DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Michael Douglas Arner
Feed of 09/15/2026
Also filed as Michael D. Arner
At current firm
1 y
since Sep 8, 2025
In the industry
21 y
since Oct 1, 2004 (earliest exam, job or registration)
Prior registered firms
10
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Tlg Advisors, Inc. BD affiliated currentsince Sep 8, 2025 · Waxhaw, Nc
- Osaic Wealth, Inc. BD affiliatedJun 14, 2024 to Jul 22, 2025 · Birmingham, Al
- Securities America Advisors, Inc. formerJul 17, 2020 to Jun 14, 2024 · Charlotte, Nc
- Investacorp Advisory Services Inc formerApr 24, 2020 to Jul 17, 2020 · Charlotte, Nc
- Valic Financial Advisors, Inc. BD affiliatedJun 1, 2017 to May 24, 2018 · Columbia, Sc
- Pnc Wealth Management BD affiliatedMar 4, 2016 to Aug 10, 2016 · Charlotte, Nc
- E*Trade Capital Management, LLC formerMay 14, 2013 to Nov 12, 2015 · Arlington, Va
- Strategic Advisers LLC national BDSep 27, 2012 to Apr 15, 2013 · Cary, Nc
- Morgan Stanley wirehouseJul 19, 2010 to Sep 6, 2011 · Charlotte, Nc
- Principal Securities, Inc. BD affiliatedMar 3, 2006 to Jun 18, 2009 · Charlotte, Nc
- UBS Financial Services Inc. wirehouseOct 4, 2004 to Sep 2, 2005 · Charlotte, Nc
Moves
a registration end followed by a registration begin elsewhere
- Osaic Wealth, Inc. to Tlg Advisors, Inc.left Jul 22, 2025, registered Sep 8, 2025 (48 days) · Affiliated broker-dealer or bank to another
- Securities America Advisors, Inc. to Osaic Wealth, Inc.left Jun 14, 2024, registered Jun 14, 2024 (0 days) · corporate re-registration, not a move
- Investacorp Advisory Services Inc to Securities America Advisors, Inc.left Jul 17, 2020, registered Jul 17, 2020 (0 days) · corporate re-registration, not a move
- Valic Financial Advisors, Inc. to Investacorp Advisory Services Incleft May 24, 2018, registered Apr 24, 2020 (701 days) · Affiliated broker-dealer or bank to another
- Pnc Wealth Management to Valic Financial Advisors, Inc.left Aug 10, 2016, registered Jun 1, 2017 (295 days) · Other
- E*Trade Capital Management, LLC to Pnc Wealth Managementleft Nov 12, 2015, registered Mar 4, 2016 (113 days) · Other
- Strategic Advisers LLC to E*Trade Capital Management, LLCleft Apr 15, 2013, registered May 14, 2013 (29 days) · Other
- Morgan Stanley to Strategic Advisers LLCleft Sep 6, 2011, registered Sep 27, 2012 (387 days) · Wirehouse to affiliated broker-dealer or bank
- Principal Securities, Inc. to Morgan Stanleyleft Jun 18, 2009, registered Jul 19, 2010 (396 days) · Other
- UBS Financial Services Inc. to Principal Securities, Inc.left Sep 2, 2005, registered Mar 3, 2006 (182 days) · Other
Signals
- Michael Douglas Arner left Osaic Wealth, Inc. for Tlg Advisors, Inc. (registered 2025-09-08)Jul 22, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address