••• W••••• M••••••••• L••, N•••••• F•independent RIA
- is M••••••• M••••• of a newly filed adviser, first filed 2026-04-02, where they are not yet registered: W•••••• R••••• • M•••• W••••• M••••••••• L••2026-04-02 (6 months ago). At I•••••••••, 15.2% with this moved within a year against 5.4% without it (2.8x, 2023 to 2025 cohorts). Source: Form ADV Schedule A of the new adviser (SEC IAPD).
- Timing
- Strong timing
- Value
- Not estimable
- Book not estimable
- Team
- No team seen
- Contact
- Direct
- published business email (firm_website)
Before a call: practice size.
- A••••• N••••••••• P•••••••• R•••••••• A•••••• G••••• I•••, P••• 1•• C••••• C••••••independent RIA
- is C•••• E•••••••• O•••••• of a newly filed adviser, first filed 2026-09-21, where they are not yet registered: F•••••• P•••••• W••••• M••••••••• C••••2026-09-21 (5 days ago). At I•••••••••, 15.2% with this moved within a year against 5.4% without it (2.8x, 2023 to 2025 cohorts). Source: Form ADV Schedule A of the new adviser (SEC IAPD).
- Timing
- Strong timing
- Value
- Not estimable
- Book not estimable
- Team
- No team seen
- Contact
- Direct
- published business email (firm_website)
Before a call: practice size.
- L•••• G•••• T•• M••••• G••••• L••, B••••••••• T•independent RIA
- owns 75% or more of a newly filed adviser, first filed 2026-08-22, where they are not yet registered: P•••• O•• P•••••• W•••••2026-08-22 (35 days ago). At I•••••••••, 15.2% with this moved within a year against 5.4% without it (2.8x, 2023 to 2025 cohorts). Source: Form ADV Schedule A of the new adviser (SEC IAPD).
- Timing
- Strong timing
- Value
- Not estimable
- Book not estimable
- Team
- No team seen
- Contact
- Direct
- verified business email (apollo)
Before a call: practice size.
- J•••• Z••• W•••• F•••• A•••••••, I••••••••• I•broker-dealer affiliated
- owns 75% or more of a newly filed adviser, first filed 2026-08-20, where they are not yet registered: F•••• W••••• M••••••••• L••2026-08-20 (37 days ago). At B•••••••••, 47.6% with this moved within a year against 5.3% without it (9.0x, 2023 to 2025 cohorts). Source: Form ADV Schedule A of the new adviser (SEC IAPD).
- Timing
- Strong timing
- Value
- Not estimable
- Book not estimable
- Team
- No team seen
- Contact
- Direct
- verified business email (hunter)
Before a call: practice size.
- J••••• M••••• L••••• W••••• M••••••••• L••, B••••• I•independent RIA
- owns 75% or more of a newly filed adviser, first filed 2026-07-21, where they are not yet registered: A••••• P•••••• W••••• L••2026-07-21 (2 months ago). At I•••••••••, 15.2% with this moved within a year against 5.4% without it (2.8x, 2023 to 2025 cohorts). Source: Form ADV Schedule A of the new adviser (SEC IAPD).
- 1 known colleague moved to an independent RIA in the last 180 days2026-07-31 (57 days ago). At I•••••••••, 6.9% with this moved within a year against 5.3% without it (1.3x, 2023 to 2025 cohorts). Source: IAPD registrations: colleague moves.B••••••• S••••••• to E• W••••• A•••••••
- Timing
- Strong timing
- Value
- Not estimable
- Book not estimable
- Team
- No team seen
- Contact
- Direct
- verified business email (hunter)
Before a call: practice size.
- E••• N••••• D••••••• S••••••••• L••, N•• Y•••• N•broker-dealer affiliated
- is P•••••••• of a newly filed adviser, first filed 2026-06-30, where they are not yet registered: D••••••• I• L••2026-06-30 (3 months ago). At B•••••••••, 47.6% with this moved within a year against 5.3% without it (9.0x, 2023 to 2025 cohorts). Source: Form ADV Schedule A of the new adviser (SEC IAPD).
