DFX Intelligence
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Firms / W•••••• T••••••••• I••••••••• ••••
W•••••• T••••••••• I••••••••• ••••
••• Locked
corporate parent: P10 Holdings, Inc.
Importance
34
moderate
Active deployment
30
moderate
Emerging
0
low
Completeness
75
high
Freshness
98
high
Research priority
12
low
Identity and regulatory footprint
- Headquarters
- Portola Valley, CAadviserinfo.sec.gov
- Office address
- ••• Lockedadviserinfo.sec.gov
- Business phone
- ••• Lockedadviserinfo.sec.gov
- Website
- w•••••••••.com
- SEC adviser type
- registered investment adviseradviserinfo.sec.gov
- SEC exemption claimed
- unknown
- Latest Form ADV
- Mar 28, 2024
- Private funds reported
- 8 (0 venture capital funds)adviserinfo.sec.gov
- Private fund gross assets
- $1.9Badviserinfo.sec.govreported GAV of the funds, the adviser's own number; not fund size, not dry powder
- Regulatory AUM
- $1.9Bthe adviser's RAUM, a regulatory measure, never a fund size
- Employees
- 34
- Owners on Schedule A
- P••• I••• (Shareholder), E; P•• H•••••••• I••• (Shareholder), E; P•• I••••••••• H••••••• L•• (Shareholder), E
- business email
- info@westerntech.comwesterntech.compublished by the subject
- business phone
- 650-234-4300adviserinfo.sec.govpublished by the subject
Stated thesis versus observed behaviour
97 observed deals
Stated (the firm’s website)
- Sectors
- hardware
- Stages
- seed
- Geography
- not stated
- Check size
- not stated; DFX does not estimate checks from round sizes
Observed (from deals on record)
Stage at participation
series a 100%
Stage at first entry
series a 100%
Sectors
unknown 94%Other Technology 3%Other 1%Biotechnology 1%Other Health Care 1%
lead rate 0%follow-on rate 0%new logos, 12 months 97
Funds and vehicles
1 reported
| Vehicle | Type | Vintage | Lifecycle | Reported GAV | Owners | Form D sold | Latest Form D |
|---|---|---|---|---|---|---|---|
| W•• E••••• O••••••••• F••• I• L••• | Opportunity fund · ADV: Private Equity Fund | 2016 adv first reported | Harvest | $58.5M Mar 28, 2024 | 25 | $0 of $75.0M | Dec 8, 2015 |
GAV is the gross asset value the adviser reported on Form ADV for the vehicle, never the fund’s committed size and never dry powder. Form D sold is the amount sold as of the latest filing, never a final close.
Investment team
33 current, 5 departed
L••• K•••••••••
AnalystAP/AR Analyst
D•••• R••• W••••
Founder or executiveChief Executive Officer · since Jan 1, 2011
M•••••• C•••• W•••••••
Founder or executiveExecutive Chairman · since Jun 1, 2015
D••• G••••••
PartnerInvestment Partner
D•••• W••••
PartnerInvestment Partner, CEO
G••• G•••••••
PartnerInvestment Partner
J•••• F••
PartnerSenior Loan Specialist Manager
M•••••• W•••••••
PartnerInvestment Partner, Chairman
P•••••• W•••
PartnerPrincipal and Portfolio Manager
P•••• R•••
PartnerInvestment Partner
R••• R••••
PartnerInvestment Partner
S•••• P•••••
PartnerInvestment Partner
A••••• P••••••
Platform and operationsOperations Manager
B••••••• C•••••••••
Platform and operationsDirector of Finance and SEC Reporting
D••••••• F•••••
Platform and operationsOperations
E••• S••••
Platform and operationsAccounting Ops Manager
J•••• S••••••••• T••••
Platform and operationsChief Financial Officer / Chief Compliance Officer · since Jul 1, 2021
J•••• T••••
Platform and operationsCFO & CCO
J•• D•••••••••
Platform and operationsAccounting Manager
L••••• V••••
Platform and operationsOperations
L••• C••
Platform and operationsDirector of Investments and Finance
M•••••••• C•••••••••
Platform and operationsAccounting Manager
P•••• L••
Platform and operationsOperations
R•••• L••
Platform and operationsChief Accounting Officer
S••• K••••••
Platform and operationsSenior Manager of Finance
T••••• R•••••
Platform and operationsSenior Manager of Investments and Operations
Z••• A••••
Platform and operationsOperations
A•••••• L••
PrincipalPrincipal
D•••• B•••
PrincipalPrincipal
M•••• B•••••••
PrincipalPrincipal
S••• R••••
Venture partnerVenture Partner
R•••••• N•••••••
Vice presidentSenior Associate
R•••••• R••••
Vice presidentVice President · since Mar 1, 2021
5 departed (kept with end dates)
- R••••• W•••• S•••••• · Shareholder · Oct 1, 2010 to Mar 30, 2022 Inference
- S••••••• O••• G•••••••• · Shareholder · Oct 1, 2010 to Nov 10, 2022 Inference
- J••••• N•••• B•••••••• · Chief Financial Officer, Chief Compliance Officer, Secretary · Sep 1, 2019 to Aug 18, 2021 Inference
- M••••• D•••• E•• · Cfo/Chief Compliance Officer/Vp/Secretary/Treasurer · Oct 1, 2010 to Mar 31, 2020 Inference
- J•• L•••••• C•••• · Class D Member, Vp, Assistant Secretary · Jan 1, 2011 to Mar 31, 2023 Inference
Investments on record
97 edges, 96 companies, 0 partner-attributed
“This investor” is the amount disclosed for this investor alone; it is unknown unless a source said it. The round size is the whole round.
