DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Signals

Dated events with a source

Every event names how it is dated: a filing date, a registration date or a roster snapshot. Facts are what a form says; derived events compare two filings; inferences (a control person absent from the next Schedule A) are labelled as such. None of these is a prediction.

  • Douglas Levasseur added a IL registration at Willis Towers Watson Securities, Llc
    Sep 17, 2026 (registration)New state registrationfactadvisor pagesource
  • Charissa Ann Hatten added a OR registration at Valic Financial Advisors, Inc.
    Sep 17, 2026 (registration)New state registrationfactadvisor pagesource
  • Douglas Levasseur added a TX registration at Willis Towers Watson Securities, Llc
    Sep 17, 2026 (registration)New state registrationfactadvisor pagesource
  • Mason Scott Tucker added a AZ registration at Integrated Advisors Network Llc
    Sep 17, 2026 (registration)New state registrationfactadvisor pagesource
  • Daniel P Mullane added a DE registration at Park Avenue Securities Llc
    Sep 17, 2026 (registration)New state registrationfactadvisor pagesource
  • Leopoldo Domenico Matarazzo added a NH registration at Park Avenue Securities Llc
    Sep 17, 2026 (registration)New state registrationfactadvisor pagesource
  • Sarvenaz Vahabzadeh added a TX registration at Wells Fargo Advisors
    Sep 17, 2026 (registration)New state registrationfactadvisor pagesource
  • Matthew Allen Shrope added a TX registration at Lpl Financial Llc
    Sep 17, 2026 (registration)New state registrationfactadvisor pagesource
  • Juan Pablo Fortoul Solorzano added a NJ registration at Insigneo Advisory Services, Llc
    Sep 17, 2026 (registration)New state registrationfactadvisor pagesource
  • Dylan Koenig added a TX registration at Strategic Advisers Llc
    Sep 17, 2026 (registration)New state registrationfactadvisor pagesource
  • Thaddeus H. Roberts registered as an investment adviser representative at Federated Investment Counseling
    Sep 17, 2026 (registration)Advisor registeredfactadvisor pagesource
  • Suresh K Somisetty registered as an investment adviser representative at Hornor, Townsend & Kent, Llc
    Sep 17, 2026 (registration)Advisor registeredfactadvisor pagesource
  • Micah Tiensung Wei no longer holds an investment adviser registration (last listed at Hornor, Townsend & Kent, Llc on the 2026-09-17 feed)
    Sep 17, 2026 (observed_only)Advisor registration endedderivedadvisor pagesource
  • Michael Irion registered as an investment adviser representative at Missionsquare Retirement
    Sep 17, 2026 (registration)Advisor registeredfactadvisor pagesource
  • Leonardo Aurelio Vittini registered as an investment adviser representative at Capital Client Group, Inc.
    Sep 17, 2026 (registration)Advisor registeredfactadvisor pagesource
  • Peter William Weiler no longer holds an investment adviser registration (last listed at Commonwealth Financial Network on the 2026-09-17 feed)
    Sep 17, 2026 (observed_only)Advisor registration endedderivedadvisor pagesource
  • Robert Francis Rogan no longer holds an investment adviser registration (last listed at Equitable Advisors, Llc on the 2026-09-17 feed)
    Sep 17, 2026 (observed_only)Advisor registration endedderivedadvisor pagesource
  • Corey Daniel Frost registered as an investment adviser representative at A Better Way Financial, Llc
    Sep 17, 2026 (registration)Advisor registeredfactadvisor pagesource
  • Steven Michael Reynolds registered as an investment adviser representative at Cetera Investment Advisers Llc
    Sep 17, 2026 (registration)Advisor registeredfactadvisor pagesource
  • Amy Dannis Starkey no longer holds an investment adviser registration (last listed at Ameritas Advisory Services, Llc on the 2026-09-17 feed)
    Sep 17, 2026 (observed_only)Advisor registration endedderivedadvisor pagesource
  • Michael Emil Cear registered as an investment adviser representative at Farther
    Sep 17, 2026 (registration)Advisor registeredfactadvisor pagesource
  • Christiana Marie Dirks registered as an investment adviser representative at Provise Management Group, Llc
    Sep 17, 2026 (registration)Advisor registeredfactadvisor pagesource
  • Nicholas James Barnwell no longer holds an investment adviser registration (last listed at Charles Schwab & Co., Inc. on the 2026-09-17 feed)
    Sep 17, 2026 (observed_only)Advisor registration endedderivedadvisor pagesource
  • Clayton Lynn Rivera no longer holds an investment adviser registration (last listed at Merrill Lynch, Pierce, Fenner & Smith Incorporated on the 2026-09-17 feed)
    Sep 17, 2026 (observed_only)Advisor registration endedderivedadvisor pagesource
  • Jenee Lynette Allen no longer holds an investment adviser registration (last listed at Morgan Stanley on the 2026-09-17 feed)
    Sep 17, 2026 (observed_only)Advisor registration endedderivedadvisor pagesource
  • Elyse Josephine Wegmann registered as an investment adviser representative at Friday Financial
    Sep 17, 2026 (registration)Advisor registeredfactadvisor pagesource
  • Richard Steve Letchworth registered as an investment adviser representative at Empower Advisory Group, Llc
    Sep 17, 2026 (registration)Advisor registeredfactadvisor pagesource
  • Patrick J Weber no longer holds an investment adviser registration (last listed at One Wealth Map, Llc on the 2026-09-17 feed)
    Sep 17, 2026 (observed_only)Advisor registration endedderivedadvisor pagesource
  • Amy Miletti registered as an investment adviser representative at Plan A Wealth, Llc
    Sep 17, 2026 (registration)Advisor registeredfactadvisor pagesource
