DFX Intelligence
Advisors
Advisors registered through SpcAbout this listEvery person with a current investment adviser registration on IAPD, with the firm, the branch city and state, the date the current registration began, prior registered firms, exams and designations.Nothing here is a book size: an advisor’s assets are not public and are not estimated on this page.
478 advisors
| Advisor | Firm | Branch | Here since | In industry | Prior firms | States |
|---|---|---|---|---|---|---|
| Christopher Dale Newbauer dual registrant | Spc BD affiliated | Ann Arbor, Mi | Aug 15, 2022 | 11 y | 0 | 2 |
| Stephen Eric Nichols | Spc BD affiliated | East Lansing, Mi | Jan 28, 2021 | 32 y | 3 | 2 |
| Jeffrey Allen Nichols dual registrant | Spc BD affiliated | Ann Arbor, Mi | Mar 2, 2022 | 13 y | 0 | 1 |
| B•• N•••• dual registrant | S•• BD affiliated | Ann Arbor, Mi | Oct 3, 2012 | 34 y | 2 | 2 |
| A•••••• N•• dual registrant | S•• BD affiliated | Ann Arbor, Mi | Oct 25, 2012 | 25 y | 1 | 2 |
| K•••••• J•••• N••• dual registrant | S•• BD affiliated | Ann Arbor, Mi | Nov 20, 2009 | 43 y | 0 | 2 |
| H••••• N••• N•••••• Chartered Financial Consultant · dual registrant | S•• BD affiliated | Ann Arbor, Mi | Jul 18, 2018 | 22 y | 1 | 2 |
| J••• P•••• O••••••••• Chartered Financial Consultant · dual registrant | S•• BD affiliated | Ann Arbor, Mi | Jun 3, 2014 | 37 y | 3 | 1 |
| K•••• J•••• O•••• Certified Financial Planner · dual registrant | S•• BD affiliated | Mapleton, Ut | Mar 9, 2021 | 42 y | 2 | 1 |
| W•••••• J••••• O••••• dual registrant | S•• BD affiliated | Ann Arbor, Mi | Dec 21, 2023 | 15 y | 1 | 2 |
| R••• A••• O•••••• Certified Financial Planner · dual registrant | S•• BD affiliated | Celina, Oh | Aug 23, 2023 | 11 y | 0 | 1 |
| K•••• C••••••••• O•••••• Certified Financial Planner · dual registrant | S•• BD affiliated | Gladwin, Mi | Jan 27, 2010 | 24 y | 1 | 2 |
| R••• E••• O•••••••• dual registrant | S•• BD affiliated | Ann Arbor, Mi | Aug 30, 2022 | 15 y | 0 | 2 |
| M••• A••• O•••••••• dual registrant | S•• BD affiliated | Ann Arbor, Mi | Nov 14, 2012 | 35 y | 1 | 2 |
| S•••• L•• O••• dual registrant | S•• BD affiliated | Marion, In | Dec 6, 2017 | 20 y | 1 | 2 |
| R••• M•••••• O••••• dual registrant | S•• BD affiliated | Crestwood, Ky | Jul 30, 2019 | 21 y | 3 | 1 |
| S•••• C•••• O•••• dual registrant | S•• BD affiliated | Georgetown, Tx | Jan 6, 2011 | 19 y | 1 | 1 |
| R•••••• B••••••• O••••• dual registrant | S•• BD affiliated | Ann Arbor, Mi | Sep 2, 2026 | 11 y | 0 | 1 |
| E••• T••• O•••• dual registrant | S•• BD affiliated | Gainesville, Ga | Feb 28, 2017 | 23 y | 2 | 1 |
| C••••••••• R••••• O••••••• dual registrant | S•• BD affiliated | Bloomfield Hills, Mi | Feb 1, 2010 | 24 y | 0 | 1 |
| P••• P•••••• dual registrant | S•• BD affiliated | Herber Springs, Ar | Feb 14, 2000 | 41 y | 0 | 2 |
| Z•••••• J•••• P••••• dual registrant | S•• BD affiliated | Ann Arbor, Mi | May 30, 2017 | 11 y | 0 | 1 |
| J•••• L•••• P••••• dual registrant | S•• BD affiliated | Ann Arbor, Mi | Jan 1, 2025 | 33 y | 2 | 1 |
