RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• J••••• M••••••
- F••••• C•••••• A•••••••• L•• independent RIA currentsince Jan 14, 2025 · St. Petersburg, Fl
- C•••••• independent RIADec 15, 2022 to Jan 10, 2025 · Miami, Fl
- C• D•••• P•••••• W•••••• L•• formerDec 13, 2016 to Mar 31, 2023 · St. Petersburg, Fl
- P•• W••••• M••••••••• BD affiliatedJul 30, 2013 to Sep 21, 2016 · Tampa, Fl
- H•••••• W•••••• I••••••••• S••••••• I••• independent RIAFeb 17, 2012 to Aug 8, 2013 · St. Petersburg, Fl
- C••••• I••••••••• S••••••• L•• formerSep 20, 2011 to Feb 13, 2012 · New Orleans, La
- W•••• F•••• A••••••• wirehouseOct 1, 2000 to Jun 29, 2011 · St. Petersburg, Fl
- C•••••• to F••••• C•••••• A•••••••• L••left Jan 10, 2025, registered Jan 14, 2025 (4 days) · RIA to RIA
- C• D•••• P•••••• W•••••• L•• to C••••••left Mar 31, 2023, registered Dec 15, 2022 (-106 days) · RIA to RIA · moved with a team
- P•• W••••• M••••••••• to C• D•••• P•••••• W•••••• L••left Sep 21, 2016, registered Dec 13, 2016 (83 days) · Other
- H•••••• W•••••• I••••••••• S••••••• I••• to P•• W••••• M•••••••••left Aug 8, 2013, registered Jul 30, 2013 (-9 days) · Other
- C••••• I••••••••• S••••••• L•• to H•••••• W•••••• I••••••••• S••••••• I•••left Feb 13, 2012, registered Feb 17, 2012 (4 days) · Other
- W•••• F•••• A••••••• to C••••• I••••••••• S••••••• L••left Jun 29, 2011, registered Sep 20, 2011 (83 days) · Other
- J•••• J••••• M•••••• left Corient for F••••• C•••••• A•••••••• L•• (registered 2025-01-14)Jan 10, 2025 · Advisor changed firm · fact
- J•••• J••••• M•••••• left C• D•••• P•••••• W•••••• L•• for Corient (registered 2022-12-15)Mar 31, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address