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Advisors to call now

Anything dated in the last 90 days, measured or not.

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  1. Jeffrey Mcwhorter LPL Financial LLC, Fort Collins, Co
    broker-dealer affiliated
    • this office went from 43 to 31 registered advisors over the last year, with 15 leaving for other firms (latest 2026-07-01)
      2026-07-01 (3 months ago). At broker-dealer affiliated firms, 12.5% with this moved within a year against 5.3% without it (2.4x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
    Timing
    Strong timing
    Value
    $100M+
    Book not estimable; portable $164M to $184M
    Team
    3 move with them
    Contact
    Unresolved
    no contact route found

    Who else to call: 3 related advisors (teammates, former teammates, office peers and business partners).

    Missing: a contact route; a meaningful reason; who works with them (team unresolved).

    Before a call: a contact route.

  2. Jonathan Allen Alden Investment Group, Wayne, Pa
    Call-readyindependent RIA
    • this office went from 17 to 12 registered advisors over the last year, with 6 leaving for other firms (latest 2026-09-04)
      2026-09-04 (22 days ago). At independent RIAs, 22.2% with this moved within a year against 5.4% without it (4.1x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
    Timing
    Strong timing
    Value
    $100M+
    Book not estimable; portable $92M to $165M
    Team
    No team seen
    Contact
    Direct
    direct line printed for this person; LinkedIn profile

    Who else to call: 15 related advisors, 12 on a link type measured as carrying moves (teammates, former teammates, office peers and business partners).

    Missing: the full regulatory record; who works with them (team unresolved).

  3. Marc Shachtman True Wealth Advisory Group, Coral Gables, Fl
    Call-readymixed wealth
    • passed the Series 63 on 2026-08-03 after 23 years in the industry, not as part of a firm licensing class
      2026-08-03 (54 days ago). Across all advisors, 11.8% with this moved within a year against 4.9% without it (2.4x, 2023 to 2025 cohorts). Source: SEC IAPD individual feed, exam records (dated exam passes).
    Timing
    Strong timing
    Value
    $100M+
    Team book $100M to $250M; portable $204M to $228M, revenue at most $5M (transfer share is a judgment)
    Team
    No team seen
    Contact
    Direct
    published business email at truewealthadvisorygroup.com (firm_website); LinkedIn profile

    Who else to call: 1 related advisor (teammates, former teammates, office peers and business partners).

    Missing: who works with them (team unresolved).

  4. M•••••• M•• P•••• F•••••••• G•••• W••••• M••••••••• I•••, P•••••••• O•
    Call-readyindependent RIA
    • 20% of this office left for other firms in the last six months (latest 2026-07-02)
      2026-07-02 (3 months ago). At I•••••••••, 13.0% with this moved within a year against 5.4% without it (2.4x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
    Timing
    Strong timing
    Value
    $100M+
    Team book $100M to $250M; portable $147M to $165M, revenue at most $5M (transfer share is a judgment)
    Team
    2-person high-confidence team
    Contact
    Professional
    professional profile page

    Who else to call: 5 related advisors, 1 on a link type measured as carrying moves (teammates, former teammates, office peers and business partners).

    Missing: a meaningful reason.

  5. M•••••• S•••• P•••• F•••••••• G•••• W••••• M••••••••• I•••, P•••••••• O•
    Call-readyindependent RIA
    • 20% of this office left for other firms in the last six months (latest 2026-07-02)
      2026-07-02 (3 months ago). At I•••••••••, 13.0% with this moved within a year against 5.4% without it (2.4x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
    Timing
    Strong timing
    Value
    $100M+
    Team book $100M to $250M; portable $147M to $165M, revenue at most $5M (transfer share is a judgment)
    Team
    2-person high-confidence team
    Contact
    Professional
    professional profile page

    Who else to call: 5 related advisors (teammates, former teammates, office peers and business partners).

    Missing: a meaningful reason.

