DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisors
Advisors registered through Cambridge Investment Research Advisors, Inc.
Every person with a current investment adviser registration on IAPD, with the firm, the branch city and state, the date the current registration began, prior registered firms, exams and designations. Nothing here is a book size: an advisor’s assets are not public and are not estimated on this page.
| Advisor | Firm | Branch | Here since | In industry | Prior firms | States |
|---|---|---|---|---|---|---|
| Tracy L Aaron dual registrant | Cambridge Investment Research Advisors, Inc. BD affiliated | Easton, Md | Mar 10, 2022 | 20 y | 1 | 1 |
| Stephanie Devan Abee dual registrant | Cambridge Investment Research Advisors, Inc. BD affiliated | Raleigh, Nc | Apr 15, 2016 | 14 y | 3 | 3 |
| Stephen Abels dual registrant | Cambridge Investment Research Advisors, Inc. BD affiliated | Omaha, Ne | Jan 4, 2023 | 28 y | 0 | 2 |
| Christopher Wayne Abla dual registrant | Cambridge Investment Research Advisors, Inc. BD affiliated | Greeneville, Tn | Oct 1, 2024 | 27 y | 3 | 1 |
| Mark Eugene Abraham Certified Financial Planner · dual registrant | Cambridge Investment Research Advisors, Inc. BD affiliated | Tarrytown, Ny | Apr 17, 2023 | 24 y | 3 | 1 |
| Gail Lisa Abrams dual registrant | Cambridge Investment Research Advisors, Inc. BD affiliated | Watchung, Nj | Nov 21, 2024 | 26 y | 1 | 1 |
| Nicholas Raymond Acri Certified Financial Planner · dual registrant | Cambridge Investment Research Advisors, Inc. BD affiliated | Kalamazoo, Mi | Jul 27, 2021 | 13 y | 0 | 3 |
| James Edward Adams | Cambridge Investment Research Advisors, Inc. BD affiliated | Valhalla, Ny | Feb 11, 2025 | 40 y | 3 | 2 |
| Todd Lee Adams Certified Financial Planner · dual registrant | Cambridge Investment Research Advisors, Inc. BD affiliated | Greensboro, Nc | Sep 19, 2024 | 21 y | 3 | 1 |
| Michael Alan Adrian dual registrant | Cambridge Investment Research Advisors, Inc. BD affiliated | Jericho, Ny | May 10, 2021 | 32 y | 0 | 1 |
| Luke Alan Aduddell dual registrant | Cambridge Investment Research Advisors, Inc. BD affiliated | West Des Moines, Ia | Apr 29, 2024 | 20 y | 0 | 2 |
| Paul Matthew Aftanas Certified Financial Planner · dual registrant | Cambridge Investment Research Advisors, Inc. BD affiliated | Crivitz, Wi | Nov 12, 2021 | 23 y | 2 | 2 |
| Neeraj Agarwal Certified Financial Planner, Chartered Financial Consultant · dual registrant | Cambridge Investment Research Advisors, Inc. BD affiliated | Virginia Beach, Va | Jul 17, 2023 | 18 y | 3 | 2 |
| Andrew Timothy Ahrens dual registrant | Cambridge Investment Research Advisors, Inc. BD affiliated | Littleton, Co | Dec 1, 2008 | 29 y | 0 | 1 |
| Sarah Lynn Alarcon dual registrant | Cambridge Investment Research Advisors, Inc. BD affiliated | Denver, Co | Sep 27, 2023 | 10 y | 1 | 2 |
| Geoffrey Chisholm Alberstadt | Cambridge Investment Research Advisors, Inc. BD affiliated | Irwin, Pa | Apr 28, 2026 | 10 y | 2 | 1 |
| Lawrence Albert Certified Financial Planner · dual registrant | Cambridge Investment Research Advisors, Inc. BD affiliated | Beverly, Ma | Jul 21, 2025 | 14 y | 1 | 1 |
| Anthony William Albertino dual registrant | Cambridge Investment Research Advisors, Inc. BD affiliated | Oak Brook, Il | Aug 17, 2011 | 24 y | 5 | 2 |
| Eric Michael Albright dual registrant | Cambridge Investment Research Advisors, Inc. BD affiliated | Loveland, Oh | Apr 18, 2014 | 25 y | 4 | 1 |
| Sergio Gonzalez Alcazar dual registrant | Cambridge Investment Research Advisors, Inc. BD affiliated | Highlands Ranch, Co | Jul 5, 2023 | 31 y | 0 | 2 |
| Travis James Alexander | Cambridge Investment Research Advisors, Inc. BD affiliated | Dallas, Tx | Aug 15, 2024 | 11 y | 0 | 1 |
| Jeffrey L Alexander Chartered Financial Consultant · dual registrant | Cambridge Investment Research Advisors, Inc. BD affiliated | Bradenton, Fl | May 1, 2025 | 53 y | 7 | 2 |
| Kayla Rae Alexander dual registrant | Cambridge Investment Research Advisors, Inc. BD affiliated | Lakewood, Co | Feb 27, 2025 | 11 y | 1 | 1 |