- Timing
- Strong timing
- Value
- Not estimable
- Book not estimable
- Team
- No team seen
- Contact
- Direct
- verified business email (apollo)
Before a call: practice size.
- K••• R•• K•• A••••••• S••••••• L••, C••••••••• T•independent RIA
- owns 75% or more of a newly filed adviser, first filed 2026-06-29, where they are not yet registered: R•• F•••••••• P•••••••2026-06-29 (3 months ago). At I•••••••••, 15.2% with this moved within a year against 5.4% without it (2.8x, 2023 to 2025 cohorts). Source: Form ADV Schedule A of the new adviser (SEC IAPD).
- Timing
- Strong timing
- Value
- Not estimable
- Book not estimable
- Team
- No team seen
- Contact
- Direct
- published business email (firm_website)
Before a call: practice size.
- D••• B•••••••• F•••• F••••••••, M••••••••• M•independent RIA
- owns 75% or more of a newly filed adviser, first filed 2026-06-24, where they are not yet registered: B••••••••• I••••••••• L••2026-06-24 (3 months ago). At I•••••••••, 15.2% with this moved within a year against 5.4% without it (2.8x, 2023 to 2025 cohorts). Source: Form ADV Schedule A of the new adviser (SEC IAPD).
- Timing
- Strong timing
- Value
- Not estimable
- Book not estimable
- Team
- No team seen
- Contact
- Direct
- verified business email (hunter)
Before a call: practice size.
- W•••••• G•••• W••••• W•••• A•••••••• I••, E••••••••• C•independent RIA
- owns 50% to 75% of a newly filed adviser, first filed 2026-06-22, where they are not yet registered: S•••••••• F••••• I•••2026-06-22 (3 months ago). At I•••••••••, 15.2% with this moved within a year against 5.4% without it (2.8x, 2023 to 2025 cohorts). Source: Form ADV Schedule A of the new adviser (SEC IAPD).
- Timing
- Strong timing
- Value
- Not estimable
- Book not estimable
- Team
- No team seen
- Contact
- Direct
- verified business email (apollo)
Before a call: practice size.
- D•••• S•••••• W••••• W•••• A•••••••• I••, E••••••••• C•independent RIA
- owns 50% to 75% of a newly filed adviser, first filed 2026-06-22, where they are not yet registered: S•••••••• F••••• I•••2026-06-22 (3 months ago). At I•••••••••, 15.2% with this moved within a year against 5.4% without it (2.8x, 2023 to 2025 cohorts). Source: Form ADV Schedule A of the new adviser (SEC IAPD).
- Timing
- Strong timing
- Value
- Not estimable
- Book not estimable
- Team
- No team seen
- Contact
- Direct
- verified business email (apollo)
Business ties: Some: 1 operating or professional business on file. A measure of business ties, not of book size or clients.
Before a call: practice size.
- J••••• K••• H•• W••••• A•••••••, L•• A••••••• C•independent RIA
- owns 75% or more of a newly filed adviser, first filed 2026-06-03, where they are not yet registered: K••• A•••• M•••••••••2026-06-03 (4 months ago). At I•••••••••, 15.2% with this moved within a year against 5.4% without it (2.8x, 2023 to 2025 cohorts). Source: Form ADV Schedule A of the new adviser (SEC IAPD).
- Timing
- Strong timing
- Value
- Not estimable
- Book not estimable
- Team
- No team seen
- Contact
- Direct
- published business email (firm_website)
Before a call: joined the current firm under a year ago.
- M••••••• A•••• F••• C•••••• M•••••••••, F•••••• T•independent RIA
- owns 25% to 50% of a newly filed adviser, first filed 2026-06-02, where they are not yet registered: S••••••• G•••• C••••••2026-06-02 (4 months ago). At I•••••••••, 15.2% with this moved within a year against 5.4% without it (2.8x, 2023 to 2025 cohorts). Source: Form ADV Schedule A of the new adviser (SEC IAPD).