  6. M•••••• G•••••• L•• F•••••••• L••, F••• C••••••• C•
    broker-dealer affiliated
    • this office went from 43 to 31 registered advisors over the last year, with 15 leaving for other firms (latest 2026-07-01)
      2026-07-01 (3 months ago). At B•••••••••, 12.5% with this moved within a year against 5.3% without it (2.4x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
    Timing
    Strong timing
    Value
    $100M+
    Book not estimable; portable $164M to $184M
    Team
    2-person high-confidence team
    Contact
    Unresolved
    no contact route found

    Who else to call: 6 related advisors (teammates, former teammates, office peers and business partners).

    Missing: a contact route; a meaningful reason.

    Before a call: a contact route.

  7. R••••• P••••••• L•• F•••••••• L••, F••• C••••••• C•
    broker-dealer affiliated
    • this office went from 43 to 31 registered advisors over the last year, with 15 leaving for other firms (latest 2026-07-01)
      2026-07-01 (3 months ago). At B•••••••••, 12.5% with this moved within a year against 5.3% without it (2.4x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
    Timing
    Strong timing
    Value
    $100M+
    Book not estimable; portable $164M to $184M
    Team
    2-person high-confidence team
    Contact
    Unresolved
    no contact route found

    Who else to call: 6 related advisors (teammates, former teammates, office peers and business partners).

    Missing: a contact route; a meaningful reason; the full regulatory record.

    Before a call: a contact route.

  8. H•••• H•••• I••• H••• A••••••• L••, G••••••••• S•
    Call-readyindependent RIA
    • the most senior member of this advisor's prior co-move team left the firm on 2026-09-08. null went to C••••••• A•••• M••••••••• L••
      2026-09-08 (18 days ago). At I•••••••••, 13.9% with this moved within a year against 5.4% without it (2.6x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (co-move history and the departed teammate's new registration).
      C••••••••• W••••• to C••••••• A•••• M••••••••• L••
    Timing
    Strong timing
    Value
    $100M+
    Team book $100M to $250M; portable $91M to $102M, revenue at most $5M (transfer share is a judgment)
    Team
    No team seen
    Contact
    Firm level
    firm contact form or inbox

    Who else to call: 6 related advisors, 5 on a link type measured as carrying moves (teammates, former teammates, office peers and business partners).

    Missing: who works with them (team unresolved).

  9. M•••• L••• L••• B••••••• I••••••••• C••••••, P•••••••• A•
    Call-readyindependent RIA
    • 40% of this office left for other firms in the last six months (latest 2026-08-31)
      2026-08-31 (26 days ago). At I•••••••••, 13.0% with this moved within a year against 5.4% without it (2.4x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
    Timing
    Strong timing
    Value
    $100M+
    Team book $100M to $250M; portable $120M to $214M, revenue at most $5M (transfer share is a judgment)
    Team
    No team seen
    Contact
    Direct
    verified business email at lanebrothers.com (hunter); LinkedIn profile

    Missing: who works with them (team unresolved).

  10. K•••• L••• L••• B••••••• I••••••••• C••••••, P•••••••• A•
    Call-readyindependent RIA
    • 40% of this office left for other firms in the last six months (latest 2026-08-31)
      2026-08-31 (26 days ago). At I•••••••••, 13.0% with this moved within a year against 5.4% without it (2.4x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
    Timing
    Strong timing
    Value
    $100M+
    Team book $100M to $250M; portable $204M to $228M, revenue at most $5M (transfer share is a judgment)
    Team
    No team seen
    Contact
    Firm level
    firm contact form or inbox

    Who else to call: 3 related advisors (teammates, former teammates, office peers and business partners).

    Missing: who works with them (team unresolved).

  11. K••••••••• L•••• T••••• W••••• P••••••• L••, B••••••••• G•
    independent RIA
    • the most senior member of this advisor's prior co-move team left the firm on 2026-08-24. null went to T••••• C•••••• M••••••••• L••
      2026-08-24 (33 days ago). At I•••••••••, 13.9% with this moved within a year against 5.4% without it (2.6x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (co-move history and the departed teammate's new registration).
      F•••••• N••••• to T••••• C•••••• M••••••••• L••
    Timing
    Strong timing
    Value
    $100M+
    Team book $100M to $250M; portable $52M to $93M, revenue at most $5M (transfer share is a judgment)
    Team
    No team seen
    Contact
    Firm level
    firm contact form or inbox

    Who else to call: 1 related advisor, 1 on a link type measured as carrying moves (teammates, former teammates, office peers and business partners).

