RIA Intelligence

• First Citizens Investor Services, Inc. BD affiliated current
  since Jun 29, 2026 · North Charleston, Sc
• Td Private Client Wealth LLC BD affiliated
  Aug 29, 2025 to Jun 12, 2026 · Mount Pleasant, Sc
• United Brokerage Services Inc BD affiliated
  Dec 21, 2023 to Aug 26, 2025 · Charleston, Sc
• Truist Advisory Services, Inc. BD affiliated
  Apr 12, 2022 to Dec 6, 2023 · Charleston, Sc
• Wells Fargo Advisors wirehouse
  Feb 3, 2022 to Mar 29, 2022 · Charleston, Sc
• Cuna Brokerage Services, Inc. former
  Jun 25, 2021 to Nov 3, 2021 · Madison, Wi
• Northwestern Mutual Investment Services,LLC no RAUM
  Aug 12, 2019 to Sep 9, 2020 · Greenville, Sc
• Empower Advisory Group, LLC BD affiliated
  Oct 20, 2017 to Jun 24, 2019 · Mount Pleasant, Sc
• Transamerica Retirement Advisors, LLC BD affiliated
  Jun 23, 2014 to Oct 9, 2017 · Mt. Pleasant, Sc
• Bb&T Investment Services, Inc. former
  Sep 15, 2010 to Nov 8, 2012 · Charlotte, Nc
• Southstate Advisory, Inc. former
  Apr 29, 2010 to Sep 8, 2010 · Columbia, Sc
• Wells Fargo Advisors wirehouse
  Jan 23, 2009 to Aug 31, 2009 · Charlotte, Nc

• Td Private Client Wealth LLC to First Citizens Investor Services, Inc.
  left Jun 12, 2026, registered Jun 29, 2026 (17 days) · Affiliated broker-dealer or bank to another
• United Brokerage Services Inc to Td Private Client Wealth LLC
  left Aug 26, 2025, registered Aug 29, 2025 (3 days) · Affiliated broker-dealer or bank to another
• Truist Advisory Services, Inc. to United Brokerage Services Inc
  left Dec 6, 2023, registered Dec 21, 2023 (15 days) · Affiliated broker-dealer or bank to another
• Wells Fargo Advisors to Truist Advisory Services, Inc.
  left Mar 29, 2022, registered Apr 12, 2022 (14 days) · Wirehouse to affiliated broker-dealer or bank
• Cuna Brokerage Services, Inc. to Wells Fargo Advisors
  left Nov 3, 2021, registered Feb 3, 2022 (92 days) · Affiliated broker-dealer or bank to wirehouse
• Northwestern Mutual Investment Services,LLC to Cuna Brokerage Services, Inc.
  left Sep 9, 2020, registered Jun 25, 2021 (289 days) · Other
• Empower Advisory Group, LLC to Northwestern Mutual Investment Services,LLC
  left Jun 24, 2019, registered Aug 12, 2019 (49 days) · Other
• Transamerica Retirement Advisors, LLC to Empower Advisory Group, LLC
  left Oct 9, 2017, registered Oct 20, 2017 (11 days) · Other
• Bb&T Investment Services, Inc. to Transamerica Retirement Advisors, LLC
  left Nov 8, 2012, registered Jun 23, 2014 (592 days) · Other
• Southstate Advisory, Inc. to Bb&T Investment Services, Inc.
  left Sep 8, 2010, registered Sep 15, 2010 (7 days) · Other
• Wells Fargo Advisors to Southstate Advisory, Inc.
  left Aug 31, 2009, registered Apr 29, 2010 (241 days) · Wirehouse to a newly registered adviser (no RAUM reported yet)

• Scott Soenen left Td Private Client Wealth Llc for First Citizens Investor Services, Inc. (registered 2026-06-29)
  Jun 12, 2026 · Advisor changed firm · fact
• Scott Soenen left United Brokerage Services Inc for Td Private Client Wealth Llc (registered 2025-08-29)
  Aug 26, 2025 · Advisor changed firm · fact
• Scott Soenen left Truist Advisory Services, Inc. for United Brokerage Services Inc (registered 2023-12-21)
  Dec 6, 2023 · Advisor changed firm · fact
• Scott Soenen left Wells Fargo Advisors for Truist Advisory Services, Inc. (registered 2022-04-12)
  Mar 29, 2022 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

22derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address