DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

I•••••• R••• E••••• M••••••••• S•• R•••

Former SEC-registered adviserLuxembourg, CRD 286069SEC 801-112251websiteIAPD
Latest filing Mar 20, 2025
First filing on the tape Dec 4, 2017 · 11 filings
SEC status approved since Jan 24, 2018
RAUM
$13B
reported, Item 5.F
Discretionary
89%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
43
3 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
9
reported on Schedule D
History
11 filings and snapshots on the tape
RAUM$13B as of Mar 20, 2025
Mar 28, 2019$12B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 20, 2025
Mar 28, 20190 then
Employees (5.A)43 as of Mar 20, 2025
Mar 28, 201927 then
Private funds9 as of Mar 20, 2025
Mar 28, 20195 then
RAUM -11% over the last fiscal year-4.1% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 20, 2025; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$518MderivedRAUM over accounts (5.F.2.f)
Discretionary
89%derivedof RAUM
Institutional
11%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived2 offices incl. principal (1.F.5)
RAUM growth, one year
-11%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, fixed fees, performance-basedreportedItem 5.E
Advisory activities
portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
Custody
$522M, 4 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • has custody of client cash or bank accounts (9.A.1.a)
  • an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$12B89%
  • Pension and profit-sharing plans$1.5B11%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
5reported
Charitable clients
n/areported
Accounts
26reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
$522M for 4 clientsreported
Compensation
% of AUM, fixed, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      10 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      I•••••• G••••• D••••• R••• E••••• F••• F•• • S••Real Estate Fund$418B8Dec 4, 2017
      I•••••• R••• E••••• • E••••••• F••• F•• • S••Real Estate Fund$4.9B140Dec 4, 2017
      I•••••• R••• E••••• • A••• F••• • S••Hedge Fund$3.9B35Dec 4, 2017
      I•••••• R••• E••••• • U• R••••••••• F•••• F•••••••Real Estate Fund$882M14Mar 30, 2020
      I•••••• R••• E••••• • E••••••• V•••• A•• F••• I•• S•••Hedge Fund$764M19Mar 31, 2021
      I•••••• R••• E••••• • U• R••••••••• F••• • S•••no longer reportedReal Estate Fund$379M13Dec 4, 2017
      I•••••• R••• E••••• • E••••••• V•••• A•• F••• • S•••Hedge Fund$316M12Dec 4, 2017
      I•••••• R••• E••••• F•••••• F••• ••••• S••Real Estate Fund$224M7Mar 28, 2022
      I•••••• C•• E••••• U• I•••••••• S•••Real Estate Fund$21.7M0Mar 28, 2023
      I•••••• R••• E••••• E••••• F••• I•• S•••Real Estate Fund$1210Mar 28, 2023
      Owners and control persons
      Schedule A and B, latest filing
      • C••••• F••••••• P••••••• · D•••••Orcontrol
        since 09/2011 · owns less than 5%
      • P••••••• R••••••• L•• · D•••••Orcontrol
        since 01/2014 · owns less than 5%
      • Z••••••• B•••• A••• · D•••••Orcontrol
        since 03/2018 · owns less than 5%
      • M••••••• G•••••• · Head Of Compliance R••• E•••••, Cco
        since 12/2018 · owns less than 5%
      Entity owners
      • I•••••• I••••••••• H••••••• L•••••• · Sole Shareholder
        direct · owns 75% or more
      • I•••••• L•• · Ultimate Parent Company
        indirect · owns 75% or more of I•••••• U• L•••••• · public reporting company
      • I•••••• U• L•••••• · Sole Shareholder
        indirect · owns 75% or more of I•••••• I••••••••• H••••••• L••••••
      Related persons
      Schedule D 7.A
      Advisers that list I•••••• R••• E••••• M••••••••• S•• R••• as a related person
      Offices
      Schedule D 1.F, the 25 largest
      • Paris, France1 employees
      What changed
      consecutive filings, newest first
      • Accounts · 25 to 26
        Nov 21, 2024 to Mar 20, 2025
      • Business name · I•••••• R••• E••••• M••••••••• S•• R••• to I•••••• R••• E••••• M••••••••• S•• R•••
        Nov 21, 2024 to Mar 20, 2025
      • Pooled vehicle clients · 20 to 21
        Nov 21, 2024 to Mar 20, 2025
      • Financial planning clients · unset to
        Nov 21, 2024 to Mar 20, 2025
      • HQ state · unset to
        Nov 21, 2024 to Mar 20, 2025
