DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Matthew J. Golden

J.P. Morgan Securities LLCwirehouseClemson, Sc dual registrantIAPD 5471396

Feed of 09/15/2026

Also filed as Matthew J Golden

At current firm

2 y

since Aug 29, 2024

In the industry

17 y

since Feb 24, 2009 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

J.P. Morgan Securities LLC wirehouse current
since Aug 29, 2024 · Clemson, Sc
Park Avenue Securities LLC BD affiliated
Oct 17, 2023 to Sep 3, 2024 · Greenville, Sc
First Citizens Investor Services, Inc. BD affiliated
May 18, 2017 to Oct 10, 2023 · Raleigh, Nc
First Citizens Asset Management, Inc BD affiliated
Feb 22, 2017 to Oct 10, 2023 · Raleigh, Nc
Osaic Fs, Inc. former
Jul 12, 2012 to Feb 15, 2017 · Aiken, Sc
Wells Fargo Advisors wirehouse
Jul 13, 2011 to Jun 19, 2012 · Columbia, Sc
Equitable Advisors, LLC national BD
Feb 25, 2009 to Dec 10, 2009 · Columbia, Sc

Moves

a registration end followed by a registration begin elsewhere

Park Avenue Securities LLC to J.P. Morgan Securities LLC
left Sep 3, 2024, registered Aug 29, 2024 (-5 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team
First Citizens Asset Management, Inc to First Citizens Investor Services, Inc.
left Oct 10, 2023, registered May 18, 2017 (-2336 days) · Other
First Citizens Investor Services, Inc. to Park Avenue Securities LLC
left Oct 10, 2023, registered Oct 17, 2023 (7 days) · Affiliated broker-dealer or bank to another
Osaic Fs, Inc. to First Citizens Asset Management, Inc
left Feb 15, 2017, registered Feb 22, 2017 (7 days) · Other
Wells Fargo Advisors to Osaic Fs, Inc.
left Jun 19, 2012, registered Jul 12, 2012 (23 days) · Other
Equitable Advisors, LLC to Wells Fargo Advisors
left Dec 10, 2009, registered Jul 13, 2011 (580 days) · Affiliated broker-dealer or bank to wirehouse

Signals

Matthew J. Golden left Park Avenue Securities Llc for J.P. Morgan Securities Llc (registered 2024-08-29)
Sep 3, 2024 · Advisor changed firm · fact
Matthew J. Golden left First Citizens Investor Services, Inc. for Park Avenue Securities Llc (registered 2023-10-17)
Oct 10, 2023 · Advisor changed firm · fact
Matthew J. Golden left First Citizens Asset Management, Inc for First Citizens Investor Services, Inc. (registered 2017-05-18)
Oct 10, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 17derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address