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F•••••• C•••••• P•••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

F•••••• C•••••• P•••••••• L••

CRD 173709

KANSAS CITY, MO

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Search this name across graphsid dfx:ria:30821ccd-cd56-dd78-8dc1-7a349c6fb399

Data as of Sep 3, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:48 AM UTC and rebuilt at most every 15 minutes.

Relationships: 53
Dated events: 1
On other graphs: 3
Observed: Apr 30, 2023 to Sep 3, 2026
10 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand; an owner is a different entity, resolved from Schedule A/B

Venture Capitalidentity

F•••••• C•••••• P•••••••• L••

Venture manager · shared crd

Independent Sponsorsidentity

F•••••• C•••••• P•••••••• L••

Capital provider to sponsors · shared crd

Private Equityidentity

F•••••• C•••••• P•••••••• L••

Private equity manager · shared crd

Private Equityowner

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=0.0
Regulatory AUM: $148MItem 5.F on the latest filing (2026-09-03); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $148M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
F•••••• C•••••• T••• F••• I• L•	Venture Capital Fund	$43.8M	Jul 2, 2024	103	Oct 30, 2014	reported	021-256015
F•••••• C•••••• T••• F••• I•• L•••	Venture Capital Fund	$41.4M

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
1•••• H•••••••• L••	Member	E	yes	03/2018	Apr 30, 2023	Jul 2, 2024
B•••••••• M•••••• C•••••••••	ELECTED MANAGER	F	yes	07/2007	Apr 30, 2023

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
M••••••• L••	n/a	Bd affiliated wealth	$125B	N	yes	n/a
M•••••• I••••••••• A•••••• N••••••• L••	n/a	Bd affiliated wealth	$9.6B	N	yes

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$148M	$143M	3.5%	n/a	n/a	8	8	0	0

Relationships

Affiliated with (38)

→ M••••••Registered adviserother investment adviser, insurance company, pooled vehicle sponsor, LP sponsor, common control
factForm ADV
→ M•••••• A•••••• N••••••Registered adviserother investment adviser, common control
factForm ADV
→ M•••••• WEALTHRegistered adviserother investment adviser, common control
factForm ADV
→ M•••••• I•••••••••Registered adviserother investment adviser, common control

Dated events

Occurred
Apr 30, 2023
First Form ADV filing
F•••••• C•••••• P•••••••• L•• filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:30821ccd-cd56-dd78-8dc1-7a349c6fb399
First observed: Apr 30, 2023
Last observed: Sep 3, 2026 19 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.