DFX Intelligence

RIA Intelligence

For recruiters

Advisors to call now

Offices that lost 20% or more of their advisors in 180 days.

Changes on what you follow · Describe your platform to see fit

Size:$250M+$100M+$25M+Contact:DirectProfessionalFirm levelCall-ready only
  1. Jordan Hucht Commonwealth Financial Network, Columbia, Md
    national broker-dealer RIA
    • this office went from 17 to 11 registered advisors over the last year, with 6 leaving for other firms (latest 2026-01-30)
      2026-01-30 (8 months ago). At national broker-dealer RIAs, 8.2% with this moved within a year against 3.9% without it (2.1x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
    Timing
    Strong timing
    Value
    $25M+
    Personal book $50M to $250M; portable $50M to $250M, revenue $250K to $5M
    Team
    No team seen
    Contact
    Unresolved
    no contact route found

    Who else to call: 7 related advisors (teammates, former teammates, office peers and business partners).

    Missing: a usable practice size; a contact route; a meaningful reason; who works with them (team unresolved).

    Before a call: a contact route.

  2. Joshua Weszka Commonwealth Financial Network, Columbia, Md
    national broker-dealer RIA
    • this office went from 17 to 11 registered advisors over the last year, with 6 leaving for other firms (latest 2026-01-30)
      2026-01-30 (8 months ago). At national broker-dealer RIAs, 8.2% with this moved within a year against 3.9% without it (2.1x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
    Timing
    Strong timing
    Value
    $25M+
    Personal book $50M to $250M; portable $50M to $250M, revenue $250K to $5M
    Team
    No team seen
    Contact
    Unresolved
    no contact route found

    Who else to call: 7 related advisors (teammates, former teammates, office peers and business partners).

    Missing: a usable practice size; a contact route; a meaningful reason; who works with them (team unresolved).

    Before a call: a contact route.

  3. Vertti Iso-Ahola Commonwealth Financial Network, Columbia, Md
    national broker-dealer RIA
    • this office went from 17 to 11 registered advisors over the last year, with 6 leaving for other firms (latest 2026-01-30)
      2026-01-30 (8 months ago). At national broker-dealer RIAs, 8.2% with this moved within a year against 3.9% without it (2.1x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
    Timing
    Strong timing
    Value
    $25M+
    Personal book $50M to $500M; portable $50M to $500M, revenue $250K to $5M
    Team
    No team seen
    Contact
    Unresolved
    no contact route found

    Who else to call: 1 related advisor (teammates, former teammates, office peers and business partners).

    Missing: a usable practice size; a contact route; a meaningful reason; who works with them (team unresolved).

    Before a call: a contact route.

  4. P••••••• P•••••• C••••••••• F•••••••• N••••••, A••••••••• P•
    national broker-dealer RIA
    • this office went from 13 to 7 registered advisors over the last year, with 7 leaving for other firms (latest 2026-01-15)
      2026-01-15 (8 months ago). At N•••••••••, 8.2% with this moved within a year against 3.9% without it (2.1x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
    Timing
    Strong timing
    Value
    $25M+
    Personal book $25M to $250M; portable $25M to $250M, revenue $100K to $5M
    Team
    No team seen
    Contact
    Unresolved
    no contact route found

    Who else to call: 5 related advisors (teammates, former teammates, office peers and business partners).

    Missing: a usable practice size; a contact route; a meaningful reason; who works with them (team unresolved).

    Before a call: a contact route.

  5. M••••••• F••••• C••••••••• F•••••••• N••••••, B••••••••• T•
    national broker-dealer RIA
    • this office went from 10 to 7 registered advisors over the last year, with 3 leaving for other firms (latest 2026-01-12)
      2026-01-12 (9 months ago). At N•••••••••, 8.2% with this moved within a year against 3.9% without it (2.1x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
    Timing
    Strong timing
    Value
    $25M+
    Personal book $25M to $250M; portable $25M to $250M, revenue $100K to $5M
    Team
    2-person high-confidence team
    Contact
    Unresolved
    no contact route found

    Who else to call: 6 related advisors (teammates, former teammates, office peers and business partners).

    Missing: a usable practice size; a contact route; a meaningful reason; the full regulatory record.

    Before a call: a contact route.