- Timing
- Strong timing
- Value
- Not estimable
- Book not estimable; portable at most $1B, revenue at most $10M (transfer share is a judgment)
- Team
- No team seen
- Contact
- Direct
- verified business email (hunter)
Before a call: joined the current firm under a year ago.
- N••• C••• L•• F•••••••• L••, C•••• C••••• M•broker-dealer affiliated
- owns 75% or more of a newly filed adviser, first filed 2026-05-15, where they are not yet registered: C•••••• F•••••••• P••••••• L••2026-05-15 (4 months ago). At B•••••••••, 47.6% with this moved within a year against 5.3% without it (9.0x, 2023 to 2025 cohorts). Source: Form ADV Schedule A of the new adviser (SEC IAPD).
- Timing
- Strong timing
- Value
- Not estimable
- Book not estimable
- Team
- No team seen
- Contact
- Direct
- verified business email (apollo)
Business ties: Some: 1 operating or professional business, 1 real-estate entity on file. A measure of business ties, not of book size or clients.
Before a call: practice size.
- R••••• S••• S•••• D••• • H••••• L••, H••••••••• N•Call-readymixed wealth
- owns 75% or more of a newly filed adviser, first filed 2026-04-30, where they are not yet registered: S••• D••• • H•••• H•••••••• I••2026-04-30 (5 months ago). At A••, 21.2% with this moved within a year against 4.9% without it (4.3x, 2023 to 2025 cohorts). Source: Form ADV Schedule A of the new adviser (SEC IAPD).
- Timing
- Strong timing
- Value
- Not estimable
- Book not estimable
- Team
- No team seen
- Contact
- Direct
- published business email (firm_website)
- M••• M••••••• P••• V••••• I•••••••••, M••••••• N•independent RIA
- owns 25% to 50% of a newly filed adviser, first filed 2026-03-30, where they are not yet registered: M••••••• C•••••• M••••••••• L••2026-03-30 (6 months ago). At I•••••••••, 15.2% with this moved within a year against 5.4% without it (2.8x, 2023 to 2025 cohorts). Source: Form ADV Schedule A of the new adviser (SEC IAPD).
- Timing
- Strong timing
- Value
- Not estimable
- Book not estimable
- Team
- No team seen
- Contact
- Direct
- verified business email (hunter)
Before a call: practice size.
- J••••• E•••••• I••••••••• S••••• H•••••••• L••, K••• O• P••••••• P•independent RIA
- is C•••• E•••••••• O•••••• of a newly filed adviser, first filed 2026-02-02, where they are not yet registered: I•• C••••••2026-02-02 (8 months ago). At I•••••••••, 15.2% with this moved within a year against 5.4% without it (2.8x, 2023 to 2025 cohorts). Source: Form ADV Schedule A of the new adviser (SEC IAPD).
- Timing
- Strong timing
- Value
- Not estimable
- Book not estimable
- Team
- No team seen
- Contact
- Direct
- published business email (firm_website)
Before a call: practice size.
- J••• C•••••• A•••• C••••••, B•••••••• N•independent RIA
- owns 75% or more of a newly filed adviser, first filed 2025-10-09, where they are not yet registered: C•••••• W••••• M••••••••• L••2025-10-09 (12 months ago). At I•••••••••, 15.2% with this moved within a year against 5.4% without it (2.8x, 2023 to 2025 cohorts). Source: Form ADV Schedule A of the new adviser (SEC IAPD).
- Timing
- Strong timing
- Value
- Not estimable
- Book not estimable
- Team
- No team seen
- Contact
- Direct
- verified business email (apollo)
Business ties: Some: 2 operating or professional businesses on file. A measure of business ties, not of book size or clients.
Before a call: practice size.
- M•••••• T••••• T••••• C•••••• M••••••••• L••, R••••••••• C•asset manager
- owns 25% to 50% of a newly filed adviser, first filed 2025-09-26, where they are not yet registered: T••••• W••••• P••••••• L••2025-09-26 (12 months ago). At A••, 21.2% with this moved within a year against 4.9% without it (4.3x, 2023 to 2025 cohorts). Source: Form ADV Schedule A of the new adviser (SEC IAPD).
