DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••• P•••• R•••••••

F•••• P••••••• W•••••• L••independent RIANorth Andover, Ma IA-onlyIAPD 5575765

Feed of 09/14/2026

At current firm

2 y

since Jun 3, 2024

In the industry

16 y

since Dec 30, 2009 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

F•••• P••••••• W•••••• L•• independent RIA current
since Jun 3, 2024 · Windham, Nh
C•••••••• W••••• former
Sep 27, 2023 to Jul 25, 2024 · Windham, Nh
P••••• C•••••• A•••••••• L•• independent RIA
Nov 18, 2020 to Oct 18, 2022 · Braintree, Ma
N•••••• A••••••• BD affiliated
Jul 24, 2019 to Dec 1, 2020 · Braintree, Ma
O•••• F•• I••• former
Jan 11, 2017 to Jul 19, 2019 · Boston, Ma
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Apr 14, 2015 to Jan 3, 2017 · Burlington, Ma
A•••••••• F•••• M••••••••• L•• asset manager
Jul 29, 2011 to Dec 31, 2014 · Bostong, Ma
M••••• S•••••• wirehouse
Oct 7, 2010 to Jun 1, 2011 · Morristown, Nj
E••••• J•••• national BD
Jan 4, 2010 to Aug 9, 2010 · Wareham, Ma

Moves

a registration end followed by a registration begin elsewhere

C•••••••• W••••• to F•••• P••••••• W•••••• L••
left Jul 25, 2024, registered Jun 3, 2024 (-52 days) · RIA to RIA · moved with a team
P••••• C•••••• A•••••••• L•• to C•••••••• W•••••
left Oct 18, 2022, registered Sep 27, 2023 (344 days) · RIA to RIA
N•••••• A••••••• to P••••• C•••••• A•••••••• L••
left Dec 1, 2020, registered Nov 18, 2020 (-13 days) · RIA to a newly registered adviser · moved with a team
O•••• F•• I••• to N•••••• A•••••••
left Jul 19, 2019, registered Jul 24, 2019 (5 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to O•••• F•• I•••
left Jan 3, 2017, registered Jan 11, 2017 (8 days) · Other
A•••••••• F•••• M••••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Dec 31, 2014, registered Apr 14, 2015 (104 days) · Other
M••••• S•••••• to A•••••••• F•••• M••••••••• L••
left Jun 1, 2011, registered Jul 29, 2011 (58 days) · Other
E••••• J•••• to M••••• S••••••
left Aug 9, 2010, registered Oct 7, 2010 (59 days) · Affiliated broker-dealer or bank to wirehouse

Signals

J••• P•••• R••••••• left C•••••••• W••••• for F•••• P••••••• W•••••• L•• (registered 2024-06-03)
Jul 25, 2024 · Advisor changed firm · fact
J••• P•••• R••••••• left P••••• C•••••• A•••••••• L•• for C•••••••• W••••• (registered 2023-09-27)
Oct 18, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 16derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address