DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

A••••• W• F•••••

T••••• A••••••• S•••••••• I•••BD affiliatedBirmingham, Aldual registrantIAPD 3238082

Certified Financial Planner

Feed of 09/14/2026

Also filed as Ashley Wayne Folkes

At current firm

1 y

since Jul 9, 2025

In the industry

20 y

since Sep 19, 2005 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

T••••• A••••••• S•••••••• I••• BD affiliated current
since Jul 9, 2025 · Birmingham, Al
F•••••• independent RIA
Jun 21, 2024 to Jun 26, 2025 · Hoover, Al
C••••• I••••••••• A••••••• L•• BD affiliated
Mar 21, 2024 to Jun 17, 2024 · Hoover, Al
C••••• A••••••• L•• former
Jul 28, 2023 to Mar 21, 2024 · Hoover, Al
O••••••••• S••••••••• I••• BD affiliated
May 24, 2023 to Aug 1, 2023 · Indianapolis, In
P••• A••••• S••••••••• L•• BD affiliated
Nov 29, 2022 to May 15, 2023 · Birmingham, Al
B••••••••• W••••• M••••••••• former
Aug 9, 2021 to Aug 1, 2022 · Birmingham, Al
M•••• • C••••• I•• BD affiliated
Dec 17, 2018 to Jan 28, 2020 · Phoenix, Az
E•••••••• A•••••••• L•• national BD
Jun 19, 2018 to Dec 7, 2018 · Scottsdale, Az
V•••• F•••••••• A•••••••• I••• BD affiliated
Jan 23, 2013 to Jun 18, 2018 · Birmingham, Al
S•••••• S••••••••• I••• BD affiliated
Feb 2, 2012 to Mar 5, 2012 · Dothan, Al
F•••• T•••• S••••••••• I••• BD affiliated
Jan 12, 2011 to Dec 16, 2011 · Atlanta, Ga
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Sep 19, 2005 to Dec 22, 2010 · Atlanta, Ga

Moves

a registration end followed by a registration begin elsewhere

F•••••• to T••••• A••••••• S•••••••• I•••
left Jun 26, 2025, registered Jul 9, 2025 (13 days) · RIA to affiliated broker-dealer or bank
C••••• I••••••••• A••••••• L•• to F••••••
left Jun 17, 2024, registered Jun 21, 2024 (4 days) · Affiliated broker-dealer or bank to independent RIA
C••••• A••••••• L•• to C••••• I••••••••• A••••••• L••
left Mar 21, 2024, registered Mar 21, 2024 (0 days) · corporate re-registration, not a move
O••••••••• S••••••••• I••• to C••••• A••••••• L••
left Aug 1, 2023, registered Jul 28, 2023 (-4 days) · Affiliated broker-dealer or bank to another
P••• A••••• S••••••••• L•• to O••••••••• S••••••••• I•••
left May 15, 2023, registered May 24, 2023 (9 days) · Affiliated broker-dealer or bank to another
B••••••••• W••••• M••••••••• to P••• A••••• S••••••••• L••
left Aug 1, 2022, registered Nov 29, 2022 (120 days) · RIA to affiliated broker-dealer or bank
M•••• • C••••• I•• to B••••••••• W••••• M•••••••••
left Jan 28, 2020, registered Aug 9, 2021 (559 days) · Affiliated broker-dealer or bank to independent RIA
E•••••••• A•••••••• L•• to M•••• • C••••• I••
left Dec 7, 2018, registered Dec 17, 2018 (10 days) · Affiliated broker-dealer or bank to another
V•••• F•••••••• A•••••••• I••• to E•••••••• A•••••••• L••
left Jun 18, 2018, registered Jun 19, 2018 (1 days) · Affiliated broker-dealer or bank to another
S•••••• S••••••••• I••• to V•••• F•••••••• A•••••••• I•••
left Mar 5, 2012, registered Jan 23, 2013 (324 days) · Other
F•••• T•••• S••••••••• I••• to S•••••• S••••••••• I•••
left Dec 16, 2011, registered Feb 2, 2012 (48 days) · Other
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to F•••• T•••• S••••••••• I•••
left Dec 22, 2010, registered Jan 12, 2011 (21 days) · Other

Signals

A••••• W• F••••• left Farther for T••••• A••••••• S•••••••• I••• (registered 2025-07-09)
Jun 26, 2025 · Advisor changed firm · fact
A••••• W• F••••• left C••••• I••••••••• A••••••• L•• for Farther (registered 2024-06-21)
Jun 17, 2024 · Advisor changed firm · fact
A••••• W• F••••• left O••••••••• S••••••••• I••• for C••••• A••••••• L•• (registered 2023-07-28)
Aug 1, 2023 · Advisor changed firm · fact
A••••• W• F••••• left P••• A••••• S••••••••• L•• for O••••••••• S••••••••• I••• (registered 2023-05-24)
May 15, 2023 · Advisor changed firm · fact
A••••• W• F••••• left B••••••••• W••••• M••••••••• for P••• A••••• S••••••••• L•• (registered 2022-11-29)
Aug 1, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 20derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address