    Before a call: joined the current firm under a year ago.

  12. D•••• R••• P•••• F•••••••• G•••• W••••• M••••••••• I•••, P•••••••• O•
    Call-readyindependent RIA
    • 20% of this office left for other firms in the last six months (latest 2026-07-02)
      2026-07-02 (3 months ago). At I•••••••••, 13.0% with this moved within a year against 5.4% without it (2.4x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
    Timing
    Strong timing
    Value
    $100M+
    Team book $100M to $250M; portable $87M to $154M, revenue at most $5M (transfer share is a judgment)
    Team
    No team seen
    Contact
    Direct
    verified business email at pricefg.com (hunter); LinkedIn profile

    Who else to call: 4 related advisors (teammates, former teammates, office peers and business partners).

    Missing: the full regulatory record; who works with them (team unresolved).

  13. J••••• E••••••• P•••• F•••••••• G•••• W••••• M••••••••• I•••, P•••••••• O•
    independent RIA
    • 20% of this office left for other firms in the last six months (latest 2026-07-02)
      2026-07-02 (3 months ago). At I•••••••••, 13.0% with this moved within a year against 5.4% without it (2.4x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
    Timing
    Strong timing
    Value
    $100M+
    Team book $100M to $250M; portable $87M to $154M, revenue at most $5M (transfer share is a judgment)
    Team
    No team seen
    Contact
    Direct
    verified business email at pricefg.com (hunter)

    Who else to call: 4 related advisors (teammates, former teammates, office peers and business partners).

    Before a call: joined the current firm under a year ago.

  14. M••••• R•••••••• P•••• F•••••••• G•••• W••••• M••••••••• I•••, P•••••••• O•
    Call-readyindependent RIA
    • 20% of this office left for other firms in the last six months (latest 2026-07-02)
      2026-07-02 (3 months ago). At I•••••••••, 13.0% with this moved within a year against 5.4% without it (2.4x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
    Timing
    Strong timing
    Value
    $100M+
    Team book $100M to $250M; portable $87M to $154M, revenue at most $5M (transfer share is a judgment)
    Team
    No team seen
    Contact
    Professional
    professional profile page

    Who else to call: 4 related advisors (teammates, former teammates, office peers and business partners).

    Missing: a meaningful reason; who works with them (team unresolved).

  15. A•••• R••••• C•••••• C••••••••• • A•••• M•••••••••, L••••••• N•
    Call-readyindependent RIA
    • passed the Series 63 on 2026-06-26 after 11 years in the industry, not as part of a firm licensing class
      2026-06-26 (3 months ago). At I•••••••••, 12.4% with this moved within a year against 5.4% without it (2.3x, 2023 to 2025 cohorts). Source: SEC IAPD individual feed, exam records (dated exam passes).
    Timing
    Strong timing
    Value
    $100M+
    Team book $100M to $250M; portable $109M to $195M, revenue at most $5M (transfer share is a judgment)
    Team
    No team seen
    Contact
    Firm level
    firm contact form or inbox

    Who else to call: 2 related advisors (teammates, former teammates, office peers and business partners).

    Missing: who works with them (team unresolved).

  16. J••••••• W•••••• E•• A•••••••• L••, R••••••• N•
    independent RIA
    • passed an adviser exam (S65) on 2026-07-28 after 2 years in the industry, not as part of a same-week firm licensing class
      2026-07-28 (2 months ago). At I•••••••••, 9.4% with this moved within a year against 5.4% without it (1.7x, 2023 to 2025 cohorts). Source: SEC IAPD individual feed, exam records (dated exam passes).
    Timing
    Timing
    Value
    $100M+
    Team book $100M to $250M; portable $53M to $95M, revenue at most $5M (transfer share is a judgment)
    Team
    No team seen
    Contact
    Professional
    professional profile page

    Who else to call: 4 related advisors (teammates, former teammates, office peers and business partners).

    Before a call: joined the current firm under a year ago.