Co-investors
40 relationships from shared deals, counted for the whole firm
S••••••• V••••••• M••••••••• L•• 3 shared · recurringW••••• V••••••• M••••••••• L•• 3 shared · recurringB•••• C•••••• L•• 3 shared · recurringB•••••• M••••••••• L•• 3 shared · recurringB•• V••••••• 2 shared · recurringK•• V••••••• 2 shared · recurringH••• P••• V•••••• P••••••• 2 shared · recurringU••••• M••••••••• L• 2 shared · recurringR•• V••••••• 2 shared · recurringS••••• C••••••• L•• 2 shared · recurringH•• C•••••• 2 shared · recurringS•••••••• I••• 1 shared · one timeK••••• V•••••••• L•• 1 shared · one timeA••••••• 1 shared · one timeR•• • B••• V••••••• 1 shared · one timeC••• L•• 1 shared · one timeL•••••• C•••••• M••••••••• L•• 1 shared · one timeI•••••• F••• M••••••••• L•• 1 shared · one timeU•••• I••••••••• M••••••••• L•• 1 shared · one timeM••••••• C•••••• M••••••••• L•• 1 shared · one timeB••••• C•••••• V••••••• 1 shared · one timeS•••• A••••• 1 shared · one timeN••• M••••••••• L•• 1 shared · one timeC•••••••• C•••••• P••••••• 1 shared · one timeC••••••••• V••••••• M••••••••• L•• 1 shared · one timeA•••• V••••••• Y•••• L••• 1 shared · one timeG••••••••• C•••••• M••••••••• L•• 1 shared · one timeH••••••• V••••••• L•• 1 shared · one timeE••••••• V•••••••• L•• 1 shared · one timeC•• E••••• P••••••• I• L•• 1 shared · one timeC••••• V••••••• M••••••••• L•• 1 shared · one timeD•• V••••••• 1 shared · one timeB••• V•••••• M••••••••• I••• 1 shared · one timeT•• C•••••• 1 shared · one timeR•••••••• V•••••• M••••••••• L•• 1 shared · one timeL•••••••• V••••••• G••••• L• 1 shared · one timeT••••• G••••• S••••••• O••••••••• L• 1 shared · one timeP••••• V••••••• M••••••••• L•• 1 shared · one timeC•••••• 1 shared · one timeF• L••• 1 shared · one time
Limited partners
0 disclosed
No LP commitment on record. An LP edge needs a public disclosure with a quote: a pension report (see Limited partners for the plans read), a fund announcement naming the LP, or a Form ADV owner. The fund page carries the LP’s reported performance.
Timeline
10 dated events
- Mar 31, 2023J•• L•••••• C•••• (Class D Member, Vp, Assistant Secretary) no longer on Schedule A of W•••••• T••••••••• I••••••••• ••••
- Nov 10, 2022S••••••• O••• G•••••••• (Shareholder) no longer on Schedule A of W•••••• T••••••••• I••••••••• ••••
- Mar 30, 2022R••••• W•••• S•••••• (Shareholder) no longer on Schedule A of W•••••• T••••••••• I••••••••• ••••
- Aug 18, 2021J••••• N•••• B•••••••• (Chief Financial Officer, Chief Compliance Officer, Secretary) no longer on Schedule A of W•••••• T••••••••• I••••••••• ••••
- Jul 1, 2021J•••• S••••••••• T•••• joined Schedule A of W•••••• T••••••••• I••••••••• •••• as Chief Compliance Officer
- Mar 1, 2021R•••••• R•••• joined Schedule A of W•••••• T••••••••• I••••••••• •••• as Vice President
- Mar 31, 2020M••••• D•••• E•• (Cfo/Chief Compliance Officer/Vp/Secretary/Treasurer) no longer on Schedule A of W•••••• T••••••••• I••••••••• ••••
- Sep 1, 2019J••••• N•••• B•••••••• joined Schedule A of W•••••• T••••••••• I••••••••• •••• as Chief Financial Officer, Chief Compliance Officer, Secretary
- Mar 28, 2016W•• E••••• O••••••••• F••• I• L••• first reported on Form ADV by W•••••• T••••••••• I••••••••• •••• (Venture Capital Fund)Fund first reported on Form ADVFundsFactW•• E••••• O••••••••• F••• I• L•••SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 20, 2012W•••••• T••••••••• I••••••••• •••• first filed Form ADV (IA)First SEC adviser filingOrganizationFactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
Classification history
- Sep 12, 2026Corporate venture (candidate, 50%, cls-1)corporate parent: P•• H•••••••• I•••
Evidence
53 observations from 2 sources