  6. G••••• A•••••• C••••••••• F•••••••• N••••••, B••••••••• T•
    national broker-dealer RIA
    • this office went from 10 to 7 registered advisors over the last year, with 3 leaving for other firms (latest 2026-01-12)
      2026-01-12 (9 months ago). At N•••••••••, 8.2% with this moved within a year against 3.9% without it (2.1x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
    Timing
    Strong timing
    Value
    $25M+
    Personal book $25M to $250M; portable $25M to $250M, revenue $100K to $5M
    Team
    2-person high-confidence team
    Contact
    Unresolved
    no contact route found

    Who else to call: 7 related advisors, 1 on a link type measured as carrying moves (teammates, former teammates, office peers and business partners).

    Missing: a usable practice size; a contact route; a meaningful reason.

    Before a call: a contact route.

  7. N••••••• T••••• C••••••••• F•••••••• N••••••, P••••• T•
    national broker-dealer RIA
    • this office went from 11 to 8 registered advisors over the last year, with 4 leaving for other firms (latest 2025-12-31)
      2025-12-31 (9 months ago). At N•••••••••, 8.2% with this moved within a year against 3.9% without it (2.1x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
    Timing
    Strong timing
    Value
    $25M+
    Personal book $25M to $250M; portable $25M to $250M, revenue $100K to $5M
    Team
    No team seen
    Contact
    Unresolved
    no contact route found

    Who else to call: 1 related advisor (teammates, former teammates, office peers and business partners).

    Missing: a usable practice size; a contact route; a meaningful reason; who works with them (team unresolved).

    Before a call: a contact route.

  8. M•••••• L••• R•• C•••••• M••••••• L••, R•• B•••• N•
    national broker-dealer RIA
    • this office went from 8 to 5 registered advisors over the last year, with 3 leaving for other firms (latest 2025-10-02)
      2025-10-02 (12 months ago). At R••, 10.8% with this moved within a year against 3.7% without it (2.9x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
    Timing
    Strong timing
    Value
    $25M+
    Personal book $25M to $250M; portable $25M to $250M, revenue $100K to $5M
    Team
    No team seen
    Contact
    Unresolved
    no contact route found

    Who else to call: 1 related advisor (teammates, former teammates, office peers and business partners).

    Missing: a usable practice size; a contact route; a meaningful reason; the full regulatory record; who works with them (team unresolved).

    Before a call: a contact route.

  9. M•••••••• G•••••••• R•• C•••••• M••••••• L••, R•• B•••• N•
    national broker-dealer RIA
    • this office went from 8 to 5 registered advisors over the last year, with 3 leaving for other firms (latest 2025-10-02)
      2025-10-02 (12 months ago). At R••, 10.8% with this moved within a year against 3.7% without it (2.9x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
    Timing
    Strong timing
    Value
    $25M+
    Personal book $25M to $250M; portable $25M to $250M, revenue $100K to $5M
    Team
    No team seen
    Contact
    Unresolved
    no contact route found

    Missing: a usable practice size; a contact route; a meaningful reason; who works with them (team unresolved).

    Before a call: a contact route.

  10. K•••••• R••••• U•• F•••••••• S••••••• I•••, W••••••• M•
    wirehouse
    • this office went from 38 to 28 registered advisors over the last year, with 13 leaving for other firms (latest 2026-09-22)
      2026-09-22 (4 days ago). At U••, 13.4% with this moved within a year against 5.5% without it (2.5x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
    Timing
    Strong timing
    measured at this firm
    Value
    $25M+
    Personal book $25M to $250M; portable $25M to $250M, revenue $100K to $5M
    Team
    No team seen
    Contact
    Unresolved
    no contact route found

    Who else to call: 21 related advisors (teammates, former teammates, office peers and business partners).

    Missing: a usable practice size; a contact route; a meaningful reason; who works with them (team unresolved).

    Before a call: a contact route.

  11. A••• S••••••••• R•• C•••••• M••••••• L••, S•• P•••• M•
    national broker-dealer RIA
    • 43% of this office left for other firms in the last six months (latest 2026-09-02)
      2026-09-02 (24 days ago). At R••, 9.4% with this moved within a year against 3.7% without it (2.6x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
    Timing
    Strong timing
    Value
    $25M+
    Personal book $25M to $250M; portable $25M to $250M, revenue $100K to $5M
    Team
    No team seen
    Contact
    Unresolved
    no contact route found

    Missing: a usable practice size; a contact route; who works with them (team unresolved).

