DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Gregory Scott Shuman

On Investment Management CoBD affiliatedLafayette, Ladual registrantIAPD 6797412

Feed of 09/14/2026

Also filed as Greg Shuman

At current firm

0 y

since Aug 12, 2026

In the industry

14 y

since May 1, 2012 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

On Investment Management Co BD affiliated current
since Aug 12, 2026 · Lafayette, La
Altitude Capital Management LLC independent RIA
Sep 30, 2025 to Aug 19, 2026 · Des Moines, Ia
Ameriprise Financial Services, LLC national BD
Jul 12, 2024 to Sep 3, 2025 · Lafayette, La
Principal Securities, Inc. BD affiliated
Oct 6, 2023 to Jul 22, 2024 · Lafayette, La
Osaic Wealth, Inc. BD affiliated
May 9, 2023 to Oct 3, 2023 · Lafayette, La
Pruco Securities, LLC no RAUM
Nov 10, 2021 to May 23, 2023 · Metairie, La
Brookstone Wealth Advisors, LLC no RAUM
Aug 16, 2021 to Nov 1, 2021 · Wheaton, Il
Kinetic Investment Management, Inc. independent RIA
Apr 15, 2021 to Jul 23, 2021 · Los Angeles, Ca
Gradient Advisors, LLC independent RIA
Oct 19, 2020 to Apr 16, 2021 · Jennings, La
Brookstone Capital Management LLC independent RIA
Oct 17, 2019 to Oct 16, 2020 · Jennings, La
Sequent Planning, LLC independent RIA
Jan 8, 2018 to Apr 15, 2019 · Mermentau, La
Questar Asset Management, Inc. former
May 24, 2017 to Aug 3, 2017 · Mermentau, La

Moves

a registration end followed by a registration begin elsewhere

Altitude Capital Management LLC to On Investment Management Co
left Aug 19, 2026, registered Aug 12, 2026 (-7 days) · RIA to affiliated broker-dealer or bank
Ameriprise Financial Services, LLC to Altitude Capital Management LLC
left Sep 3, 2025, registered Sep 30, 2025 (27 days) · Affiliated broker-dealer or bank to independent RIA
Principal Securities, Inc. to Ameriprise Financial Services, LLC
left Jul 22, 2024, registered Jul 12, 2024 (-10 days) · Affiliated broker-dealer or bank to another
Osaic Wealth, Inc. to Principal Securities, Inc.
left Oct 3, 2023, registered Oct 6, 2023 (3 days) · Affiliated broker-dealer or bank to another
Pruco Securities, LLC to Osaic Wealth, Inc.
left May 23, 2023, registered May 9, 2023 (-14 days) · Affiliated broker-dealer or bank to another
Brookstone Wealth Advisors, LLC to Pruco Securities, LLC
left Nov 1, 2021, registered Nov 10, 2021 (9 days) · RIA to affiliated broker-dealer or bank
Kinetic Investment Management, Inc. to Brookstone Wealth Advisors, LLC
left Jul 23, 2021, registered Aug 16, 2021 (24 days) · RIA to RIA
Gradient Advisors, LLC to Kinetic Investment Management, Inc.
left Apr 16, 2021, registered Apr 15, 2021 (-1 days) · RIA to RIA
Brookstone Capital Management LLC to Gradient Advisors, LLC
left Oct 16, 2020, registered Oct 19, 2020 (3 days) · RIA to RIA
Sequent Planning, LLC to Brookstone Capital Management LLC
left Apr 15, 2019, registered Oct 17, 2019 (185 days) · RIA to RIA
Questar Asset Management, Inc. to Sequent Planning, LLC
left Aug 3, 2017, registered Jan 8, 2018 (158 days) · Other

Signals

Gregory Scott Shuman left Altitude Capital Management Llc for On Investment Management Co (registered 2026-08-12)
Aug 19, 2026 · Advisor changed firm · fact
Gregory Scott Shuman left Ameriprise Financial Services, Llc for Altitude Capital Management Llc (registered 2025-09-30)
Sep 3, 2025 · Advisor changed firm · fact
Gregory Scott Shuman left Principal Securities, Inc. for Ameriprise Financial Services, Llc (registered 2024-07-12)
Jul 22, 2024 · Advisor changed firm · fact
Gregory Scott Shuman left Osaic Wealth, Inc. for Principal Securities, Inc. (registered 2023-10-06)
Oct 3, 2023 · Advisor changed firm · fact
Gregory Scott Shuman left Pruco Securities, Llc for Osaic Wealth, Inc. (registered 2023-05-09)
May 23, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 14derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address