RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
I•• T••••• P•••••
- C••••••• institutional currentsince Feb 7, 2025 · Alexandria, Va
- C••••••• W••••• M••••••••• I••• formerFeb 15, 2023 to Feb 6, 2025 · Alexandria, Va
- F••••••• P••••••• A•• W•••••••• A••••••• formerJun 16, 2020 to Feb 8, 2023 · Reston, Va
- A••••••••• F•••••••• S•••••••• L•• national BDOct 7, 2019 to May 12, 2020 · Fairfax, Va
- C•••••• A••••••• BD affiliatedMay 25, 2016 to Sep 6, 2019 · Reston, Va
- L•••••• I••••••••• independent RIAMar 17, 2016 to Sep 6, 2019 · Ashburn, Va
- K••••• A•••••••• I••• BD affiliatedMar 2, 2011 to Feb 10, 2015 · Ft. Lauderdale, Fl
- L•• F•••••••• L•• BD affiliatedJul 24, 2009 to Mar 4, 2011 · Spotsylvania, Va
- P•• W••••• M••••••••• BD affiliatedDec 12, 2008 to Jul 22, 2009 · Fredericksburg, Va
- V•••• F•••••••• A•••••••• I••• BD affiliatedMay 6, 2002 to Dec 11, 2008 · Richmond, Va
- C••••••• W••••• M••••••••• I••• to C•••••••left Feb 6, 2025, registered Feb 7, 2025 (1 days) · Other · moved with a team
- F••••••• P••••••• A•• W•••••••• A••••••• to C••••••• W••••• M••••••••• I•••left Feb 8, 2023, registered Feb 15, 2023 (7 days) · Affiliated broker-dealer or bank to independent RIA
- A••••••••• F•••••••• S•••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••left May 12, 2020, registered Jun 16, 2020 (35 days) · Affiliated broker-dealer or bank to another
- L•••••• I••••••••• to C•••••• A•••••••left Sep 6, 2019, registered May 25, 2016 (-1199 days) · Other · moved with a team
- C•••••• A••••••• to A••••••••• F•••••••• S•••••••• L••left Sep 6, 2019, registered Oct 7, 2019 (31 days) · Affiliated broker-dealer or bank to another
- K••••• A•••••••• I••• to L•••••• I•••••••••left Feb 10, 2015, registered Mar 17, 2016 (401 days) · Other
- L•• F•••••••• L•• to K••••• A•••••••• I•••left Mar 4, 2011, registered Mar 2, 2011 (-2 days) · Other
- P•• W••••• M••••••••• to L•• F•••••••• L••left Jul 22, 2009, registered Jul 24, 2009 (2 days) · Other
- V•••• F•••••••• A•••••••• I••• to P•• W••••• M•••••••••left Dec 11, 2008, registered Dec 12, 2008 (1 days) · Other
- I•• T••••• P••••• left C••••••• W••••• M••••••••• I••• for Captrust (registered 2025-02-07)Feb 6, 2025 · Advisor changed firm · fact
- I•• T••••• P••••• left F••••••• P••••••• A•• W•••••••• A••••••• for C••••••• W••••• M••••••••• I••• (registered 2023-02-15)Feb 8, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address