DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor teams

Teams that joined Independent Financial Group, LLC

A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, and who all registered next through the same other firm. The rule reads registration dates on IAPD and nothing else: no press, no name matching, no judgment about why. When the cluster carried half or more of the firm it left, or the destination filed a succession naming it, it is typed firm absorbed rather than lift-out. When the two CRDs are one enterprise (the same business name, as with the two Wells Fargo Advisors channels, the same 75%+ owner on both Schedule As around the move, or one name the other with a word added) it is a channel change, listed only when asked for and never counted as a team in or out. Corporate re-registrations (hundreds of people moved to a new CRD in one month) are excluded before teams are formed.

Advisors	From	To	Branch	Type	Left
5	Osaic Wealth, Inc. BD affiliated	Independent Financial Group, LLC BD affiliated	St Louis, Mo	Affiliated broker-dealer or bank to another	Apr 6, 2026
2	Stratos Wealth Partners, Ltd BD affiliated	Independent Financial Group, LLC BD affiliated	Willoughby Hills, Oh +1	Affiliated broker-dealer or bank to another	Mar 30, 2026 over 9 d
2	Ameritas Advisory Services, LLC BD affiliated	Independent Financial Group, LLC BD affiliated	Everett, Wa	Affiliated broker-dealer or bank to another	Feb 20, 2026
2	Cetera Investment Advisers LLC BD affiliated	Independent Financial Group, LLC BD affiliated	Harker Heights, Tx	Affiliated broker-dealer or bank to another	Dec 31, 2025 over 14 d
2	Commonwealth Financial Network national BD	Independent Financial Group, LLC BD affiliated	Glenelg, Md	Affiliated broker-dealer or bank to another	Oct 7, 2025 over 1 d
2	Planned Asset Management independent RIA	Independent Financial Group, LLC BD affiliated	Calabasas, Ca +1	RIA to affiliated broker-dealer or bank	Apr 29, 2025
2	Realta Investment Advisors, Inc BD affiliated	Independent Financial Group, LLC BD affiliated	Wilmington, De	Affiliated broker-dealer or bank to another	Feb 14, 2025 over 11 d
2	Pash & Benson International Ltd. unclassified	Independent Financial Group, LLC BD affiliated	Encino, Ca	Other	Jan 21, 2025
2	Cetera Investment Advisers LLC BD affiliated	Independent Financial Group, LLC BD affiliated	Georgetown, Tx	Affiliated broker-dealer or bank to another	Nov 7, 2024 over 4 d
2	Wealth Advisors, Inc. independent RIA	Independent Financial Group, LLC BD affiliated	San Diego, Ca +1	RIA to affiliated broker-dealer or bank	Feb 16, 2024
3	Crown Capital Securities, L.P. BD affiliated	Independent Financial Group, LLC BD affiliated	Cayucos, Ca	Affiliated broker-dealer or bank to another	Feb 9, 2024
2	Crown Capital Securities, L.P. BD affiliated	Independent Financial Group, LLC BD affiliated	Irvine, Ca	Affiliated broker-dealer or bank to another	Oct 11, 2023
2	International Assets Investment Management, LLC BD affiliated	Independent Financial Group, LLC BD affiliated	Rockwall, Tx +1	Affiliated broker-dealer or bank to another	Jun 30, 2023
2	Arque Capital, Ltd. unclassified	Independent Financial Group, LLC BD affiliated	Scottsdale, Az +1	Other	Jun 16, 2023
3	Osaic Wealth, Inc. BD affiliated	Independent Financial Group, LLC BD affiliated	Brentwood, Tn	Affiliated broker-dealer or bank to another	Nov 1, 2022 over 1 d
2	International Assets Investment Management, LLC BD affiliated	Independent Financial Group, LLC BD affiliated	Houston, Tx	Affiliated broker-dealer or bank to another	Apr 4, 2022 over 8 d
4	Cetera Advisor Networks LLC BD affiliated	Independent Financial Group, LLC BD affiliated	The Woodlands, Tx +3	Affiliated broker-dealer or bank to another	Aug 12, 2021 over 4 d
2	Kalos Management BD affiliated	Independent Financial Group, LLC BD affiliated	Ponte Vedra Beach, Fl	Affiliated broker-dealer or bank to another	Aug 2, 2021