  • Caleb Porter Buddington registered as an investment adviser representative at Charles Schwab & Co., Inc.
    Sep 17, 2026 (registration)Advisor registeredfactadvisor pagesource
  • Martin P Oneill registered as an investment adviser representative at State Farm Investment Management Corp.
    Sep 17, 2026 (registration)Advisor registeredfactadvisor pagesource
  • William James Wright registered as an investment adviser representative at Advice And Planning Services
    Sep 17, 2026 (registration)Advisor registeredfactadvisor pagesource
  • Kristin Marie Ash registered as an investment adviser representative at Ameriprise Financial Services, Llc
    Sep 17, 2026 (registration)Advisor registeredfactadvisor pagesource
  • Larry Neil Litt registered as an investment adviser representative at Ameriprise Financial Services, Llc
    Sep 17, 2026 (registration)Advisor registeredfactadvisor pagesource
  • Jay Shawn Hawk registered as an investment adviser representative at Mml Investors Services, Llc
    Sep 17, 2026 (registration)Advisor registeredfactadvisor pagesource
  • Michelle Yuxin Chen registered as an investment adviser representative at Ubs Financial Services Inc.
    Sep 17, 2026 (registration)Advisor registeredfactadvisor pagesource
  • Erick Palacios-Cruz registered as an investment adviser representative at Fifth Third Securities, Inc.
    Sep 17, 2026 (registration)Advisor registeredfactadvisor pagesource
  • Rogelio Ostos Ruiz registered as an investment adviser representative at Alterna Wealth Management, Inc.
    Sep 17, 2026 (registration)Advisor registeredfactadvisor pagesource
  • John Roque registered as an investment adviser representative at Strategic Advisers Llc
    Sep 17, 2026 (registration)Advisor registeredfactadvisor pagesource
  • Jordan R Parks registered as an investment adviser representative at Edward Jones
    Sep 17, 2026 (registration)Advisor registeredfactadvisor pagesource
  • Preston Ross Taylor registered as an investment adviser representative at Ubs Financial Services Inc.
    Sep 17, 2026 (registration)Advisor registeredfactadvisor pagesource
  • Emma Larson registered as an investment adviser representative at Firestone Capital Management Inc
    Sep 17, 2026 (registration)Advisor registeredfactadvisor pagesource
  • Mariel Grace Capone registered as an investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Sep 17, 2026 (registration)Advisor registeredfactadvisor pagesource
  • Jason Paul Siko registered as an investment adviser representative at Fairway Investment Group, Llc
    Sep 17, 2026 (registration)Advisor registeredfactadvisor pagesource
  • Christopher Hormaza registered as an investment adviser representative at Equitable Advisors, Llc
    Sep 17, 2026 (registration)Advisor registeredfactadvisor pagesource
  • Brenda Leigh Gordon registered as an investment adviser representative at Fisher Investments
    Sep 17, 2026 (registration)Advisor registeredfactadvisor pagesource
  • William Stova Mcfadden registered as an investment adviser representative at Steward Partners Investment Advisory, Llc
    Sep 17, 2026 (registration)Advisor registeredfactadvisor pagesource
  • Randy Kay Barbour registered as an investment adviser representative at Empower Advisory Group, Llc
    Sep 17, 2026 (registration)Advisor registeredfactadvisor pagesource
  • Jonathan Scott Kluck registered as an investment adviser representative at First Command Advisory Services
    Sep 17, 2026 (registration)Advisor registeredfactadvisor pagesource
  • Konnor Scott Rothrock registered as an investment adviser representative at Lpl Enterprise, Llc
    Sep 17, 2026 (registration)Advisor registeredfactadvisor pagesource
  • Jose Pablo Lippi Ceciliano registered as an investment adviser representative at Fisher Investments
    Sep 17, 2026 (registration)Advisor registeredfactadvisor pagesource
  • Storie Maclaren Lynch registered as an investment adviser representative at J.P. Morgan Securities Llc
    Sep 17, 2026 (registration)Advisor registeredfactadvisor pagesource
  • Gavin J Cahill registered as an investment adviser representative at Lpl Financial Llc
    Sep 17, 2026 (registration)Advisor registeredfactadvisor pagesource
  • Hannah Conte registered as an investment adviser representative at J.P. Morgan Securities Llc
    Sep 17, 2026 (registration)Advisor registeredfactadvisor pagesource
  • Gordon Eliot Fallone no longer holds an investment adviser registration (last listed at Uhlmann Investment Management, L.L.C. on the 2026-09-17 feed)
    Sep 17, 2026 (observed_only)Advisor registration endedderivedadvisor pagesource
  • Alison Laforge no longer holds an investment adviser registration (last listed at Equitable Advisors, Llc on the 2026-09-17 feed)
    Sep 17, 2026 (observed_only)Advisor registration endedderivedadvisor pagesource
  • Christopher Christensen registered as an investment adviser representative at Morgan Stanley
    Sep 17, 2026 (registration)Advisor registeredfactadvisor pagesource
  • Simon Benjamin Wells registered as an investment adviser representative at Strategic Advisers Llc
    Sep 17, 2026 (registration)Advisor registeredfactadvisor pagesource
  • Shane Philip Learn registered as an investment adviser representative at Lpl Financial Llc
    Sep 17, 2026 (registration)Advisor registeredfactadvisor pagesource
  • Jesus Manuel Amador registered as an investment adviser representative at Fisher Investments
    Sep 17, 2026 (registration)Advisor registeredfactadvisor pagesource
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218,257 events match.