| A••• C•••••• P••• Certified Financial Planner · dual registrant | S•• BD affiliated | Brighton, Mi | Jun 6, 2025 | 11 y | 2 | 1 |
| J••••• K•••• P•••••• dual registrant | S•• BD affiliated | Slidell, La | Jun 1, 2009 | 40 y | 1 | 1 |
| T•••••• L•• P•••••• dual registrant | S•• BD affiliated | Ogden, Ut | Jun 19, 2002 | 27 y | 0 | 1 |
| J•••••• P•••••••• dual registrant | S•• BD affiliated | Bristol, Ct | May 11, 2026 | 15 y | 1 | 1 |
| M•••••• J•••• P••• Certified Financial Planner · dual registrant | S•• BD affiliated | Ann Arbor, Mi | Jan 29, 2010 | 48 y | 0 | 2 |
| K•••••• C••••••• P••••• dual registrant | S•• BD affiliated | Centennial, Co | May 22, 2017 | 28 y | 0 | 1 |
| R•••••• T••••• P••••••• dual registrant | S•• BD affiliated | Ann Arbor, Mi | Jan 5, 2023 | 12 y | 0 | 1 |
| P••• W•••••• P••••• Chartered Financial Consultant · dual registrant | S•• BD affiliated | Ann Arbor, Mi | Mar 13, 2002 | 47 y | 0 | 1 |
| R••••••• F••••• P••••• dual registrant | S•• BD affiliated | Ann Arbor, Mi | Mar 7, 2023 | 20 y | 2 | 1 |
| J•• B•••• P•••••• Chartered Financial Consultant · dual registrant | S•• BD affiliated | Deerfield Township, Oh | May 28, 2014 | 29 y | 0 | 1 |
| G••• J•••• P••• dual registrant | S•• BD affiliated | Ann Arbor, Mi | Feb 9, 2010 | 44 y | 1 | 1 |
| G••• D•••••• P•••••• Certified Financial Planner · dual registrant | S•• BD affiliated | Ann Arbor, Mi | Feb 13, 2002 | 41 y | 0 | 1 |
| R•••••• A••••• P••••••• dual registrant | S•• BD affiliated | Jackson, Nj | Dec 13, 2005 | 28 y | 2 | 1 |
| W••••• J•••• P••••••• dual registrant | S•• BD affiliated | Ann Arbor, Mi | Jun 23, 2010 | 29 y | 0 | 2 |
| P••••• P••••• dual registrant | S•• BD affiliated | Sayreville, Nj | Feb 17, 2006 | 32 y | 2 | 2 |
| G•••• M•••••• P••••••• dual registrant | S•• BD affiliated | Ann Arbor, Mi | Sep 16, 2019 | 10 y | 0 | 1 |
| T••• M•••••• P••••••• dual registrant | S•• BD affiliated | Howell, Mi | Feb 10, 2011 | 15 y | 1 | 1 |
| J••••• L•••• A••• P•••••••• dual registrant | S•• BD affiliated | Murray, Ut | Jun 12, 2026 | 11 y | 2 | 1 |
| B••••••• E••••••••• P••••••• dual registrant | S•• BD affiliated | Ocean City, Md | Nov 5, 2025 | 12 y | 2 | 1 |
| D•••• J•••• P•••••••• dual registrant | S•• BD affiliated | Ann Arbor, Mi | Nov 6, 2017 | 34 y | 4 | 1 |
| D••••• P•••••••• dual registrant | S•• BD affiliated | Eastchester, Ny | Dec 20, 2021 | 22 y | 1 | 1 |
| E••••• F•••• P•••••• dual registrant | S•• BD affiliated | Ann Arbor, Mi | Feb 2, 2016 | 25 y | 2 | 1 |
| R•••• M•••••• R•••••• dual registrant | S•• BD affiliated | Avon Lake, Oh | Nov 13, 2007 | 35 y | 1 | 2 |
| M•••••• J•• R••••••• dual registrant | S•• BD affiliated | Ann Arbor, Mi | Dec 5, 2024 | 36 y | 1 | 1 |
| R••••• G•••• R•••••• dual registrant | S•• BD affiliated | Florence, Ky | Oct 1, 2024 | 30 y | 2 | 1 |
| M••••• P•••• R•••• dual registrant | S•• BD affiliated | Ann Arbor, Mi | Dec 5, 2020 | 38 y | 3 | 2 |
| M••• F•••••• R••••• dual registrant | S•• BD affiliated | Ann Arbor, Mi | Nov 6, 2013 | 30 y | 1 | 1 |
The advisor and firm names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.