DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor teams

Teams that left U.S. Bancorp Investments, Inc.

A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, and who all registered next through the same other firm. The rule reads registration dates on IAPD and nothing else: no press, no name matching, no judgment about why. When the cluster carried half or more of the firm it left, or the destination filed a succession naming it, it is typed firm absorbed rather than lift-out. When the two CRDs are one enterprise (the same business name, as with the two Wells Fargo Advisors channels, the same 75%+ owner on both Schedule As around the move, or one name the other with a word added) it is a channel change, listed only when asked for and never counted as a team in or out. Corporate re-registrations (hundreds of people moved to a new CRD in one month) are excluded before teams are formed.

Advisors	From	To	Branch	Type	Left
2	U.S. Bancorp Investments, Inc. BD affiliated	RBC Capital Markets, LLC national BD	Chesterfield, Mo	Affiliated broker-dealer or bank to another	Dec 10, 2025
2	U.S. Bancorp Investments, Inc. BD affiliated	Raymond James & Associates, Inc. national BD	Aurora, Co +1	Affiliated broker-dealer or bank to another	Apr 3, 2025
2	U.S. Bancorp Investments, Inc. BD affiliated	Edward Jones national BD	Mount Vernon, Il +1	Affiliated broker-dealer or bank to another	Nov 18, 2024
2	U.S. Bancorp Investments, Inc. BD affiliated	LPL Financial LLC BD affiliated	Union, Mo +1	Affiliated broker-dealer or bank to another	Oct 15, 2024
2	U.S. Bancorp Investments, Inc. BD affiliated	Wells Fargo Advisors wirehouse	Downers Grove, Il +1	Affiliated broker-dealer or bank to wirehouse	Sep 13, 2024
2	U.S. Bancorp Investments, Inc. BD affiliated	Wells Fargo Advisors wirehouse	Sacramento, Ca +1	Affiliated broker-dealer or bank to wirehouse	Nov 1, 2023 over 1 d
2	U.S. Bancorp Investments, Inc. BD affiliated	Comerica Securities independent RIA	Los Angeles, Ca +1	Affiliated broker-dealer or bank to independent RIA	Aug 23, 2023
2	U.S. Bancorp Investments, Inc. BD affiliated	Raymond James Financial Services Advisors, Inc BD affiliated	Anacortes, Wa +1	Affiliated broker-dealer or bank to another	Apr 3, 2023 over 1 d
3	U.S. Bancorp Investments, Inc. BD affiliated	Wells Fargo Advisors wirehouse	Plymouth, Mn +1	Affiliated broker-dealer or bank to wirehouse	Jan 26, 2023
2	U.S. Bancorp Investments, Inc. BD affiliated	LPL Financial LLC independent RIA	Saint Joseph, Mo	Affiliated broker-dealer or bank to independent RIA	Nov 30, 2022
3	U.S. Bancorp Investments, Inc. BD affiliated	Raymond James Financial Services Advisors, Inc BD affiliated	Denver, Co	Affiliated broker-dealer or bank to another	Oct 6, 2022
2	U.S. Bancorp Investments, Inc. BD affiliated	RBC Capital Markets, LLC national BD	Strongsville, Oh +1	Affiliated broker-dealer or bank to another	Sep 30, 2022
3	U.S. Bancorp Investments, Inc. BD affiliated	LPL Financial LLC independent RIA	Pacifica, Ca +2	Affiliated broker-dealer or bank to independent RIA	Sep 29, 2022 over 4 d
3	U.S. Bancorp Investments, Inc. BD affiliated	Cetera Investment Advisers LLC BD affiliated	Paducah, Ky	Affiliated broker-dealer or bank to another	Mar 24, 2022
2	U.S. Bancorp Investments, Inc. BD affiliated	LPL Financial LLC BD affiliated	Willow Springs, Mo +1	Affiliated broker-dealer or bank to another	Feb 25, 2022 over 14 d
