DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Signals

Dated events with a source

Every event names how it is dated: a filing date, a registration date or a roster snapshot. Facts are what a form says; derived events compare two filings; inferences (a control person absent from the next Schedule A) are labelled as such. None of these is a prediction.

  • Jack Zurcher registered as an investment adviser representative at Blackrock Investment Management, Llc
    Sep 17, 2026 (registration)Advisor registeredfactadvisor pagesource
  • Riley David Lamott registered as an investment adviser representative at Equitable Advisors, Llc
    Sep 17, 2026 (registration)Advisor registeredfactadvisor pagesource
  • Ethan Eriksen registered as an investment adviser representative at The Caprock Group, Llc
    Sep 17, 2026 (registration)Advisor registeredfactadvisor pagesource
  • Marco Nesrallah Ferrari registered as an investment adviser representative at Focus Partners Wealth, Llc
    Sep 17, 2026 (registration)Advisor registeredfactadvisor pagesource
  • Joshua Gallagher registered as an investment adviser representative at Equitable Advisors, Llc
    Sep 17, 2026 (registration)Advisor registeredfactadvisor pagesource
  • Anthony Christopher Patton registered as an investment adviser representative at Gasima Financial Llc
    Sep 17, 2026 (registration)Advisor registeredfactadvisor pagesource
  • Taylor Lynn Mann registered as an investment adviser representative at Florida Financial Advisors, Llc
    Sep 17, 2026 (registration)Advisor registeredfactadvisor pagesource
  • Madison Elizabeth Clore registered as an investment adviser representative at Pca Investment Advisory Services, Inc.
    Sep 17, 2026 (registration)Advisor registeredfactadvisor pagesource
  • Flavio C. Freitas registered as an investment adviser representative at Csi Group Advisors, Llc
    Sep 17, 2026 (registration)Advisor registeredfactadvisor pagesource
  • Michael Ernst Nicholas registered as an investment adviser representative at Chicago Partners Investment Group Llc
    Sep 17, 2026 (registration)Advisor registeredfactadvisor pagesource
  • Snigdha Kabra registered as an investment adviser representative at Financial Integrity Advisors, Llc
    Sep 17, 2026 (registration)Advisor registeredfactadvisor pagesource
  • Noah Hargett registered as an investment adviser representative at Fisher\Smb
    Sep 17, 2026 (registration)Advisor registeredfactadvisor pagesource
  • Alex Jan Blick registered as an investment adviser representative at Henrickson Nauta Wealth Advisors, Inc.
    Sep 17, 2026 (registration)Advisor registeredfactadvisor pagesource
  • Brian David Mowad registered as an investment adviser representative at Creative Planning
    Sep 17, 2026 (registration)Advisor registeredfactadvisor pagesource
  • Christopher James Tate registered as an investment adviser representative at Curi Capital, Llc
    Sep 17, 2026 (registration)Advisor registeredfactadvisor pagesource
  • Seth Mcluen Coleman registered as an investment adviser representative at Principal Securities, Inc.
    Sep 17, 2026 (registration)Advisor registeredfactadvisor pagesource
  • Gabrielle Dilese Phenix registered as an investment adviser representative at Willis Towers Watson Securities, Llc
    Sep 17, 2026 (registration)Advisor registeredfactadvisor pagesource
  • Malka Lieblich registered as an investment adviser representative at Savlan Wealth Partners
    Sep 17, 2026 (registration)Advisor registeredfactadvisor pagesource
  • Luisa Salazar registered as an investment adviser representative at J.P. Morgan Securities Llc
    Sep 17, 2026 (registration)Advisor registeredfactadvisor pagesource
  • Phillip Spangler registered as an investment adviser representative at State Farm Investment Management Corp.
    Sep 17, 2026 (registration)Advisor registeredfactadvisor pagesource
  • Randal Sade Trinidad-Ambar registered as an investment adviser representative at Gryphon Wealth
    Sep 17, 2026 (registration)Advisor registeredfactadvisor pagesource
  • Alexander Steininger registered as an investment adviser representative at Empower Advisory Group, Llc
    Sep 17, 2026 (registration)Advisor registeredfactadvisor pagesource
  • Ryan Charles Austin registered as an investment adviser representative at Savvy
    Sep 17, 2026 (registration)Advisor registeredfactadvisor pagesource
  • Stephen A Delgado-Mccollum registered as an investment adviser representative at Morgan Stanley
    Sep 17, 2026 (registration)Advisor registeredfactadvisor pagesource
  • Jacob Michael Mathews registered as an investment adviser representative at Onepoint Bfg Wealth Partners
    Sep 17, 2026 (registration)Advisor registeredfactadvisor pagesource
  • Chinenye F Enueme registered as an investment adviser representative at J.P. Morgan Securities Llc
    Sep 17, 2026 (registration)Advisor registeredfactadvisor pagesource
  • Kyle Patrick Wicklund registered as an investment adviser representative at Fisher Investments
    Sep 17, 2026 (registration)Advisor registeredfactadvisor pagesource
  • Aaron Mcdonald registered as an investment adviser representative at J.P. Morgan Securities Llc
    Sep 17, 2026 (registration)Advisor registeredfactadvisor pagesource
  • Dillon Keeney registered as an investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Sep 17, 2026 (registration)Advisor registeredfactadvisor pagesource
