DFX Intelligence
Advisors
Advisors registered through MarinerAbout this listEvery person with a current investment adviser registration on IAPD, with the firm, the branch city and state, the date the current registration began, prior registered firms, exams and designations.Nothing here is a book size: an advisor’s assets are not public and are not estimated on this page.
974 advisors
| Advisor | Firm | Branch | Here since | In industry | Prior firms | States |
|---|---|---|---|---|---|---|
| Patricia Ann Finch | Mariner BD affiliated | Canton, Oh | Jan 5, 2023 | 18 y | 2 | 1 |
| Michael Finetti | Mariner BD affiliated | Florham Park, Nj | Feb 19, 2026 | 11 y | 1 | 1 |
| Michael Luke Fink Certified Financial Planner | Mariner BD affiliated | El Segundo, Ca | Jul 16, 2024 | 19 y | 2 | 1 |
| A••• M•••••• F•••• Chartered Financial Analyst | M•••••• BD affiliated | Overland Park, Ks | Dec 8, 2021 | 15 y | 0 | 1 |
| B•••• P•••••• F•••••• Certified Financial Planner, Chartered Financial Analyst | M•••••• BD affiliated | Naples, Fl | Oct 16, 2023 | 12 y | 1 | 1 |
| K•••••• A•• F•••••••• Chartered Financial Analyst | M•••••• BD affiliated | Cincinnati, Oh | Feb 26, 2018 | 13 y | 1 | 2 |
| A••••• F••••• | M•••••• BD affiliated | Bellevue, Wa | Apr 7, 2023 | 13 y | 0 | 1 |
| M•••••• D•••••• F••••• Certified Financial Planner | M•••••• BD affiliated | Overland Park, Ks | Sep 23, 2016 | 26 y | 4 | 1 |
| H•••••• F•••• | M•••••• BD affiliated | Nashville, Tn | Apr 5, 2024 | 11 y | 0 | 1 |
| D••••• F•••••• F••••••• | M•••••• BD affiliated | Overland Park, Ks | Nov 26, 2025 | 23 y | 6 | 2 |
| J••••• M•••••• F•••••• | M•••••• BD affiliated | Oklahoma City, Ok | Nov 18, 2024 | 12 y | 0 | 1 |
| E•••• G•••••• F••••• | M•••••• BD affiliated | Plano, Tx | Feb 26, 2026 | 10 y | 0 | 1 |
| K•••• F•••• | M•••••• BD affiliated | New York, Ny | Sep 21, 2023 | 13 y | 0 | 2 |
| K•••• A•••••• F••••••• | M•••••• BD affiliated | Coral Gables, Fl | Jul 31, 2025 | 12 y | 1 | 1 |
| J••••• G•••• F••• Certified Financial Planner | M•••••• BD affiliated | Cincinnati, Oh | Aug 23, 2018 | 12 y | 1 | 2 |
| S•••• U•••• F•••••• | M•••••• BD affiliated | Park City, Ut | Nov 2, 2022 | 28 y | 3 | 1 |
| M•••••• A•••••• C••••• F•••••• | M•••••• BD affiliated | Miami, Fl | Mar 6, 2024 | 12 y | 1 | 1 |
| C•••••• F•••••••• F••••• Certified Financial Planner, Chartered Financial Analyst | M•••••• BD affiliated | San Diego, Ca | Sep 16, 2015 | 27 y | 4 | 2 |
| M•••••• F••••••• Certified Financial Planner | M•••••• BD affiliated | El Segundo, Ca | Aug 25, 2021 | 11 y | 0 | 1 |
| G••••• T••••••• F••••• Certified Financial Planner | M•••••• BD affiliated | Brookfield, Wi | Oct 30, 2025 | 17 y | 2 | 1 |
| S••••••• F••••••• Certified Financial Planner | M•••••• BD affiliated | Franklin, Ma | Mar 16, 2026 | 10 y | 1 | 1 |
| J••••• F••••• | M•••••• BD affiliated | Newport Beach, Ca | Mar 6, 2026 | 10 y | 5 | 1 |
| J••••• D••••• F••••••• Certified Financial Planner | M•••••• BD affiliated | Bloomington, Mn | Sep 30, 2022 | 13 y | 2 | 1 |