2	Cetera Advisor Networks LLC BD affiliated	Independent Financial Group, LLC BD affiliated	Corpus Christi, Tx	Affiliated broker-dealer or bank to another	Jul 15, 2021 over 13 d
4	Cambridge Investment Research Advisors, Inc. BD affiliated	Independent Financial Group, LLC BD affiliated	Middleton, Wi +2	Affiliated broker-dealer or bank to another	May 17, 2021 over 3 d
2	Commonwealth Financial Network national BD	Independent Financial Group, LLC independent RIA	San Diego, Ca	Affiliated broker-dealer or bank to independent RIA	Sep 24, 2020
2	Tri-Star Financial independent RIA	Independent Financial Group, LLC independent RIA	El Segundo, Ca	RIA to RIA	Mar 6, 2020
3	Cantella & Co., Inc. BD affiliated	Independent Financial Group, LLC independent RIA	Irvine, Ca	Affiliated broker-dealer or bank to independent RIA	Feb 14, 2020
4	Sagepoint Financial, Inc. BD affiliated	Independent Financial Group, LLC independent RIA	Delafield, Wi	Affiliated broker-dealer or bank to independent RIA	Jan 13, 2020 over 3 d
2	LPL Financial LLC BD affiliated	Independent Financial Group, LLC independent RIA	Paso Robles, Ca	Affiliated broker-dealer or bank to independent RIA	Nov 25, 2019
2	LPL Financial LLC BD affiliated	Independent Financial Group, LLC independent RIA	Warsaw, In +1	Affiliated broker-dealer or bank to independent RIA	Oct 8, 2019 over 6 d
2	United Planners' Financial Services Of America A Limited Partner independent RIA	Independent Financial Group, LLC BD affiliated	Phoenix, Az	RIA to affiliated broker-dealer or bank	Feb 7, 2019 over 5 d
2	Osaic Wealth, Inc. BD affiliated	Independent Financial Group, LLC BD affiliated	Prescott, Az	Affiliated broker-dealer or bank to another	Jan 8, 2019
2	Kusske Financial Management, Inc. unclassified	Independent Financial Group, LLC BD affiliated	Burnsville, Mn	Other	Dec 27, 2018
2	United Planners' Financial Services Of America A Limited Partner independent RIA	Independent Financial Group, LLC BD affiliated	Petaluma, Ca	RIA to affiliated broker-dealer or bank	Oct 8, 2018
2	MML Investors Services, LLC BD affiliated	Independent Financial Group, LLC BD affiliated	Tempe, Az	Affiliated broker-dealer or bank to another	Jul 26, 2018
2	Cetera Advisor Networks LLC BD affiliated	Independent Financial Group, LLC BD affiliated	Arcadia, Ca +1	Affiliated broker-dealer or bank to another	Jul 6, 2018
4	Signator Investors, Inc. other	Independent Financial Group, LLC other	Sikeston, Mo +1	Other	Feb 20, 2018
2	Cetera Advisor Networks LLC other	Independent Financial Group, LLC other	San Juan Capistrano, Ca	Other	Dec 12, 2017
2	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Independent Financial Group, LLC other	Burbank, Ca +1	Other	Oct 20, 2017 over 5 d
2	First Allied Advisory Services, Inc. other	Independent Financial Group, LLC other	San Luis Obispo, Ca +1	Other	Sep 21, 2017
3	LPL Financial LLC other	Independent Financial Group, LLC other	San Diego, Ca +1	Other	Aug 17, 2016 over 1 d
2	Msi Financial Services, Inc. other	Independent Financial Group, LLC other	Highland Hills, Oh	Other	Dec 1, 2015 over 9 d
2	Securities America Advisors, Inc. other	Independent Financial Group, LLC other	Pooler, Ga +1	Other	Oct 27, 2015 over 6 d
3	Voya Financial Advisors, Inc. other	Independent Financial Group, LLC other	Clackamas, Or	Other	Oct 19, 2015
2	Voya Financial Advisors, Inc. other	Independent Financial Group, LLC other	San Gabriel, Ca	Other	Sep 28, 2015 over 1 d
3	LPL Financial LLC other	Independent Financial Group, LLC other	Carlsbad, Ca +1	Other	Jul 21, 2015 over 15 d
2	Questar Asset Management, Inc. other	Independent Financial Group, LLC other	Los Angeles, Ca +1	Other	Mar 31, 2015 over 13 d
2	First Allied Advisory Services, Inc. other	Independent Financial Group, LLC other	Reno, Nv	Other	Jan 5, 2015

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44 teams match.derived from registration dates