RIA Intelligence

• J.P. Morgan Securities LLC wirehouse current
  since Mar 25, 2026 · Ocala, Fl
• Pnc Wealth Management BD affiliated
  May 23, 2025 to Mar 25, 2026 · Ocala, Fl
• Td Private Client Wealth LLC BD affiliated
  Mar 7, 2024 to Jul 2, 2024 · Sarasota, Fl
• Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
  Aug 21, 2019 to Feb 23, 2024 · Gainesville, Fl
• Capital Analysts BD affiliated
  Apr 5, 2019 to Jun 6, 2019 · Gainesville, Fl
• Lincoln Investment independent RIA
  Apr 1, 2019 to Jun 6, 2019 · Gainesville, Fl
• Cetera Investment Advisers LLC BD affiliated
  Dec 17, 2015 to Mar 20, 2019 · Gainesville, Fl
• Suntrust Investment Services, Inc. former
  Feb 18, 2014 to Nov 17, 2015 · Gainesville, Fl
• Pnc Managed Account Solutions, Inc. former
  Mar 29, 2011 to Feb 14, 2014 · Gainesville, Fl
• Chase Investment Services Corp. former
  Sep 9, 2009 to Oct 22, 2009 · Miami, Fl
• Wells Fargo Advisors wirehouse
  Mar 4, 2008 to Jun 16, 2009 · Gainesville, Fl
• Banc Of America Investment Services, Inc. unclassified
  Nov 6, 2006 to Nov 20, 2007 · Coral Gables, Fl

• Pnc Wealth Management to J.P. Morgan Securities LLC
  left Mar 25, 2026, registered Mar 25, 2026 (0 days) · Affiliated broker-dealer or bank to wirehouse
• Td Private Client Wealth LLC to Pnc Wealth Management
  left Jul 2, 2024, registered May 23, 2025 (325 days) · Affiliated broker-dealer or bank to another
• Merrill Lynch, Pierce, Fenner & Smith Incorporated to Td Private Client Wealth LLC
  left Feb 23, 2024, registered Mar 7, 2024 (13 days) · Wirehouse to affiliated broker-dealer or bank
• Lincoln Investment to Capital Analysts
  left Jun 6, 2019, registered Apr 5, 2019 (-62 days) · Affiliated broker-dealer or bank to another · moved with a team
• Capital Analysts to Merrill Lynch, Pierce, Fenner & Smith Incorporated
  left Jun 6, 2019, registered Aug 21, 2019 (76 days) · Affiliated broker-dealer or bank to wirehouse
• Cetera Investment Advisers LLC to Lincoln Investment
  left Mar 20, 2019, registered Apr 1, 2019 (12 days) · Affiliated broker-dealer or bank to another
• Suntrust Investment Services, Inc. to Cetera Investment Advisers LLC
  left Nov 17, 2015, registered Dec 17, 2015 (30 days) · Other
• Pnc Managed Account Solutions, Inc. to Suntrust Investment Services, Inc.
  left Feb 14, 2014, registered Feb 18, 2014 (4 days) · Other
• Chase Investment Services Corp. to Pnc Managed Account Solutions, Inc.
  left Oct 22, 2009, registered Mar 29, 2011 (523 days) · Other
• Wells Fargo Advisors to Chase Investment Services Corp.
  left Jun 16, 2009, registered Sep 9, 2009 (85 days) · Other
• Banc Of America Investment Services, Inc. to Wells Fargo Advisors
  left Nov 20, 2007, registered Mar 4, 2008 (105 days) · Other

• Rommel Garcia left Pnc Wealth Management for J.P. Morgan Securities Llc (registered 2026-03-25)
  Mar 25, 2026 · Advisor changed firm · fact
• Rommel Garcia left Td Private Client Wealth Llc for Pnc Wealth Management (registered 2025-05-23)
  Jul 2, 2024 · Advisor changed firm · fact
• Rommel Garcia left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Td Private Client Wealth Llc (registered 2024-03-07)
  Feb 23, 2024 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Wirehousederived

Years in industry

19derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address