| A••••• R••• F••• | M•••••• BD affiliated | New York, Ny | Jun 12, 2021 | 22 y | 7 | 1 |
| A•••• J••• F••••• Certified Financial Planner | M•••••• BD affiliated | Bloomington, Mn | May 5, 2020 | 26 y | 1 | 1 |
| K•••••• F••••• | M•••••• BD affiliated | Madison, Nj | May 3, 2024 | 37 y | 3 | 1 |
| P•••• G•••• Certified Financial Planner | M•••••• BD affiliated | Oakbrook Terrace, Il | Jan 3, 2022 | 11 y | 0 | 1 |
| S••••• V•••••• G•••• Certified Financial Planner | M•••••• BD affiliated | San Rafael, Ca | Nov 4, 2025 | 10 y | 3 | 1 |
| D••••• C• G•• | M•••••• BD affiliated | Ballwin, Mo | May 14, 2025 | 28 y | 4 | 1 |
| R••••• B••••••• G•••••••• dual registrant | M•••••• BD affiliated | Overland Park, Ks | May 31, 2011 | 15 y | 2 | 2 |
| W•••••• J••••• G•••••• | M•••••• BD affiliated | Omaha, Ne | Jun 22, 2021 | 28 y | 3 | 1 |
| A••••••• A•••••• G••••• | M•••••• BD affiliated | Madison, Nj | Oct 11, 2024 | 11 y | 0 | 1 |
| G•••••• C••••• G••••• | M•••••• BD affiliated | Tigard, Or | Jan 17, 2025 | 13 y | 0 | 1 |
| R•••• A••••• G••••• | M•••••• BD affiliated | Houston, Tx | Jun 11, 2026 | 11 y | 1 | 1 |
| M••••• G•••••• | M•••••• BD affiliated | Bloomington, Mn | Feb 9, 2026 | 10 y | 1 | 1 |
| D•••• P•••••• G••••••• Certified Financial Planner | M•••••• BD affiliated | Madison, Nj | Apr 1, 2020 | 24 y | 3 | 1 |
| K•••• G••••• G••••• Certified Financial Planner | M•••••• BD affiliated | Palm Beach Gardens, Fl | Feb 3, 2023 | 20 y | 4 | 2 |
| M•••••• J••••• G•••• Certified Financial Planner | M•••••• BD affiliated | Rochester, Ny | Sep 5, 2025 | 13 y | 1 | 2 |
| J••• C•••••• G••••••• Certified Financial Planner | M•••••• BD affiliated | Mt. Pleasant, Sc | May 9, 2023 | 14 y | 3 | 2 |
| W•••••• C••• G••••••• Certified Financial Planner | M•••••• BD affiliated | Sarasota, Fl | Aug 19, 2021 | 19 y | 3 | 1 |
| M•••••• G•••••• | M•••••• BD affiliated | Schenectady, Ny | May 12, 2025 | 13 y | 2 | 1 |
| E••••• L•• G••••• | M•••••• BD affiliated | Englewood, Co | Feb 28, 2025 | 28 y | 5 | 1 |
| T••••• G••••••• Certified Financial Planner | M•••••• BD affiliated | Novi, Mi | Sep 28, 2021 | 11 y | 0 | 1 |
| S••••• J••• G••••••• Chartered Financial Analyst | M•••••• BD affiliated | Oakbrook Terrace, Il | Sep 30, 2022 | 13 y | 5 | 1 |
| C•••• M•••••• G••••••• Certified Financial Planner | M•••••• BD affiliated | Cincinnati, Oh | Jun 23, 2021 | 10 y | 0 | 2 |
| C••••• W•••••• G••••• Certified Financial Planner | M•••••• BD affiliated | Grand Rapids, Mi | Feb 19, 2025 | 21 y | 2 | 1 |
| R••••• H• G•••• Certified Financial Planner | M•••••• BD affiliated | Mclean, Va | May 17, 2022 | 15 y | 3 | 4 |
| C••••••••• A••• G•••• dual registrant | M•••••• BD affiliated | Florham Park, Nj | Dec 16, 2021 | 32 y | 1 | 2 |
| G••••••• G••••• G•••••• Certified Financial Planner · dual registrant | M•••••• BD affiliated | West Chester, Oh | Oct 1, 2021 | 20 y | 5 | 2 |
| J•••• R••••• G•••••• Certified Financial Planner | M•••••• BD affiliated | Portland, Or | Mar 31, 2021 | 19 y | 5 | 2 |
The advisor and firm names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.