  • Akash Savalia registered as an investment adviser representative at Fisher Investments
    Sep 17, 2026 (registration)Advisor registeredfactadvisor pagesource
  • Samuel Connelly registered as an investment adviser representative at Cetera Investment Advisers Llc
    Sep 17, 2026 (registration)Advisor registeredfactadvisor pagesource
  • Dillon C Sparks registered as an investment adviser representative at Morgan Stanley
    Sep 17, 2026 (registration)Advisor registeredfactadvisor pagesource
  • Shelby Carter Durkee registered as an investment adviser representative at Capital Client Group, Inc.
    Sep 17, 2026 (registration)Advisor registeredfactadvisor pagesource
  • Matthew Alexander Barrientos registered as an investment adviser representative at Vanguard Advisers, Inc.
    Sep 17, 2026 (registration)Advisor registeredfactadvisor pagesource
  • Benjamin Davis Varner registered as an investment adviser representative at Fisher Investments
    Sep 17, 2026 (registration)Advisor registeredfactadvisor pagesource
  • John Ohlson registered as an investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Sep 17, 2026 (registration)Advisor registeredfactadvisor pagesource
  • Paul David Brown registered as an investment adviser representative at Lpl Financial Llc
    Sep 17, 2026 (registration)Advisor registeredfactadvisor pagesource
  • Charles Edwards Cohen registered as an investment adviser representative at State Farm Investment Management Corp.
    Sep 17, 2026 (registration)Advisor registeredfactadvisor pagesource
  • Christine Mcnamara Solomon registered as an investment adviser representative at J.P. Morgan Securities Llc
    Sep 17, 2026 (registration)Advisor registeredfactadvisor pagesource
  • David R Carson registered as an investment adviser representative at Lpl Financial Llc
    Sep 17, 2026 (registration)Advisor registeredfactadvisor pagesource
  • Marvin Phillip Caldwell registered as an investment adviser representative at Rubicon Financial Group, Llc
    Sep 17, 2026 (registration)Advisor registeredfactadvisor pagesource
  • Joseph B Rowan registered as an investment adviser representative at Girard Advisory Services, Llc
    Sep 17, 2026 (registration)Advisor registeredfactadvisor pagesource
  • Steven Prumo registered as an investment adviser representative at Advisory Services Network
    Sep 17, 2026 (registration)Advisor registeredfactadvisor pagesource
  • Joseph D Millard registered as an investment adviser representative at Cambridge Investment Research Advisors, Inc.
    Sep 17, 2026 (registration)Advisor registeredfactadvisor pagesource
  • Harvis Armando Astorga registered as an investment adviser representative at Guerra Wealth Advisors
    Sep 17, 2026 (registration)Advisor registeredfactadvisor pagesource
  • Justin Koroyan registered as an investment adviser representative at Citigroup Global Markets Inc.
    Sep 17, 2026 (registration)Advisor registeredfactadvisor pagesource
  • Matthew Frederick Banez registered as an investment adviser representative at Advice And Planning Services
    Sep 17, 2026 (registration)Advisor registeredfactadvisor pagesource
  • Katie Jo Thomas registered as an investment adviser representative at Friday Financial
    Sep 17, 2026 (registration)Advisor registeredfactadvisor pagesource
  • Trent Louis Grzegorczyk registered as an investment adviser representative at Schwartz & Co.
    Sep 17, 2026 (registration)Advisor registeredfactadvisor pagesource
  • David J Newman registered as an investment adviser representative at Morgan Stanley
    Sep 17, 2026 (registration)Advisor registeredfactadvisor pagesource
  • Thomas Edward Wells registered as an investment adviser representative at Brookstone Capital Management Llc
    Sep 17, 2026 (registration)Advisor registeredfactadvisor pagesource
  • David Lieblich registered as an investment adviser representative at Savlan Wealth Partners
    Sep 17, 2026 (registration)Advisor registeredfactadvisor pagesource
  • Mary Jo Kerrigan registered as an investment adviser representative at Lpl Financial Llc
    Sep 17, 2026 (registration)Advisor registeredfactadvisor pagesource
  • Cody Scott Allison registered as an investment adviser representative at Raymond James Financial Services Advisors, Inc
    Sep 17, 2026 (registration)Advisor registeredfactadvisor pagesource
  • Sean Connor Devine registered as an investment adviser representative at Osaic Wealth, Inc.
    Sep 17, 2026 (registration)Advisor registeredfactadvisor pagesource
  • Justin Paul Montreuil registered as an investment adviser representative at Newedge Advisors
    Sep 17, 2026 (registration)Advisor registeredfactadvisor pagesource
  • Benjamin Thomas Blanchard registered as an investment adviser representative at Empower Advisory Group, Llc
    Sep 17, 2026 (registration)Advisor registeredfactadvisor pagesource
  • Bryce Ray Rodgers registered as an investment adviser representative at Empower Advisory Group, Llc
    Sep 17, 2026 (registration)Advisor registeredfactadvisor pagesource
  • Daniel Genevick registered as an investment adviser representative at Mml Investors Services, Llc
    Sep 17, 2026 (registration)Advisor registeredfactadvisor pagesource
  • George Ghobriel registered as an investment adviser representative at Mercer Global Advisors Inc.
    Sep 17, 2026 (registration)Advisor registeredfactadvisor pagesource
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218,257 events match.