  17. J••••• P•••• M••••••••• C•••••• A•••••••• L••, L••••• R•••• A•
    independent RIA
    • passed an adviser exam (S65) on 2026-07-27 after 3 years in the industry, not as part of a same-week firm licensing class
      2026-07-27 (2 months ago). At I•••••••••, 9.4% with this moved within a year against 5.4% without it (1.7x, 2023 to 2025 cohorts). Source: SEC IAPD individual feed, exam records (dated exam passes).
    Timing
    Timing
    Value
    $100M+
    Team book $100M to $250M; portable $116M to $207M, revenue at most $5M (transfer share is a judgment)
    Team
    No team seen
    Contact
    Firm level
    firm contact form or inbox

    Who else to call: 1 related advisor (teammates, former teammates, office peers and business partners).

    Before a call: joined the current firm under a year ago.

  18. M••• B•••• B•••• F•••••••• S•••••••• I•••, N•••••• B••••• C•
    Call-readyindependent RIA
    • passed an adviser exam (S65) on 2026-07-24 after 32 years in the industry, not as part of a same-week firm licensing class
      2026-07-24 (2 months ago). At I•••••••••, 8.8% with this moved within a year against 5.4% without it (1.6x, 2023 to 2025 cohorts). Source: SEC IAPD individual feed, exam records (dated exam passes).
    Timing
    Timing
    Value
    $100M+
    Team book $100M to $250M; portable $142M to $159M, revenue at most $5M (transfer share is a judgment)
    Team
    No team seen
    Contact
    Professional
    L••••••• profile; catch-all email at boyerfs.com, not verified

    Who else to call: 3 related advisors (teammates, former teammates, office peers and business partners).

    Missing: who works with them (team unresolved).

  19. N••••••• K•••••• F•••••• F•••••••• G••••• I•••, G••• E••••• I•
    independent RIA
    • passed an adviser exam (S65) on 2026-07-20 after 12 years in the industry, not as part of a same-week firm licensing class
      2026-07-20 (2 months ago). At I•••••••••, 8.8% with this moved within a year against 5.4% without it (1.6x, 2023 to 2025 cohorts). Source: SEC IAPD individual feed, exam records (dated exam passes).
    Timing
    Timing
    Value
    $100M+
    Team book $100M to $250M; portable $70M to $125M, revenue at most $5M (transfer share is a judgment)
    Team
    No team seen
    Contact
    Unresolved
    no contact route found

    Before a call: a contact route; joined the current firm under a year ago.

  20. A••••• S•••••••• C••••••• W••••• L••, G••••••••• N•
    independent RIA
    • passed an adviser exam (S66) on 2026-07-17 after 5 years in the industry, not as part of a same-week firm licensing class
      2026-07-17 (2 months ago). At I•••••••••, 8.8% with this moved within a year against 5.4% without it (1.6x, 2023 to 2025 cohorts). Source: SEC IAPD individual feed, exam records (dated exam passes).
    Timing
    Timing
    Value
    $100M+
    Team book $100M to $250M; portable $111M to $198M, revenue at most $5M (transfer share is a judgment)
    Team
    No team seen
    Contact
    Professional
    professional profile page

    Who else to call: 1 related advisor (teammates, former teammates, office peers and business partners).

    Before a call: joined the current firm under a year ago.

  21. D••• L•••••• B••••• A•••••••, G•••••••• V••••••• C•
    independent RIA
    • 1 prior co-move teammate left the firm for another firm, most recently on 2026-07-13. null went to C•••••••••
      2026-07-13 (3 months ago). At I•••••••••, 9.7% with this moved within a year against 5.4% without it (1.8x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (co-move history and the departed teammate's new registration).
      A••••• B••••••••• to C•••••••••
    Timing
    Timing
    Value
    $100M+
    Team book $100M to $250M; portable $64M to $114M, revenue at most $5M (transfer share is a judgment)
    Team
    No team seen
    Contact
    Unresolved
    no contact route found

    Business ties: On file: 1 financial services. A measure of business ties, not of book size or clients.

    Who else to call: 10 related advisors (teammates, former teammates, office peers and business partners).

    Before a call: a contact route; joined the current firm under a year ago.