    Before a call: a contact route.

  12. K••• A••••••• R•• C•••••• M••••••• L••, S•• P•••• M•
    national broker-dealer RIA
    • 43% of this office left for other firms in the last six months (latest 2026-09-02)
      2026-09-02 (24 days ago). At R••, 9.4% with this moved within a year against 3.7% without it (2.6x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
    Timing
    Strong timing
    Value
    $25M+
    Personal book $25M to $250M; portable $25M to $250M, revenue $100K to $5M
    Team
    No team seen
    Contact
    Unresolved
    no contact route found

    Missing: a usable practice size; a contact route; who works with them (team unresolved).

    Before a call: a contact route.

  13. M•••••• M••••••• R•• C•••••• M••••••• L••, S•• P•••• M•
    national broker-dealer RIA
    • 43% of this office left for other firms in the last six months (latest 2026-09-02)
      2026-09-02 (24 days ago). At R••, 9.4% with this moved within a year against 3.7% without it (2.6x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
    Timing
    Strong timing
    Value
    $25M+
    Personal book $25M to $250M; portable $25M to $250M, revenue $100K to $5M
    Team
    No team seen
    Contact
    Unresolved
    no contact route found

    Missing: a usable practice size; a contact route; the full regulatory record; who works with them (team unresolved).

    Before a call: a contact route.

  14. W•••••• H•••••• C••••••••• F•••••••• N••••••, A••••••••• G•
    Call-readynational broker-dealer RIA
    • this office went from 10 to 7 registered advisors over the last year, with 3 leaving for other firms (latest 2026-08-20)
      2026-08-20 (37 days ago). At N•••••••••, 8.2% with this moved within a year against 3.9% without it (2.1x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
    Timing
    Strong timing
    Value
    $25M+
    Personal book $25M to $250M; portable $25M to $250M, revenue $100K to $5M
    Team
    No team seen
    Contact
    Firm level
    catch-all email (domain accepts every address, unverifiable) at commonwealth.com

    Missing: a usable practice size; who works with them (team unresolved).

  15. D•••• W••• C••••••••• F•••••••• N••••••, A••••••••• G•
    national broker-dealer RIA
    • this office went from 10 to 7 registered advisors over the last year, with 3 leaving for other firms (latest 2026-08-20)
      2026-08-20 (37 days ago). At N•••••••••, 8.2% with this moved within a year against 3.9% without it (2.1x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
    Timing
    Strong timing
    Value
    $25M+
    Personal book $25M to $250M; portable $25M to $250M, revenue $100K to $5M
    Team
    No team seen
    Contact
    Unresolved
    no contact route found

    Who else to call: 3 related advisors (teammates, former teammates, office peers and business partners).

    Missing: a usable practice size; a contact route; the full regulatory record; who works with them (team unresolved).

    Before a call: a contact route.

  16. D••••• M•••••••• C••••••••• F•••••••• N••••••, A••••••••• G•
    national broker-dealer RIA
    • this office went from 10 to 7 registered advisors over the last year, with 3 leaving for other firms (latest 2026-08-20)
      2026-08-20 (37 days ago). At N•••••••••, 8.2% with this moved within a year against 3.9% without it (2.1x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
    Timing
    Strong timing
    Value
    $25M+
    Personal book $25M to $250M; portable $25M to $250M, revenue $100K to $5M
    Team
    No team seen
    Contact
    Unresolved
    no contact route found (only unverified leads)

    Who else to call: 2 related advisors (teammates, former teammates, office peers and business partners).

    Missing: a usable practice size; a contact route; who works with them (team unresolved).

    Before a call: a contact route.

  17. K•••• A•••••• C••••••••• F•••••••• N••••••, A••••••••• G•
    national broker-dealer RIA
    • this office went from 10 to 7 registered advisors over the last year, with 3 leaving for other firms (latest 2026-08-20)
      2026-08-20 (37 days ago). At N•••••••••, 8.2% with this moved within a year against 3.9% without it (2.1x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
    Timing
    Strong timing
    Value
    $25M+
    Personal book $25M to $250M; portable $25M to $250M, revenue $100K to $5M
    Team
    No team seen
    Contact
    Unresolved
    no contact route found

    Missing: a usable practice size; a contact route; who works with them (team unresolved).

