RIA Intelligence

• Principal Securities, Inc. BD affiliated current
  since Aug 18, 2026 · Marlton, Nj
• LPL Enterprise, LLC BD affiliated
  Apr 13, 2026 to Aug 26, 2026 · Cherry Hill Township, Nj
• Strategic Advisers LLC national BD
  Mar 31, 2025 to Apr 24, 2026 · Marlton, Nj
• Fidelity Personal And Workplace Advisors former
  Jul 9, 2020 to Mar 31, 2025 · Medford, Nj
• Nomura Investment Management Business Trust asset manager
  Apr 20, 2020 to Jun 2, 2020 · Philadelphia, Pa
• Delaware Capital Management Advisers, Inc former
  Jul 5, 2012 to Apr 20, 2020 · Philadelphia, Pa
• Blackrock Investment Management, LLC asset manager
  Mar 6, 2007 to Dec 7, 2011 · Princeton, Nj
• Pnc Wealth Management BD affiliated
  Dec 16, 2004 to Mar 4, 2005 · Glendora, Nj
• Wells Fargo Advisors wirehouse
  May 13, 2003 to Aug 20, 2003 · Bala Cynwyd, Pa
• Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
  Nov 4, 2002 to Apr 30, 2003 · Pennington, Nj

• LPL Enterprise, LLC to Principal Securities, Inc.
  left Aug 26, 2026, registered Aug 18, 2026 (-8 days) · Affiliated broker-dealer or bank to another · moved with a team
• Strategic Advisers LLC to LPL Enterprise, LLC
  left Apr 24, 2026, registered Apr 13, 2026 (-11 days) · Affiliated broker-dealer or bank to another · moved with a team
• Fidelity Personal And Workplace Advisors to Strategic Advisers LLC
  left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
• Nomura Investment Management Business Trust to Fidelity Personal And Workplace Advisors
  left Jun 2, 2020, registered Jul 9, 2020 (37 days) · Other
• Delaware Capital Management Advisers, Inc to Nomura Investment Management Business Trust
  left Apr 20, 2020, registered Apr 20, 2020 (0 days) · corporate re-registration, not a move
• Blackrock Investment Management, LLC to Delaware Capital Management Advisers, Inc
  left Dec 7, 2011, registered Jul 5, 2012 (211 days) · Other
• Pnc Wealth Management to Blackrock Investment Management, LLC
  left Mar 4, 2005, registered Mar 6, 2007 (732 days) · Other
• Wells Fargo Advisors to Pnc Wealth Management
  left Aug 20, 2003, registered Dec 16, 2004 (484 days) · Other
• Merrill Lynch, Pierce, Fenner & Smith Incorporated to Wells Fargo Advisors
  left Apr 30, 2003, registered May 13, 2003 (13 days) · Wirehouse to wirehouse

• Christian Joseph Faino left Lpl Enterprise, Llc for Principal Securities, Inc. (registered 2026-08-18)
  Aug 26, 2026 · Advisor changed firm · fact
• Christian Joseph Faino left Strategic Advisers Llc for Lpl Enterprise, Llc (registered 2026-04-13)
  Apr 24, 2026 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

28derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address