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Registered advisor
J•••• M•••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as Julia Rivera Galvan
At current firm
7 y
since Apr 18, 2019
In the industry
24 y
since Jun 1, 2002 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- J••• M••••• S••••••••• L•• wirehouse currentsince Apr 18, 2019 · Tempe, Az
- S••••• W••••• A•••••••• I••• no RAUMFeb 27, 2014 to Apr 29, 2019 · Phoenix, Az
- V••••••• A•••••••• I••• BD affiliatedJul 24, 2013 to Feb 7, 2014 · Scottsdale, Az
- S•••••••• F••••••••• I••• formerApr 10, 2013 to Jul 1, 2013 · Scottsdale, Az
- U••• F•••••••• P••••••• S••••••• formerJul 1, 2011 to Jan 18, 2013 · Phoenix, Az
- U••• I••••••••• S••••••• C•••••• no RAUMDec 5, 2006 to Jul 11, 2011 · Phoenix, Az
Moves
a registration end followed by a registration begin elsewhere
- S••••• W••••• A•••••••• I••• to J••• M••••• S••••••••• L••left Apr 29, 2019, registered Apr 18, 2019 (-11 days) · Affiliated broker-dealer or bank to wirehouse
- V••••••• A•••••••• I••• to S••••• W••••• A•••••••• I•••left Feb 7, 2014, registered Feb 27, 2014 (20 days) · Other
- S•••••••• F••••••••• I••• to V••••••• A•••••••• I•••left Jul 1, 2013, registered Jul 24, 2013 (23 days) · Other
- U••• F•••••••• P••••••• S••••••• to S•••••••• F••••••••• I•••left Jan 18, 2013, registered Apr 10, 2013 (82 days) · Other
- U••• I••••••••• S••••••• C•••••• to U••• F•••••••• P••••••• S•••••••left Jul 11, 2011, registered Jul 1, 2011 (-10 days) · channel change inside one enterprise, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address