  22. C••••••••• R••••••• C•••••• R••••••••• • W•••••• L••, N•• B••••••• M•
    independent RIA
    • passed an adviser exam (S65) on 2026-06-25 after 6 years in the industry, not as part of a same-week firm licensing class
      2026-06-25 (3 months ago). At I•••••••••, 8.8% with this moved within a year against 5.4% without it (1.6x, 2023 to 2025 cohorts). Source: SEC IAPD individual feed, exam records (dated exam passes).
    Timing
    Timing
    Value
    $100M+
    Team book $100M to $250M; portable $70M to $124M, revenue at most $5M (transfer share is a judgment)
    Team
    No team seen
    Contact
    Firm level
    firm contact form or inbox

    Who else to call: 1 related advisor (teammates, former teammates, office peers and business partners).

    Before a call: joined the current firm under a year ago.

  23. B•••• M•••• F•••••••• R•••••, C••••••••• O•
    independent RIA

    No dated fact on this record clears DFX’s evidence bar. The move model places this advisor in its Elevated band, mainly on conditions measured as going with moving: 1.7 years at the current firm.

    Timing
    Model band only
    Value
    $100M+
    Team book $100M to $250M; portable $106M to $188M, revenue at most $5M (transfer share is a judgment)
    Team
    No team seen
    Contact
    Direct
    verified business email at financialrounds.com (hunter)

    Who else to call: 10 related advisors, 6 on a link type measured as carrying moves (teammates, former teammates, office peers and business partners).

    Before a call: a dated reason to call now.

  24. C•••••• B••••• A••••••• W••••• M•••••••••, S•••••••• F•
    independent RIA

    No dated fact on this record clears DFX’s evidence bar. The move model places this advisor in its Elevated band on many small effects, none decisive.

    Timing
    Model band only
    Value
    $100M+
    Team book $100M to $250M; portable $55M to $99M, revenue at most $5M (transfer share is a judgment)
    Team
    No team seen
    Contact
    Direct
    published business email at awmfl.com (firm_website)

    Before a call: a dated reason to call now.

  25. N•••• K••• K••• C•••••• A••••••• L••, V•••••• V•
    independent RIA

    No dated fact on this record clears DFX’s evidence bar. The move model places this advisor in its Elevated band on many small effects, none decisive.

    Timing
    Model band only
    Value
    $100M+
    Team book $100M to $250M; portable $102M to $182M, revenue at most $5M (transfer share is a judgment)
    Team
    No team seen
    Contact
    Direct
    published business email at kirkcapitaladvisors.com (firm_website); direct line printed for this person; LinkedIn profile

    Who else to call: 11 related advisors, 1 on a link type measured as carrying moves (teammates, former teammates, office peers and business partners).

    Before a call: a dated reason to call now.

  26. V•••••• G•••••••• B••••• W••••• A•••••••, L•• V••••• N•
    independent RIA

    No dated fact on this record clears DFX’s evidence bar. The move model places this advisor in its Highly elevated band, mainly on conditions measured as going with moving: 1.8 years at the current firm; 5 prior firm moves.

    Timing
    Model band only
    Value
    $100M+
    Team book $100M to $250M; portable $103M to $184M, revenue at most $5M (transfer share is a judgment)
    Team
    No team seen
    Contact
    Direct
    verified business email at baumanwealth.com (hunter)

    Who else to call: 5 related advisors, 1 on a link type measured as carrying moves (teammates, former teammates, office peers and business partners).

    Missing: who works with them (team unresolved); a dated reason to call now.

    Before a call: a dated reason to call now.

  27. G••• R•••• W••••••••• I•••••••••, G•••••••• V••••••• C•
    independent RIA

    No dated fact on this record clears DFX’s evidence bar. The move model places this advisor in its Elevated band, mainly on conditions measured as going with moving: 5 prior firm moves.

    Timing
    Model band only
    Value
    $100M+
    Team book $100M to $250M; portable $86M to $154M, revenue at most $5M (transfer share is a judgment)
    Team
    No team seen
    Contact
    Direct
    verified business email at wealthbuilders.net (apollo); LinkedIn profile

    Who else to call: 4 related advisors, 3 on a link type measured as carrying moves (teammates, former teammates, office peers and business partners).

    Before a call: a dated reason to call now.