- Timing
- Strong timing
- Value
- Not estimable
- Book not estimable
- Team
- No team seen
- Contact
- Direct
- verified business email (hunter)
Who else to call: 2 related advisors (teammates, former teammates, office peers and business partners).
Before a call: practice size.
- J•••• W••• G••••• W•••••, J••••••• M•independent RIA
- 1 known colleague moved to an independent RIA in the last 180 days2026-08-14 (43 days ago). At I•••••••••, 6.9% with this moved within a year against 5.3% without it (1.3x, 2023 to 2025 cohorts). Source: IAPD registrations: colleague moves.J••••••• S•••• to F••••••••• I••••••••• A••••••• L••
- Timing
- Timing
- Value
- $100M+
- Team book $100M to $250M; portable at most $250M, revenue at most $5M (transfer share is a judgment)
- Team
- No team seen
- Contact
- Direct
- verified business email (hunter)
Before a call: joined the current firm under a year ago.
- S•••• S••••••• T•• I••••••••• A•••• M••••••••• L••, P•••••••• O•Call-readyindependent RIA
- 2 known colleagues moved to an independent RIA in the last 180 days2026-09-02 (24 days ago). At I•••••••••, 6.9% with this moved within a year against 5.3% without it (1.3x, 2023 to 2025 cohorts). Source: IAPD registrations: colleague moves.A•••••• C••• to C••••• W•••••• L••; M•••• L•••• to B••••• C•••••• M••••••••• I•••
- Timing
- Timing
- Value
- Not estimable
- Book not estimable; portable at most $500M, revenue at most $5M (transfer share is a judgment)
- Team
- No team seen
- Contact
- Direct
- verified business email (apollo)
- A••• N••••• W•••• F•••• A•••••••, I•••••• C•broker-dealer affiliated
No dated fact on this record clears DFX’s evidence bar. The move model places this advisor in its Exceptional band, mainly on conditions measured as going with moving: owner of an adviser first filed in the last year where they are not yet registered.
- Timing
- Model band only
- Value
- Not estimable
- Book not estimable
- Team
- 7 move with them
- Contact
- Direct
- verified business email (hunter)
Who else to call: 4 related advisors, 4 on a link type measured as carrying moves (teammates, former teammates, office peers and business partners).
Before a call: a dated reason to call now; practice size.
- A••••• F•••••• A••••••• F•••••••• L••, A•••••••• W•independent RIA
No dated fact on this record clears DFX’s evidence bar. The move model places this advisor in its Highly elevated band on many small effects, none decisive.
- Timing
- Model band only
- Value
- Not estimable
- Book not estimable
- Team
- 5 move with them
- Contact
- Direct
- published business email (firm_website)
Business ties: Broad: 2 operating or professional businesses, 1 investment vehicle, 1 nonprofit or civic board/officer role on file. A measure of business ties, not of book size or clients.
Who else to call: 1 related advisor, 1 on a link type measured as carrying moves (teammates, former teammates, office peers and business partners).
Before a call: a dated reason to call now; practice size.
- S•••••• T••••• L••••• T••••• A••••••• S•••••••• L••, C••••••••• N•independent RIA
No dated fact on this record clears DFX’s evidence bar. The move model places this advisor in its Highly elevated band.
- Timing
- Model band only
- Value
- Not estimable
- Book not estimable
- Team
- 2 move with them
- Contact
- Direct
- verified business email (hunter)
Business ties: Some: 1 operating or professional business, 1 real-estate entity on file. A measure of business ties, not of book size or clients.
Who else to call: 2 related advisors, 2 on a link type measured as carrying moves (teammates, former teammates, office peers and business partners).
Before a call: a dated reason to call now.