    Before a call: a contact route.

  18. D••••• S•••• S•• V••••• A•••••••, S••••••••• A•
    state-registered adviser
    • 33% of this office left for other firms in the last six months (latest 2026-08-05)
      2026-08-05 (52 days ago). At A••, 10.7% with this moved within a year against 4.9% without it (2.2x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
    Timing
    Strong timing
    Value
    $25M+
    Team book $50M to $100M; portable $40M to $71M, revenue at most $1M (transfer share is a judgment)
    Team
    No team seen
    Contact
    Unresolved
    no contact route found

    Who else to call: 1 related advisor (teammates, former teammates, office peers and business partners).

    Missing: a contact route; who works with them (team unresolved).

    Before a call: a contact route.

  19. L•••• M••••• S•• V••••• A•••••••, S••••••••• A•
    state-registered adviser
    • 33% of this office left for other firms in the last six months (latest 2026-08-05)
      2026-08-05 (52 days ago). At A••, 10.7% with this moved within a year against 4.9% without it (2.2x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
    Timing
    Strong timing
    Value
    $25M+
    Team book $50M to $100M; portable $40M to $71M, revenue at most $1M (transfer share is a judgment)
    Team
    No team seen
    Contact
    Unresolved
    no contact route found

    Who else to call: 3 related advisors (teammates, former teammates, office peers and business partners).

    Missing: a contact route; who works with them (team unresolved).

    Before a call: a contact route.

  20. J••••• H•••••••• S•• V••••• A•••••••, S••••••••• A•
    state-registered adviser
    • 33% of this office left for other firms in the last six months (latest 2026-08-05)
      2026-08-05 (52 days ago). At A••, 10.7% with this moved within a year against 4.9% without it (2.2x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
    Timing
    Strong timing
    Value
    $25M+
    Team book $50M to $100M; portable $40M to $71M, revenue at most $1M (transfer share is a judgment)
    Team
    No team seen
    Contact
    Unresolved
    no contact route found

    Who else to call: 2 related advisors (teammates, former teammates, office peers and business partners).

    Missing: a contact route; who works with them (team unresolved).

    Before a call: a contact route.

  21. J•••• J•••••• S•• V••••• A•••••••, S••••••••• A•
    state-registered adviser
    • 33% of this office left for other firms in the last six months (latest 2026-08-05)
      2026-08-05 (52 days ago). At A••, 10.7% with this moved within a year against 4.9% without it (2.2x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
    Timing
    Strong timing
    Value
    $25M+
    Team book $50M to $100M; portable $40M to $71M, revenue at most $1M (transfer share is a judgment)
    Team
    No team seen
    Contact
    Unresolved
    no contact route found

    Who else to call: 3 related advisors (teammates, former teammates, office peers and business partners).

    Missing: a contact route; who works with them (team unresolved).

    Before a call: a contact route.

  22. R•••••• S••••••• R•• C•••••• M••••••• L••, W•••••••• C•
    national broker-dealer RIA
    • 20% of this office left for other firms in the last six months (latest 2026-07-30)
      2026-07-30 (58 days ago). At R••, 9.4% with this moved within a year against 3.7% without it (2.6x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
    Timing
    Strong timing
    Value
    $25M+
    Personal book $25M to $250M; portable $25M to $250M, revenue $100K to $5M
    Team
    No team seen
    Contact
    Unresolved
    no contact route found

    Who else to call: 23 related advisors (teammates, former teammates, office peers and business partners).

    Missing: a usable practice size; a contact route; who works with them (team unresolved).

    Before a call: a contact route.

  23. E•••••••• S••••••• R•• C•••••• M••••••• L••, W•••••••• C•
    national broker-dealer RIA
    • 20% of this office left for other firms in the last six months (latest 2026-07-30)
      2026-07-30 (58 days ago). At R••, 9.4% with this moved within a year against 3.7% without it (2.6x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
    Timing
    Strong timing
    Value
    $25M+
    Personal book $25M to $250M; portable $25M to $250M, revenue $100K to $5M
    Team
    No team seen
    Contact
    Unresolved
    no contact route found

    Missing: a usable practice size; a contact route; who works with them (team unresolved).