  28. W•••••• T••••• K••• C•••••• A••••••• L••, V•••••• V•
    independent RIA

    No dated fact on this record clears DFX’s evidence bar. The move model places this advisor in its Elevated band on many small effects, none decisive.

    Timing
    Model band only
    Value
    $100M+
    Team book $100M to $250M; portable $174M to $195M, revenue at most $5M (transfer share is a judgment)
    Team
    No team seen
    Contact
    Direct
    verified business email at kirkcapitaladvisors.com (apollo); direct line printed for this person; LinkedIn profile

    Who else to call: 4 related advisors, 1 on a link type measured as carrying moves (teammates, former teammates, office peers and business partners).

    Before a call: a dated reason to call now.

  29. J•••• W••• G••••• W•••••, J••••••• M•
    independent RIA

    No dated fact on this record clears DFX’s evidence bar. The move model places this advisor in its Elevated band, mainly on conditions measured as going with moving: owner of an adviser first filed in the last year where they are not yet registered; joined the current firm 9 months ago.

    Timing
    Model band only
    Value
    $100M+
    Team book $100M to $250M; portable $79M to $141M, revenue at most $5M (transfer share is a judgment)
    Team
    No team seen
    Contact
    Direct
    verified business email at graetzwealth.com (hunter)

    Who else to call: 10 related advisors (teammates, former teammates, office peers and business partners).

    Before a call: a dated reason to call now; joined the current firm under a year ago.

  30. J••• W••••• P••••••••• W••••• A•••••••, L•••••••• C•
    independent RIA

    No dated fact on this record clears DFX’s evidence bar. The move model places this advisor in its Elevated band, mainly on conditions measured as going with moving: joined the current firm 2 months ago.

    Timing
    Model band only
    Value
    $100M+
    Team book $100M to $250M; portable $79M to $141M, revenue at most $5M (transfer share is a judgment)
    Team
    No team seen
    Contact
    Professional
    L••••••• profile; professional profile page

    Who else to call: 13 related advisors, 5 on a link type measured as carrying moves (teammates, former teammates, office peers and business partners).

    Before a call: a dated reason to call now; joined the current firm under a year ago.

  31. J•••• R••• A••• P••••••• • W•••••, S••••••••• O•
    independent RIA

    No dated fact on this record clears DFX’s evidence bar. The move model places this advisor in its Elevated band, mainly on conditions measured as going with moving: 1.1 years at the current firm.

    Timing
    Model band only
    Value
    $100M+
    Team book $100M to $250M; portable $64M to $113M, revenue at most $5M (transfer share is a judgment)
    Team
    No team seen
    Contact
    Professional
    L••••••• profile

    Who else to call: 2 related advisors, 1 on a link type measured as carrying moves (teammates, former teammates, office peers and business partners).

    Before a call: a dated reason to call now.

  32. G••• H••••••••• B•••• L•• F•••••••• G••••• L••, B•••• R••••• L•
    independent RIA

    No dated fact on this record clears DFX’s evidence bar. The move model places this advisor in its Elevated band, mainly on conditions measured as going with moving: 3 prior firm moves.

    Timing
    Model band only
    Value
    $100M+
    Team book $100M to $250M; portable $120M to $213M, revenue at most $5M (transfer share is a judgment)
    Team
    No team seen
    Contact
    Firm level
    catch-all email (domain accepts every address, unverifiable) at brianlowfinancial.com; firm main line; firm contact form or inbox

    Who else to call: 3 related advisors, 1 on a link type measured as carrying moves (teammates, former teammates, office peers and business partners).

    Before a call: a dated reason to call now.

  33. C•••• C•••••• C•••••• C••• W••••• M••••••••• I•••, B•••••••• N•
    independent RIA

    No dated fact on this record clears DFX’s evidence bar. The move model places this advisor in its Elevated band, mainly on conditions measured as going with moving: 1.1 years at the current firm; 1 earlier move from an incumbent firm to an independent or newly formed one.

    Timing
    Model band only
    Value
    $100M+
    Team book $100M to $250M; portable $65M to $116M, revenue at most $5M (transfer share is a judgment)
    Team
    No team seen
    Contact
    Unresolved
    no contact route found

    Who else to call: 19 related advisors, 1 on a link type measured as carrying moves (teammates, former teammates, office peers and business partners).