2	U.S. Bancorp Investments, Inc. BD affiliated	Cetera Investment Advisers LLC BD affiliated	Lake Oswego, Or	Affiliated broker-dealer or bank to another	Jul 23, 2021
2	U.S. Bancorp Investments, Inc. BD affiliated	Edward Jones national BD	Austin, Mn +1	Affiliated broker-dealer or bank to another	Jun 25, 2021 over 11 d
2	U.S. Bancorp Investments, Inc. BD affiliated	Cetera Investment Advisers LLC BD affiliated	Delphos, Oh +1	Affiliated broker-dealer or bank to another	Mar 19, 2021
2	U.S. Bancorp Investments, Inc. BD affiliated	Truist Advisory Services, Inc. BD affiliated	Cleveland, Oh +1	Affiliated broker-dealer or bank to another	Jun 29, 2020
2	U.S. Bancorp Investments, Inc. BD affiliated	Wells Fargo Advisors wirehouse	Beverly Hills, Ca +1	Affiliated broker-dealer or bank to wirehouse	Mar 27, 2020
2	U.S. Bancorp Investments, Inc. BD affiliated	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Victorville, Ca +1	Affiliated broker-dealer or bank to wirehouse	Jan 14, 2020 over 9 d
2	U.S. Bancorp Investments, Inc. BD affiliated	RBC Capital Markets, LLC national BD	Saint Paul, Mn	Affiliated broker-dealer or bank to another	Jan 10, 2020 over 3 d
2	U.S. Bancorp Investments, Inc. BD affiliated	LPL Financial LLC independent RIA	Eau Claire, Wi +1	Affiliated broker-dealer or bank to independent RIA	Aug 1, 2019
2	U.S. Bancorp Investments, Inc. BD affiliated	RBC Capital Markets, LLC national BD	Saint Paul, Mn +1	Affiliated broker-dealer or bank to another	Mar 29, 2019 over 7 d
2	U.S. Bancorp Investments, Inc. BD affiliated	U.S. Bancorp Advisors, LLC BD affiliated	San Diego, Ca +1	Affiliated broker-dealer or bank to another	Mar 25, 2019 over 2 d
2	U.S. Bancorp Investments, Inc. BD affiliated	Triad Investment Management no RAUM	Bonney Lake, Wa	Affiliated broker-dealer or bank to a newly registered adviser	Jan 8, 2019
2	U.S. Bancorp Investments, Inc. BD affiliated	The Oak Ridge Financial Services Group, Inc BD affiliated	Burnsville, Mn +1	Affiliated broker-dealer or bank to another	Apr 17, 2018 over 7 d
2	U.S. Bancorp Investments, Inc. other	LPL Financial LLC independent RIA	Omaha, Ne	Other	Mar 7, 2018
2	U.S. Bancorp Investments, Inc. other	Raymond James Financial Services Advisors, Inc BD affiliated	Portland, Or	Other	Feb 26, 2018
2	U.S. Bancorp Investments, Inc. other	Wells Fargo Advisors wirehouse	Las Vegas, Nv	Other	Jan 24, 2018 over 7 d
2	U.S. Bancorp Investments, Inc. other	Fifth Third Securities, Inc. other	Warrensville Heights, Oh +1	Other	Jul 31, 2017
2	U.S. Bancorp Investments, Inc. other	LPL Financial LLC other	Verona, Ky	Other	Dec 8, 2016
2	U.S. Bancorp Investments, Inc. other	Waddell & Reed other	Shelley, Id +1	Other	Oct 24, 2016
2	U.S. Bancorp Investments, Inc. other	Fort Washington Investment Advisors Inc other	Cincinnati, Oh +1	Other	Sep 27, 2016
2	U.S. Bancorp Investments, Inc. other	Commonwealth Financial Network national BD	Saint Peters, Mo	Other	Sep 7, 2016
2	U.S. Bancorp Investments, Inc. other	Wells Fargo Advisors wirehouse	Brentwood, Tn +1	Other	Jun 17, 2016
2	U.S. Bancorp Investments, Inc. other	Wells Fargo Advisors wirehouse	Chanhassen, Mn +1	Other	Mar 7, 2016 over 10 d
3	U.S. Bancorp Investments, Inc. other	Wells Fargo Advisors wirehouse	Saint Louis, Mo +2	Other	Dec 2, 2015 over 1 d
2	U.S. Bancorp Investments, Inc. other	Waddell & Reed other	Centerville, Oh +1	Other	Apr 2, 2015

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39 teams match.derived from registration dates