RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Teams that left Newedge Advisors
A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, and who all registered next through the same other firm. The rule reads registration dates on IAPD and nothing else: no press, no name matching, no judgment about why. When the cluster carried half or more of the firm it left, or the destination filed a succession naming it, it is typed firm absorbed rather than lift-out. When the two CRDs are one enterprise (the same business name, as with the two Wells Fargo Advisors channels, the same 75%+ owner on both Schedule As around the move, or one name the other with a word added) it is a channel change, listed only when asked for and never counted as a team in or out. Corporate re-registrations (hundreds of people moved to a new CRD in one month) are excluded before teams are formed.
| Advisors | From | To | Branch | Type | Left |
|---|---|---|---|---|---|
| 2 | Newedge Advisors BD affiliated | Rossby Financial, LLC independent RIA | Jupiter, Fl | Affiliated broker-dealer or bank to independent RIA | Aug 31, 2026 |
| 2 | Newedge Advisors BD affiliated | Kestra Advisory Services, LLC BD affiliated | New Orleans, La | Affiliated broker-dealer or bank to another | Aug 4, 2026 |
| 4 | Newedge Advisors BD affiliated | Mariner BD affiliated | New Orleans, La | Affiliated broker-dealer or bank to another | May 29, 2026 |
| 2 | Newedge Advisors BD affiliated | LPL Financial LLC BD affiliated | New Orleans, La | Affiliated broker-dealer or bank to another | Dec 11, 2025 over 7 d |
| 4 | Newedge Advisors BD affiliated | LPL Financial LLC BD affiliated | New Orleans, La | Affiliated broker-dealer or bank to another | Nov 12, 2025 |
| 4 | Newedge Advisors BD affiliated | Marathon Financial Group no RAUM | New Orleans, La | Affiliated broker-dealer or bank to a newly registered adviser | Sep 22, 2025 over 9 d |
| 3 | Newedge Advisors BD affiliated | LPL Financial LLC BD affiliated | Dover, Oh +1 | Affiliated broker-dealer or bank to another | Mar 11, 2025 |
| 2 | Newedge Advisors BD affiliated | Gratus Wealth Advisors LLC no RAUM | New Orleans, La | Affiliated broker-dealer or bank to a newly registered adviser | Feb 1, 2024 over 4 d |
| 2 | Newedge Advisors BD affiliated | Gratus Wealth Advisors LLC no RAUM | Virginia Beah, Va +1 | Affiliated broker-dealer or bank to a newly registered adviser | Feb 1, 2024 |
| 3 | Newedge Advisors BD affiliated | Legacy Edge Advisors no RAUM | Melville, Ny | Affiliated broker-dealer or bank to a newly registered adviser | Nov 1, 2023 |
| 3 | Newedge Advisors BD affiliated | LPL Financial LLC independent RIA | Canonsburg, Pa | Affiliated broker-dealer or bank to independent RIA | Dec 5, 2022 |
| 4 | Newedge Advisors BD affiliated | Avid Wealth Partners, LLC no RAUM | New Orleans, La | Affiliated broker-dealer or bank to a newly registered adviser | Nov 1, 2022 |
| 2 | Newedge Advisors BD affiliated | Avid Wealth Partners, LLC no RAUM | San Antonio, Tx | Affiliated broker-dealer or bank to a newly registered adviser | Nov 1, 2022 |
| 4 | Newedge Advisors BD affiliated | New Edge Wealth independent RIA | Mcmurray, Pa | Affiliated broker-dealer or bank to independent RIA | Aug 2, 2022 |
| 2 | Newedge Advisors BD affiliated | The Clifford Group LLC independent RIA | Newton, Ma | Affiliated broker-dealer or bank to independent RIA | Jul 27, 2022 |
| 8 | Newedge Advisors independent RIA | Pallas Capital Advisors, LLC no RAUM | New Orleans, La | RIA to a newly registered adviser | Dec 1, 2020 over 7 d |
| 2 | Newedge Advisors independent RIA | Pallas Capital Advisors, LLC no RAUM | Braintree, Ma | RIA to a newly registered adviser | Dec 1, 2020 |