DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Matthew Lane Puckett Underwood

LPL Financial LLCBD affiliatedJacksonville Beach, Fldual registrantIAPD 5725266

Feed of 09/14/2026

Also filed as Matthew Lane Underwood

At current firm

1 y

since Sep 9, 2025

In the industry

16 y

since Oct 1, 2009 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

LPL Financial LLC BD affiliated current
since Sep 9, 2025 · Jacksonville Beach, Fl
Capital Analysts BD affiliated
Mar 2, 2022 to Sep 8, 2025 · Ponte Vedra, Fl
Lincoln Investment independent RIA
Feb 28, 2022 to Sep 8, 2025 · Jacksonville Beach, Fl
Asset Allocation Strategies, LLC independent RIA
Nov 3, 2020 to Feb 25, 2022 · Ponte Vedra, Fl
Commonwealth Financial Network national BD
May 3, 2019 to Nov 2, 2020 · Palm Coast, Fl
Edward Jones national BD
Apr 17, 2018 to May 16, 2019 · Ponte Vedra, Fl
J. W. Cole Advisors, Inc. BD affiliated
Nov 30, 2017 to Apr 16, 2018 · Jacksonville, Fl
Horace Mann Investors, Inc. no RAUM
May 13, 2016 to Nov 10, 2017 · Munster, In

Moves

a registration end followed by a registration begin elsewhere

Capital Analysts to LPL Financial LLC
left Sep 8, 2025, registered Sep 9, 2025 (1 days) · Affiliated broker-dealer or bank to another
Lincoln Investment to Capital Analysts
left Sep 8, 2025, registered Mar 2, 2022 (-1286 days) · RIA to affiliated broker-dealer or bank · moved with a team
Asset Allocation Strategies, LLC to Lincoln Investment
left Feb 25, 2022, registered Feb 28, 2022 (3 days) · RIA to affiliated broker-dealer or bank
Commonwealth Financial Network to Asset Allocation Strategies, LLC
left Nov 2, 2020, registered Nov 3, 2020 (1 days) · Affiliated broker-dealer or bank to independent RIA
Edward Jones to Commonwealth Financial Network
left May 16, 2019, registered May 3, 2019 (-13 days) · Affiliated broker-dealer or bank to another
J. W. Cole Advisors, Inc. to Edward Jones
left Apr 16, 2018, registered Apr 17, 2018 (1 days) · RIA to affiliated broker-dealer or bank
Horace Mann Investors, Inc. to J. W. Cole Advisors, Inc.
left Nov 10, 2017, registered Nov 30, 2017 (20 days) · Other

Signals

Matthew Lane Puckett Underwood left Capital Analysts for Lpl Financial Llc (registered 2025-09-09)
Sep 8, 2025 · Advisor changed firm · fact
Matthew Lane Puckett Underwood left Lincoln Investment for Capital Analysts (registered 2022-03-02)
Sep 8, 2025 · Advisor changed firm · fact
Matthew Lane Puckett Underwood left Asset Allocation Strategies, Llc for Lincoln Investment (registered 2022-02-28)
Feb 25, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 16derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address