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Feed of 09/14/2026
Also filed as B•••• F••••
At current firm
0 y
since Jan 2, 2026
In the industry
19 y
since Feb 1, 2007 (earliest exam, job or registration)
Prior registered firms
9
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- E••••• J•••• national BD currentsince Jan 2, 2026 · Trinity, Fl
- C•••••• S••••• • C••• I••• national BDSep 16, 2022 to Dec 9, 2024 · Temple Terrace, Fl
- F••••• I••••••••• independent RIAAug 20, 2021 to Feb 16, 2022 · Plano, Tx
- J••• M••••• S••••••••• L•• wirehouseJul 26, 2017 to Aug 3, 2021 · Indialantic, Fl
- P•• W••••• M••••••••• BD affiliatedMar 8, 2017 to Jul 12, 2017 · Pinellas Park, Fl
- W•••• F•••• A••••••• wirehouseJul 10, 2015 to Feb 14, 2017 · Tampa, Fl
- P•• W••••• M••••••••• BD affiliatedDec 5, 2013 to Jul 9, 2015 · Sun City Center, Fl
- F•••• T•••• S••••••••• I••• BD affiliatedOct 10, 2011 to Nov 8, 2012 · Holiday, Fl
- M••••• S•••••• wirehouseSep 4, 2009 to Jun 28, 2011 · Clearwater, Fl
- W•••• F•••• A••••••• wirehouseOct 2, 2008 to Sep 4, 2009 · Clearwater, Fl
Moves
a registration end followed by a registration begin elsewhere
- C•••••• S••••• • C••• I••• to E••••• J••••left Dec 9, 2024, registered Jan 2, 2026 (389 days) · Affiliated broker-dealer or bank to another
- F••••• I••••••••• to C•••••• S••••• • C••• I•••left Feb 16, 2022, registered Sep 16, 2022 (212 days) · RIA to affiliated broker-dealer or bank
- J••• M••••• S••••••••• L•• to F••••• I•••••••••left Aug 3, 2021, registered Aug 20, 2021 (17 days) · Wirehouse to independent RIA
- P•• W••••• M••••••••• to J••• M••••• S••••••••• L••left Jul 12, 2017, registered Jul 26, 2017 (14 days) · Other
- W•••• F•••• A••••••• to P•• W••••• M•••••••••left Feb 14, 2017, registered Mar 8, 2017 (22 days) · Other
- P•• W••••• M••••••••• to W•••• F•••• A•••••••left Jul 9, 2015, registered Jul 10, 2015 (1 days) · Other
- F•••• T•••• S••••••••• I••• to P•• W••••• M•••••••••left Nov 8, 2012, registered Dec 5, 2013 (392 days) · Other
- M••••• S•••••• to F•••• T•••• S••••••••• I•••left Jun 28, 2011, registered Oct 10, 2011 (104 days) · Other
- W•••• F•••• A••••••• to M••••• S••••••left Sep 4, 2009, registered Sep 4, 2009 (0 days) · Wirehouse to wirehouse
Signals
- B•••• J••••• F•••• left C•••••• S••••• • C••• I••• for E••••• J•••• (registered 2026-01-02)Dec 9, 2024 · Advisor changed firm · fact
- B•••• J••••• F•••• left F••••• I••••••••• for C•••••• S••••• • C••• I••• (registered 2022-09-16)Feb 16, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address