    Before a call: a contact route.

  24. M•••• V•••••••• R•• C•••••• M••••••• L••, W•••••••• C•
    national broker-dealer RIA
    • 20% of this office left for other firms in the last six months (latest 2026-07-30)
      2026-07-30 (58 days ago). At R••, 9.4% with this moved within a year against 3.7% without it (2.6x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
    Timing
    Strong timing
    Value
    $25M+
    Personal book $25M to $250M; portable $25M to $250M, revenue $100K to $5M
    Team
    No team seen
    Contact
    Unresolved
    no contact route found

    Missing: a usable practice size; a contact route; a meaningful reason; who works with them (team unresolved).

    Before a call: a contact route.

  25. B•••• F•••••• C••••••••• F•••••••• N••••••, O••••••• P•••• K•
    Call-readynational broker-dealer RIA
    • this office went from 34 to 25 registered advisors over the last year, with 10 leaving for other firms (latest 2026-07-07)
      2026-07-07 (3 months ago). At N•••••••••, 8.2% with this moved within a year against 3.9% without it (2.1x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
    Timing
    Strong timing
    Value
    $25M+
    Personal book $25M to $250M; portable $25M to $250M, revenue $100K to $5M
    Team
    No team seen
    Contact
    Firm level
    catch-all email (domain accepts every address, unverifiable) at commonwealth.com

    Who else to call: 12 related advisors (teammates, former teammates, office peers and business partners).

    Missing: a usable practice size; who works with them (team unresolved).

  26. C••••• Y•••• C••••••••• F•••••••• N••••••, O••••••• P•••• K•
    Call-readynational broker-dealer RIA
    • this office went from 34 to 25 registered advisors over the last year, with 10 leaving for other firms (latest 2026-07-07)
      2026-07-07 (3 months ago). At N•••••••••, 8.2% with this moved within a year against 3.9% without it (2.1x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
    Timing
    Strong timing
    Value
    $25M+
    Personal book $25M to $250M; portable $25M to $250M, revenue $100K to $5M
    Team
    No team seen
    Contact
    Firm level
    catch-all email (domain accepts every address, unverifiable) at commonwealth.com

    Missing: a usable practice size; the full regulatory record; who works with them (team unresolved).

  27. S•••• H••• C••••••••• F•••••••• N••••••, O••••••• P•••• K•
    Call-readynational broker-dealer RIA
    • this office went from 34 to 25 registered advisors over the last year, with 10 leaving for other firms (latest 2026-07-07)
      2026-07-07 (3 months ago). At N•••••••••, 8.2% with this moved within a year against 3.9% without it (2.1x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
    Timing
    Strong timing
    Value
    $25M+
    Personal book $25M to $250M; portable $25M to $250M, revenue $100K to $5M
    Team
    No team seen
    Contact
    Firm level
    catch-all email (domain accepts every address, unverifiable) at commonwealth.com

    Who else to call: 11 related advisors (teammates, former teammates, office peers and business partners).

    Missing: a usable practice size; who works with them (team unresolved).

  28. T•••••• D•••••• C••••••••• F•••••••• N••••••, O••••••• P•••• K•
    national broker-dealer RIA
    • this office went from 34 to 25 registered advisors over the last year, with 10 leaving for other firms (latest 2026-07-07)
      2026-07-07 (3 months ago). At N•••••••••, 8.2% with this moved within a year against 3.9% without it (2.1x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
    Timing
    Strong timing
    Value
    $25M+
    Personal book $25M to $250M; portable $25M to $250M, revenue $100K to $5M
    Team
    No team seen
    Contact
    Unresolved
    no contact route found

    Who else to call: 11 related advisors (teammates, former teammates, office peers and business partners).

    Missing: a usable practice size; a contact route; who works with them (team unresolved).

    Before a call: a contact route.