- C••••••••• S•••••••• O••• B••••• W••••• G•••• L••, S•••••• T•independent RIA
No dated fact on this record clears DFX’s evidence bar. The move model places this advisor in its Exceptional band, mainly on conditions measured as going with moving: owner of an adviser first filed in the last year where they are not yet registered.
- Timing
- Model band only
- Value
- Not estimable
- Book not estimable
- Team
- No team seen
- Contact
- Direct
- published business email (firm_website)
Business ties: Some: 1 operating or professional business on file. A measure of business ties, not of book size or clients.
Before a call: a dated reason to call now; practice size.
- E••• B••••• A••••• A•••••••, D•••••• U•independent RIA
No dated fact on this record clears DFX’s evidence bar. The move model places this advisor in its Highly elevated band.
- Timing
- Model band only
- Value
- Not estimable
- Book not estimable
- Team
- No team seen
- Contact
- Direct
- verified business email (apollo)
Business ties: Broad: 2 operating or professional businesses, 1 investment vehicle on file. A measure of business ties, not of book size or clients.
Who else to call: 2 related advisors (teammates, former teammates, office peers and business partners).
Before a call: a dated reason to call now.
- M•••••• M•••• A•••• I••••••••• G••••, P••••• T•independent RIA
No dated fact on this record clears DFX’s evidence bar. The move model places this advisor in its Highly elevated band on many small effects, none decisive.
- Timing
- Model band only
- Value
- Not estimable
- Book not estimable
- Team
- No team seen
- Contact
- Direct
- verified business email (apollo); direct line printed for this person
Business ties: Some: 1 operating or professional business on file. A measure of business ties, not of book size or clients.
Who else to call: 1 related advisor, 1 on a link type measured as carrying moves (teammates, former teammates, office peers and business partners).
Before a call: a dated reason to call now; practice size.
- F•••••• C••• T••••••••• A•••••••• L••, H••••••• T•independent RIA
No dated fact on this record clears DFX’s evidence bar. The move model places this advisor in its Highly elevated band, mainly on conditions measured as going with moving: 1.2 years at the current firm.
- Timing
- Model band only
- Value
- Not estimable
- Book not estimable
- Team
- No team seen
- Contact
- Direct
- verified business email (apollo)
Business ties: Broad: 2 operating or professional businesses, 1 real-estate entity on file. A measure of business ties, not of book size or clients.
Before a call: a dated reason to call now; practice size.
- D••••• P•••••• S••••••••• I•••••••••, B••••• K•independent RIA
No dated fact on this record clears DFX’s evidence bar. The move model places this advisor in its Highly elevated band, mainly on conditions measured as going with moving: joined the current firm 10 months ago.
- Timing
- Model band only
- Value
- Not estimable
- Book not estimable
- Team
- No team seen
- Contact
- Direct
- published business email (firm_website)
Business ties: Some: 2 operating or professional businesses on file. A measure of business ties, not of book size or clients.
Before a call: a dated reason to call now; practice size; joined the current firm under a year ago.
- M•••••• S•••••••• C••• C•••••• M••••••••• L•••, C••••••••• O•independent RIA
No dated fact on this record clears DFX’s evidence bar. The move model places this advisor in its Elevated band, mainly on conditions measured as going with moving: owner of an adviser first filed in the last year where they are not yet registered.
- Timing
- Model band only
- Value
- Not estimable
- Book not estimable; portable at most $250M, revenue at most $5M (transfer share is a judgment)
- Team
- No team seen
- Contact
- Direct
- published business email (firm_website)
Before a call: a dated reason to call now.
- C•••••• M•••••••• M••••• S••••••, P••• B••••• F•wirehouse
No dated fact on this record clears DFX’s evidence bar. The move model places this advisor in its Elevated band, mainly on conditions measured as going with moving: joined the current firm 12 months ago.
- Timing
- Model band only
- Value
- Not estimable
- Book not estimable
- Team
- No team seen
- Contact
- Direct
- verified business email (hunter)
Business ties: Some: 1 investment vehicle on file. A measure of business ties, not of book size or clients.
Before a call: a dated reason to call now; practice size.
The advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.