DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

V•••••• A•••••• W••••••

V••••••• A•••••••• I•••BD affiliatedPlano, Txdual registrantIAPD 4268904

Feed of 09/14/2026

Also filed as Vincent A Wallace

At current firm

4 y

since Mar 9, 2022

In the industry

25 y

since Jun 8, 2001 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

V••••••• A•••••••• I••• BD affiliated current
since Mar 9, 2022 · Plano, Tx
E••••• J•••• national BD
Sep 25, 2020 to Jan 20, 2022 · Forney, Tx
U••• I••••••••• S••••••• C•••••• no RAUM
Jan 8, 2018 to Jun 22, 2020 · San Antonio, Tx
U••• F•••••••• P••••••• S••••••• former
Sep 6, 2013 to Jan 8, 2018 · Addison, Tx
J••• M••••• S••••••••• L•• wirehouse
Feb 7, 2013 to Aug 21, 2013 · De Soto, Tx
M••••••• I••••••••• N•••••• I••• BD affiliated
Mar 5, 2012 to Feb 21, 2013 · Dallas, Tx
C•••• I••••••••• S••••••• C•••• former
Jan 29, 2009 to Oct 11, 2011 · Denton, Tx
B••• O•• S••••••••• C••••••••• unclassified
Jun 20, 2002 to Feb 4, 2004 · Desoto, Tx

Moves

a registration end followed by a registration begin elsewhere

E••••• J•••• to V••••••• A•••••••• I•••
left Jan 20, 2022, registered Mar 9, 2022 (48 days) · Affiliated broker-dealer or bank to another
U••• I••••••••• S••••••• C•••••• to E••••• J••••
left Jun 22, 2020, registered Sep 25, 2020 (95 days) · Other · moved with a team
U••• F•••••••• P••••••• S••••••• to U••• I••••••••• S••••••• C••••••
left Jan 8, 2018, registered Jan 8, 2018 (0 days) · corporate re-registration, not a move
J••• M••••• S••••••••• L•• to U••• F•••••••• P••••••• S•••••••
left Aug 21, 2013, registered Sep 6, 2013 (16 days) · Other
M••••••• I••••••••• N•••••• I••• to J••• M••••• S••••••••• L••
left Feb 21, 2013, registered Feb 7, 2013 (-14 days) · Other
C•••• I••••••••• S••••••• C•••• to M••••••• I••••••••• N•••••• I•••
left Oct 11, 2011, registered Mar 5, 2012 (146 days) · Other
B••• O•• S••••••••• C••••••••• to C•••• I••••••••• S••••••• C••••
left Feb 4, 2004, registered Jan 29, 2009 (1821 days) · Other

Signals

V•••••• A•••••• W•••••• left E••••• J•••• for V••••••• A•••••••• I••• (registered 2022-03-09)
Jan 20, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 25derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address