    Before a call: a dated reason to call now; a contact route.

  34. P•••••• H••• W•••• F•••• A•••••••, P••••••••• C•
    wirehouse

    No dated fact on this record clears DFX’s evidence bar.

    Timing
    Nothing current
    Value
    $100M+
    Book not estimable; portable $75M to $85M
    Team
    5 move with them
    Contact
    Unresolved
    no contact route found

    Who else to call: 4 related advisors (teammates, former teammates, office peers and business partners).

    Before a call: a dated reason to call now; a contact route; joined the current firm under a year ago.

  35. T••• I••••••• F••••• L••••• F•••••••• S••••••••• L••, C•••• N•
    independent RIA

    No dated fact on this record clears DFX’s evidence bar.

    Timing
    Nothing current
    Value
    $100M+
    Team book $100M to $250M; portable $148M to $166M, revenue at most $5M (transfer share is a judgment)
    Team
    No team seen
    Contact
    Direct
    verified business email at familylegacync.com (hunter); LinkedIn profile

    Who else to call: 5 related advisors, 1 on a link type measured as carrying moves (teammates, former teammates, office peers and business partners).

    Before a call: a dated reason to call now.

  36. D••••• M•••••• F•••••• W••••• A•••••••• L••, B••••••••• M•
    independent RIA

    No dated fact on this record clears DFX’s evidence bar.

    Timing
    Nothing current
    Value
    $100M+
    Team book $100M to $250M; portable $139M to $155M, revenue at most $5M (transfer share is a judgment)
    Team
    No team seen
    Contact
    Direct
    published business email at foundrywealth.com (firm_website); LinkedIn profile

    Who else to call: 3 related advisors (teammates, former teammates, office peers and business partners).

    Before a call: a dated reason to call now.

  37. J••••• S••••••• F••••• L••••• F•••••••• S••••••••• L••, C•••• N•
    independent RIA

    No dated fact on this record clears DFX’s evidence bar.

    Timing
    Nothing current
    Value
    $100M+
    Team book $100M to $250M; portable $148M to $166M, revenue at most $5M (transfer share is a judgment)
    Team
    No team seen
    Contact
    Direct
    verified business email at familylegacync.com (apollo); LinkedIn profile

    Who else to call: 5 related advisors, 1 on a link type measured as carrying moves (teammates, former teammates, office peers and business partners).

    Before a call: a dated reason to call now.

  38. T••••• D••••• S••••••• F•••••••• G••••, S•• D••••• C•
    independent RIA

    No dated fact on this record clears DFX’s evidence bar.

    Timing
    Nothing current
    Value
    $100M+
    Team book $100M to $250M; portable $153M to $171M, revenue at most $5M (transfer share is a judgment)
    Team
    No team seen
    Contact
    Direct
    verified business email at stirlingfinancialgroup.com (apollo)

    Who else to call: 2 related advisors, 1 on a link type measured as carrying moves (teammates, former teammates, office peers and business partners).

    Before a call: a dated reason to call now.

  39. T•••• M•••• S••••• C••••••, B••••••••• O•
    independent RIA

    No dated fact on this record clears DFX’s evidence bar.

    Timing
    Nothing current
    Value
    $100M+
    Team book $100M to $250M; portable $105M to $117M, revenue at most $5M (transfer share is a judgment)
    Team
    No team seen
    Contact
    Direct
    verified business email at samara-capital.com (apollo)

    Who else to call: 17 related advisors, 17 on a link type measured as carrying moves (teammates, former teammates, office peers and business partners).

    Before a call: a dated reason to call now.

  40. J•••• D•••••• C••••••••• P•••••••• M•••••••••, O••••••• P•••• K•
    independent RIA

    No dated fact on this record clears DFX’s evidence bar.

    Timing
    Nothing current
    Value
    $100M+
    Team book $100M to $250M; portable $89M to $159M, revenue at most $5M (transfer share is a judgment)
    Team
    No team seen
    Contact
    Direct
    published business email at cpm-llc.com (firm_website)

    Who else to call: 3 related advisors (teammates, former teammates, office peers and business partners).

    Before a call: a dated reason to call now.

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