  29. M••• A••• C••••••••• F•••••••• N••••••, O••••••• P•••• K•
    national broker-dealer RIA
    • this office went from 34 to 25 registered advisors over the last year, with 10 leaving for other firms (latest 2026-07-07)
      2026-07-07 (3 months ago). At N•••••••••, 8.2% with this moved within a year against 3.9% without it (2.1x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
    Timing
    Strong timing
    Value
    $25M+
    Personal book $25M to $250M; portable $25M to $250M, revenue $100K to $5M
    Team
    No team seen
    Contact
    Unresolved
    no contact route found

    Missing: a usable practice size; a contact route; the full regulatory record; who works with them (team unresolved).

    Before a call: a contact route.

  30. N••••• G•••• C••••••••• F•••••••• N••••••, O••••••• P•••• K•
    national broker-dealer RIA
    • this office went from 34 to 25 registered advisors over the last year, with 10 leaving for other firms (latest 2026-07-07)
      2026-07-07 (3 months ago). At N•••••••••, 8.2% with this moved within a year against 3.9% without it (2.1x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
    Timing
    Strong timing
    Value
    $25M+
    Personal book $25M to $250M; portable $25M to $250M, revenue $100K to $5M
    Team
    No team seen
    Contact
    Unresolved
    no contact route found

    Who else to call: 5 related advisors (teammates, former teammates, office peers and business partners).

    Missing: a usable practice size; a contact route; who works with them (team unresolved).

    Before a call: a contact route.

  31. J•••• H••••• C••••••••• F•••••••• N••••••, O••••••• P•••• K•
    national broker-dealer RIA
    • this office went from 34 to 25 registered advisors over the last year, with 10 leaving for other firms (latest 2026-07-07)
      2026-07-07 (3 months ago). At N•••••••••, 8.2% with this moved within a year against 3.9% without it (2.1x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
    Timing
    Strong timing
    Value
    $25M+
    Personal book $25M to $250M; portable $25M to $250M, revenue $100K to $5M
    Team
    No team seen
    Contact
    Unresolved
    no contact route found

    Missing: a usable practice size; a contact route; who works with them (team unresolved).

    Before a call: a contact route.

  32. J•••• S•••••••• C••••••••• F•••••••• N••••••, O••••••• P•••• K•
    national broker-dealer RIA
    • this office went from 34 to 25 registered advisors over the last year, with 10 leaving for other firms (latest 2026-07-07)
      2026-07-07 (3 months ago). At N•••••••••, 8.2% with this moved within a year against 3.9% without it (2.1x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
    Timing
    Strong timing
    Value
    $25M+
    Personal book $25M to $250M; portable $25M to $250M, revenue $100K to $5M
    Team
    No team seen
    Contact
    Unresolved
    no contact route found

    Who else to call: 11 related advisors (teammates, former teammates, office peers and business partners).

    Missing: a usable practice size; a contact route; who works with them (team unresolved).

    Before a call: a contact route.

  33. J•••• P•••••• C••••••••• F•••••••• N••••••, O••••••• P•••• K•
    national broker-dealer RIA
    • this office went from 34 to 25 registered advisors over the last year, with 10 leaving for other firms (latest 2026-07-07)
      2026-07-07 (3 months ago). At N•••••••••, 8.2% with this moved within a year against 3.9% without it (2.1x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
    Timing
    Strong timing
    Value
    $25M+
    Personal book $25M to $250M; portable $25M to $250M, revenue $100K to $5M
    Team
    No team seen
    Contact
    Unresolved
    no contact route found

    Who else to call: 22 related advisors (teammates, former teammates, office peers and business partners).

    Missing: a usable practice size; a contact route; the full regulatory record; who works with them (team unresolved).

    Before a call: a contact route.

  34. R•••••• J•••••• C••••••••• F•••••••• N••••••, O••••••• P•••• K•
    national broker-dealer RIA
    • this office went from 34 to 25 registered advisors over the last year, with 10 leaving for other firms (latest 2026-07-07)
      2026-07-07 (3 months ago). At N•••••••••, 8.2% with this moved within a year against 3.9% without it (2.1x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
    Timing
    Strong timing
    Value
    $25M+
    Personal book $25M to $250M; portable $25M to $250M, revenue $100K to $5M
    Team
    No team seen
    Contact
    Unresolved
    no contact route found

    Who else to call: 11 related advisors (teammates, former teammates, office peers and business partners).

    Missing: a usable practice size; a contact route; who works with them (team unresolved).

    Before a call: a contact route.

