DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

D•••• M•••••••

E••••• J••••national BDSt. Louis, Mo dual registrantIAPD 5035245

Certified Financial Planner

Feed of 09/15/2026

Also filed as David Thomas Martinez

At current firm

1 y

since Jun 16, 2025

In the industry

20 y

since Oct 27, 2005 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

E••••• J•••• national BD current
since Jun 16, 2025 · Dallas, Tx
C•••••• S••••• • C••• I••• national BD
May 23, 2020 to Apr 9, 2025 · Westlake, Tx
U••• I••••••••• S••••••• C•••••• no RAUM
Jan 8, 2018 to May 24, 2020 · San Antonio, Tx
U••• F•••••••• P••••••• S••••••• former
Feb 4, 2016 to Jan 8, 2018 · Norfolk, Va
A••••• A•• P••••••• S••••••• BD affiliated
Sep 26, 2014 to Nov 25, 2015 · Tucson, Az
U••• F•••••••• P••••••• S••••••• former
May 23, 2011 to Sep 10, 2014 · Addison, Tx
S•••••••• A••••••• L•• national BD
Dec 20, 2010 to Apr 19, 2011 · Westlake, Tx
V•••• F•••••••• A•••••••• I••• BD affiliated
Feb 14, 2006 to Oct 1, 2007 · Albuquerque, Nm

Moves

a registration end followed by a registration begin elsewhere

C•••••• S••••• • C••• I••• to E••••• J••••
left Apr 9, 2025, registered Jun 16, 2025 (68 days) · Affiliated broker-dealer or bank to another
U••• I••••••••• S••••••• C•••••• to C•••••• S••••• • C••• I•••
left May 24, 2020, registered May 23, 2020 (-1 days) · corporate re-registration, not a move
U••• F•••••••• P••••••• S••••••• to U••• I••••••••• S••••••• C••••••
left Jan 8, 2018, registered Jan 8, 2018 (0 days) · corporate re-registration, not a move
A••••• A•• P••••••• S••••••• to U••• F•••••••• P••••••• S•••••••
left Nov 25, 2015, registered Feb 4, 2016 (71 days) · Other
U••• F•••••••• P••••••• S••••••• to A••••• A•• P••••••• S•••••••
left Sep 10, 2014, registered Sep 26, 2014 (16 days) · Other
S•••••••• A••••••• L•• to U••• F•••••••• P••••••• S•••••••
left Apr 19, 2011, registered May 23, 2011 (34 days) · Affiliated broker-dealer or bank to a newly registered adviser
V•••• F•••••••• A•••••••• I••• to S•••••••• A••••••• L••
left Oct 1, 2007, registered Dec 20, 2010 (1176 days) · Other

Signals

D•••• M••••••• left C•••••• S••••• • C••• I••• for E••••• J•••• (registered 2025-06-16)
Apr 9, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 20derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address