      • Legal name · I•••••• R••• E••••• M••••••••• S•• R••• to I•••••• R••• E••••• M••••••••• S•• R•••
        Nov 21, 2024 to Mar 20, 2025
      • Discretionary RAUM · $14B to $12B
        Nov 21, 2024 to Mar 20, 2025
      • Non-discretionary RAUM · $1.0B to $1.5B
        Nov 21, 2024 to Mar 20, 2025
      • Pension RAUM · $1.0B to $1.5B
        Nov 21, 2024 to Mar 20, 2025
      • Pooled vehicle RAUM · $14B to $12B
        Nov 21, 2024 to Mar 20, 2025
      • RAUM · $15B to $13B
        Nov 21, 2024 to Mar 20, 2025
      • Accounts · 27 to 25
        Mar 28, 2023 to Mar 20, 2024
      • Pension plan clients · 4 to 5
        Mar 28, 2023 to Mar 20, 2024
      • Pooled vehicle clients · 14 to 20
        Mar 28, 2023 to Mar 20, 2024
      • Assets in custody · $625M to $522M
        Mar 28, 2023 to Mar 20, 2024
      • Employees · 37 to 43
        Mar 28, 2023 to Mar 20, 2024
      • Discretionary RAUM · $14B to $14B
        Mar 28, 2023 to Mar 20, 2024
      • Non-discretionary RAUM · $1.3B to $1.0B
        Mar 28, 2023 to Mar 20, 2024
      • Pension RAUM · $1.3B to $1.0B
        Mar 28, 2023 to Mar 20, 2024
      • Pooled vehicle RAUM · $14B to $14B
        Mar 28, 2023 to Mar 20, 2024
      • RAUM · $15B to $15B
        Mar 28, 2023 to Mar 20, 2024
      • Accounts · 18 to 27
        Mar 28, 2022 to Mar 28, 2023
      • Assets in custody · $625M to $625M
        Mar 28, 2022 to Mar 28, 2023
      • Private funds · 7 to 9
        Mar 28, 2022 to Mar 28, 2023
      • Discretionary RAUM · $14B to $14B
        Mar 28, 2022 to Mar 28, 2023
      • Non-discretionary RAUM · $1.4B to $1.3B
        Mar 28, 2022 to Mar 28, 2023
      • Pension RAUM · $1.4B to $1.3B
        Mar 28, 2022 to Mar 28, 2023
      • Pooled vehicle RAUM · $14B to $14B
        Mar 28, 2022 to Mar 28, 2023
      • RAUM · $15B to $15B
        Mar 28, 2022 to Mar 28, 2023
      • Accounts · 17 to 18
        Jul 2, 2021 to Mar 28, 2022
      • Pension plan clients · 5 to 4
        Jul 2, 2021 to Mar 28, 2022
      • Pooled vehicle clients · 12 to 14
        Jul 2, 2021 to Mar 28, 2022
      • Assets in custody · $192M to $625M
        Jul 2, 2021 to Mar 28, 2022
      • Employees · 35 to 37
        Jul 2, 2021 to Mar 28, 2022
      • Private funds · 6 to 7
        Jul 2, 2021 to Mar 28, 2022
      • Discretionary RAUM · $2.1B to $14B
        Jul 2, 2021 to Mar 28, 2022
      • Non-discretionary RAUM · $15B to $1.4B
        Jul 2, 2021 to Mar 28, 2022
      • Pension RAUM · $2.1B to $1.4B
        Jul 2, 2021 to Mar 28, 2022
      • Pooled vehicle RAUM · $15B to $14B
        Jul 2, 2021 to Mar 28, 2022
      • RAUM · $17B to $15B
        Jul 2, 2021 to Mar 28, 2022
      Signals
      7 dated events
      • I•••••• R••• E••••• M••••••••• S•• R••• no longer on the SEC adviser roster (last listed 2025-09-02, RAUM $13.5B)
        Dec 20, 2025 · Left the SEC roster · derived
      • Alexander Taft (Director) no longer on Schedule A of I•••••• R••• E••••• M••••••••• S•• R••• (listed 2023-03-28, absent 2024-03-20)
        Mar 20, 2024 · Control person left · inference
      • I•••••• R••• E••••• M••••••••• S•• R••• reported RAUM $17.5B, up 43% from $12.2B (2019-03-28 to 2020-03-30)
        Mar 30, 2020 · RAUM change · derived
      • I•••••• R••• E••••• M••••••••• S•• R••• reported RAUM $12.2B, up 26% from $9.7B (2018-06-15 to 2019-03-28)
        Mar 28, 2019 · RAUM change · derived
      • George Howard Roderick Ellis (Chief Compliance Officer) no longer on Schedule A of I•••••• R••• E••••• M••••••••• S•• R••• (listed 2018-06-15, absent 2019-03-28)
        Mar 28, 2019 · Control person left · inference
      • Anne Beth Zayicek (Director) appeared on Schedule A of I•••••• R••• E••••• M••••••••• S•• R•••
        Mar 28, 2019 · Control person joined · fact
      • I•••••• R••• E••••• M••••••••• S•• R••• filed its initial SEC registration (Form ADV)
        Dec 4, 2017 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026
      Across the graphs

      I•••••• R••• E••••• M••••••••• S•• R••• is the same institution as 1 record in Real Estate Funds.

      Real Estate Funds1

      Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.

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