RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Teams that left Bb&T Securities, LLC
A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, and who all registered next through the same other firm. The rule reads registration dates on IAPD and nothing else: no press, no name matching, no judgment about why. When the cluster carried half or more of the firm it left, or the destination filed a succession naming it, it is typed firm absorbed rather than lift-out. When the two CRDs are one enterprise (the same business name, as with the two Wells Fargo Advisors channels, the same 75%+ owner on both Schedule As around the move, or one name the other with a word added) it is a channel change, listed only when asked for and never counted as a team in or out. Corporate re-registrations (hundreds of people moved to a new CRD in one month) are excluded before teams are formed.
| Advisors | From | To | Branch | Type | Left |
|---|---|---|---|---|---|
| 2 | Bb&T Securities, LLC BD affiliated | Synovus Securities, Inc. independent RIA | Richmond, Va | Affiliated broker-dealer or bank to independent RIA | Feb 17, 2021 over 13 d |
| 2 | Bb&T Securities, LLC BD affiliated | Bb&T Investment Services, Inc. other | Richmond, Va | Other | Feb 17, 2021 |
| 7 | Bb&T Securities, LLC BD affiliated | Raymond James & Associates, Inc. national BD | St Augustine, Fl +2 | Affiliated broker-dealer or bank to another | Dec 11, 2020 over 12 d |
| 2 | Bb&T Securities, LLC BD affiliated | Janney Montgomery Scott LLC BD affiliated | Ft Lauderdale, Fl | Affiliated broker-dealer or bank to another | Dec 8, 2020 |
| 2 | Bb&T Securities, LLC BD affiliated | Truist Advisory Services, Inc. BD affiliated | Charlotte, Nc +1 | Affiliated broker-dealer or bank to another | Oct 1, 2020 over 4 d |
| 2 | Bb&T Securities, LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | High Point, Nc +1 | Affiliated broker-dealer or bank to another | Mar 13, 2020 over 4 d |
| 4 | Bb&T Securities, LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Raleigh, Nc +1 | Affiliated broker-dealer or bank to another | Jan 29, 2020 over 15 d |
| 2 | Bb&T Securities, LLC BD affiliated | Wells Fargo Advisors wirehouse | Mclean, Va +1 | Affiliated broker-dealer or bank to wirehouse | Oct 29, 2018 over 3 d |
| 2 | Bb&T Securities, LLC BD affiliated | Live Oak Private Wealth, LLC no RAUM | Wilmington, Nc | Affiliated broker-dealer or bank to a newly registered adviser | Sep 11, 2018 over 1 d |
| 2 | Bb&T Securities, LLC other | Raymond James Financial Services Advisors, Inc other | Virginia Beach, Va | Other | Oct 18, 2017 over 6 d |
| 2 | Bb&T Securities, LLC other | Raymond James Financial Services Advisors, Inc other | Virginia Beach, Va +1 | Other | Mar 30, 2017 over 11 d |
| 2 | Bb&T Securities, LLC other | UBS Financial Services Inc. wirehouse | Mt Pleasant, Sc | Other | Sep 24, 2015 |
| 3 | Bb&T Securities, LLC other | Wells Fargo Advisors wirehouse | Richmond, Va | Other | Jan 26, 2015 over 1 d |