  35. R•••••• G••••• M• P•••••• T•••, L•••• U•
    Call-readyindependent RIA
    • 20% of this office left for other firms in the last six months (latest 2026-07-01)
      2026-07-01 (3 months ago). At I•••••••••, 13.0% with this moved within a year against 5.4% without it (2.4x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
    Timing
    Strong timing
    Value
    $25M+
    Team book $50M to $100M; portable $29M to $52M, revenue at most $1M (transfer share is a judgment)
    Team
    No team seen
    Contact
    Direct
    published business email at equipyourfuture.com (firm_website)

    Who else to call: 6 related advisors, 3 on a link type measured as carrying moves (teammates, former teammates, office peers and business partners).

    Missing: who works with them (team unresolved).

  36. R••• R•••••••• M• P•••••• T•••, L•••• U•
    Call-readyindependent RIA
    • 20% of this office left for other firms in the last six months (latest 2026-07-01)
      2026-07-01 (3 months ago). At I•••••••••, 13.0% with this moved within a year against 5.4% without it (2.4x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
    Timing
    Strong timing
    Value
    $25M+
    Team book $50M to $100M; portable $29M to $52M, revenue at most $1M (transfer share is a judgment)
    Team
    No team seen
    Contact
    Professional
    L••••••• profile; professional profile page

    Who else to call: 5 related advisors, 2 on a link type measured as carrying moves (teammates, former teammates, office peers and business partners).

    Missing: who works with them (team unresolved).

  37. B••• E•••••• M• P•••••• T•••, L•••• U•
    Call-readyindependent RIA
    • 20% of this office left for other firms in the last six months (latest 2026-07-01)
      2026-07-01 (3 months ago). At I•••••••••, 13.0% with this moved within a year against 5.4% without it (2.4x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
    Timing
    Strong timing
    Value
    $25M+
    Team book $50M to $100M; portable $29M to $52M, revenue at most $1M (transfer share is a judgment)
    Team
    No team seen
    Contact
    Professional
    L••••••• profile; professional profile page

    Who else to call: 4 related advisors, 1 on a link type measured as carrying moves (teammates, former teammates, office peers and business partners).

    Missing: who works with them (team unresolved).

  38. T•••• H••••• M• P•••••• T•••, L•••• U•
    Call-readyindependent RIA
    • 20% of this office left for other firms in the last six months (latest 2026-07-01)
      2026-07-01 (3 months ago). At I•••••••••, 13.0% with this moved within a year against 5.4% without it (2.4x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
    Timing
    Strong timing
    Value
    $25M+
    Team book $50M to $100M; portable $50M to $55M, revenue at most $1M (transfer share is a judgment)
    Team
    No team seen
    Contact
    Professional
    L••••••• profile; professional profile page

    Who else to call: 5 related advisors, 2 on a link type measured as carrying moves (teammates, former teammates, office peers and business partners).

    Missing: who works with them (team unresolved).

  39. P•••• S••••••• R•• C•••••• M••••••• L••, W••••••••• D•
    national broker-dealer RIA
    • 20% of this office left for other firms in the last six months (latest 2026-06-19)
      2026-06-19 (3 months ago). At R••, 9.4% with this moved within a year against 3.7% without it (2.6x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
    Timing
    Strong timing
    Value
    $25M+
    Personal book $25M to $250M; portable $25M to $250M, revenue $100K to $5M
    Team
    No team seen
    Contact
    Unresolved
    no contact route found

    Missing: a usable practice size; a contact route; who works with them (team unresolved).

    Before a call: a contact route.

  40. S•••• O•••••• R•• C•••••• M••••••• L••, W••••••••• D•
    national broker-dealer RIA
    • 20% of this office left for other firms in the last six months (latest 2026-06-19)
      2026-06-19 (3 months ago). At R••, 9.4% with this moved within a year against 3.7% without it (2.6x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
    Timing
    Strong timing
    Value
    $25M+
    Personal book $25M to $250M; portable $25M to $250M, revenue $100K to $5M
    Team
    No team seen
    Contact
    Unresolved
    no contact route found

    Missing: a usable practice size; a contact route; the full regulatory record; who works with them (team unresolved).

    Before a call: a contact route.

Previous121 to 160 of 2,291Next

The advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.