| Michael Kevin Alford Certified Financial Planner · dual registrant | Cambridge Investment Research Advisors, Inc. BD affiliated | Summerville, Sc | Dec 6, 2010 | 25 y | 1 | 1 |
| Nikhil Alkari dual registrant | Cambridge Investment Research Advisors, Inc. BD affiliated | Fort Mill, Sc | Apr 16, 2025 | 13 y | 0 | 1 |
| David Allegra Personal Financial Specialist · dual registrant | Cambridge Investment Research Advisors, Inc. BD affiliated | Madison, Nj | Aug 17, 2016 | 34 y | 2 | 1 |
| Caleb Wayne Allen dual registrant | Cambridge Investment Research Advisors, Inc. BD affiliated | Quebeck, Tn | Jul 19, 2023 | 14 y | 0 | 2 |
| Elizabeth Passion Allen | Cambridge Investment Research Advisors, Inc. BD affiliated | Cookeville, Tn | Apr 6, 2026 | 10 y | 0 | 2 |
| Shane Cartez Allen dual registrant | Cambridge Investment Research Advisors, Inc. BD affiliated | Taylor, Tx | Jul 17, 2017 | 23 y | 2 | 1 |
| Caleb V. Allen Certified Financial Planner · dual registrant | Cambridge Investment Research Advisors, Inc. BD affiliated | Stephenville, Tx | Dec 9, 2009 | 20 y | 2 | 1 |
| Dana Rhodes Allen dual registrant | Cambridge Investment Research Advisors, Inc. BD affiliated | Kennewick, Wa | Sep 15, 2025 | 28 y | 4 | 2 |
| Douglas Allen Certified Financial Planner · dual registrant | Cambridge Investment Research Advisors, Inc. BD affiliated | Grinnell, Ia | Jan 3, 2023 | 40 y | 4 | 2 |
| Shane Barton Allen Certified Financial Planner, Chartered Financial Consultant · dual registrant | Cambridge Investment Research Advisors, Inc. BD affiliated | Wilsonville, Or | Jul 25, 2023 | 15 y | 0 | 1 |
| Shepard Woodrow Allen Certified Financial Planner · dual registrant | Cambridge Investment Research Advisors, Inc. BD affiliated | Worcester, Ma | Jan 30, 2024 | 13 y | 1 | 1 |
| Thomas George Allen dual registrant | Cambridge Investment Research Advisors, Inc. BD affiliated | Clyo, Ga | Dec 16, 2010 | 53 y | 1 | 1 |
| Steve Blake Allender dual registrant | Cambridge Investment Research Advisors, Inc. BD affiliated | Buena Vista, Co | Nov 12, 2012 | 26 y | 2 | 2 |
| Charles Alligood | Cambridge Investment Research Advisors, Inc. BD affiliated | Jefferson, Ga | Jun 12, 2026 | 11 y | 0 | 1 |
| Ronald C Allison Chartered Financial Consultant · dual registrant | Cambridge Investment Research Advisors, Inc. BD affiliated | E Petersburg, Pa | Apr 1, 2021 | 39 y | 1 | 2 |
| James Edwin Almond dual registrant | Cambridge Investment Research Advisors, Inc. BD affiliated | Frisco, Tx | Jul 1, 2009 | 40 y | 1 | 1 |
| Taylor Alt | Cambridge Investment Research Advisors, Inc. BD affiliated | Bradenton, Fl | Jan 10, 2023 | 16 y | 0 | 2 |
| Emily Jean Altaffer dual registrant | Cambridge Investment Research Advisors, Inc. BD affiliated | Bryan, Oh | Jan 3, 2020 | 18 y | 1 | 1 |
| Carl Rene Alvarez dual registrant | Cambridge Investment Research Advisors, Inc. BD affiliated | Peoria, Az | Aug 3, 2026 | 12 y | 2 | 2 |
| Enrique Jose Alvarez Certified Financial Planner, Chartered Financial Consultant · dual registrant | Cambridge Investment Research Advisors, Inc. BD affiliated | Suffield, Ct | Aug 18, 2025 | 44 y | 2 | 3 |
| David Ryan Alves dual registrant | Cambridge Investment Research Advisors, Inc. BD affiliated | Kingston, Nh | Dec 12, 2022 | 19 y | 7 | 3 |
| Michael Dennis Ament dual registrant | Cambridge Investment Research Advisors, Inc. BD affiliated | Mount Airy, Md | Nov 17, 2025 | 19 y | 4 | 2 |
| Rudolph Christian Ammer Certified Financial Planner · dual registrant | Cambridge Investment Research Advisors, Inc. BD affiliated | Katy, Tx | Jan 4, 2010 | 28 y | 1 | 1 |
| Donald Kelly Ammon dual registrant | Cambridge Investment Research Advisors, Inc. BD affiliated | Dayton, Oh | Jul 10, 2015 | 11 y | 0 | 2 |
| Jodi Michele Amos | Cambridge Investment Research Advisors, Inc. BD affiliated | Bonita Springs, Fl | Apr 13, 2026 | 10 y | 3 | 3 |
| Nicholas Dennis Amtmann dual registrant | Cambridge Investment Research Advisors, Inc. BD affiliated | Madison, Wi | Apr 14, 2026 | 10 y | 0 | 1 |
| John J Anadio dual registrant | Cambridge Investment Research Advisors, Inc. BD affiliated | Pittsford, Ny | Apr 9, 2021 | 26 y | 2 | 1 |
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3,925 advisors match.