DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Invesco Hong Kong Limited

Institutional managerHong Kong, CRD 109923SEC 801-47856websiteIAPD
Latest filing Sep 10, 2026
First filing on the tape Feb 27, 2012 · 60 filings
SEC status approved since Dec 16, 1994
RAUM
$26B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.1%
$20.8M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
226
77 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
60 filings and snapshots on the tape
RAUM$26B as of Mar 30, 2026
Mar 28, 2012$11B then
HNW client RAUM$0 as of Mar 30, 2026
Mar 29, 2018$0 then
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Mar 28, 20120 then
Employees (5.A)226 as of Mar 30, 2026
Mar 27, 2013150 then
Private funds: no history
RAUM +5.9% over the last fiscal year-0.7% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Sep 10, 2026; every figure names its basis
Archetypes, each a printed rule
  • Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$340MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
74%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
+5.9%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
+0.0%derived
Compensation
percentage of assets, fixed fees, performance-basedreportedItem 5.E
Advisory activities
portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pension and profit-sharing plans$17B66%
  • Pooled investment vehicles$3.9B15%
  • Investment companies$2.5B9.6%
  • State and municipal entities$996M3.8%
  • Sovereign wealth funds$613M2.4%
  • Insurance companies$518M2.0%
  • Corporations and businesses$133M0.5%
  • Charitable organizations$116M0.4%
  • Individuals$20.8M0.1%
Individual clients
1reported
HNW clients
0reported
Pension plan clients
52reported
Charitable clients
3reported
Accounts
77reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, performancereported
Class basis
private_client_share=0.0 fund_share=0.24 institutional_share=0.74 related_bd=true related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • Wai Tat Richard Chow · Regional Head Of Investments, Asia Pacificcontrol
        since 08/2023 · owns less than 5%
      • Peter Martin Franc · Ceo Australia, Greater China And Southeast Asiacontrol
        since 06/2018 · owns less than 5%
      • Wong Ka Shing · Head Of Asia Pacific - Invesco Fixed Incomecontrol
        since 06/2021 · owns less than 5%
      • Che Lee Ally Kwan · Head Of Compliance, Greater China Ex Taiwancontrol
        since 06/2021 · owns less than 5%
      • Siu Mei Lee · Head Of Finance, Greater Chinacontrol
        since 03/2009 · owns less than 5%
      • Tak Shing Andrew Lo · Senior Managing Director & Head Of Asia Pacificcontrol
        since 04/1997 · owns less than 5%
      • Hideki Sato · President & Ceo Japan & Korea, Head Of Distribution & Product Strategy, Apaccontrol
        since 07/2024 · owns less than 5%
      • Charles Jeremy Simpson · Cfo, Apaccontrol
        since 02/2011 · owns less than 5%
      Entity owners
      • Invesco Asset Management Pacific Limited · Sole Shareholder
        direct · owns 75% or more
      • Invesco Holding Company Limited · Sole Shareholder
        indirect · owns 75% or more of Invesco Pacific Group Limited
      • Invesco Ltd · Sole Shareholder
        indirect · owns 75% or more of Invesco Holding Company Limited · public reporting company
      • Invesco Pacific Group Limited · Sole Shareholder
        indirect · owns 75% or more of Invesco Asset Management Pacific Limited
      Related persons
      Schedule D 7.A
      Advisers that list Invesco Hong Kong Limited as a related person
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Financial planning clients · to unset
        Mar 30, 2026 to Sep 10, 2026
      • HQ state · to unset
        Mar 30, 2026 to Sep 10, 2026
      • Succession · false to unset
        Mar 30, 2026 to Sep 10, 2026
      • Accounts · 80 to 77
        Mar 28, 2025 to Mar 30, 2026
      • Advisory employees · 86 to 77
        Mar 28, 2025 to Mar 30, 2026
      • Pension plan clients · 54 to 52
        Mar 28, 2025 to Mar 30, 2026
      • Pooled vehicle clients · 4 to 2
        Mar 28, 2025 to Mar 30, 2026
      • Employees · 223 to 226
        Mar 28, 2025 to Mar 30, 2026
      • Discretionary RAUM · $25B to $26B
        Mar 28, 2025 to Mar 30, 2026
      • Individual RAUM · $18.9M to $20.8M
        Mar 28, 2025 to Mar 30, 2026
      • Non-discretionary RAUM · $20.9M to $0
        Mar 28, 2025 to Mar 30, 2026
      • Pension RAUM · $14B to $17B
        Mar 28, 2025 to Mar 30, 2026
      • Pooled vehicle RAUM · $4.6B to $3.9B
        Mar 28, 2025 to Mar 30, 2026
      • RAUM · $25B to $26B
        Mar 28, 2025 to Mar 30, 2026
      • Accounts · 95 to 80
        Jan 16, 2025 to Mar 28, 2025
      • Advisory employees · 83 to 86
        Jan 16, 2025 to Mar 28, 2025
      • Corporate clients · 9 to 3
        Jan 16, 2025 to Mar 28, 2025
      • Individual clients · 0 to 1
        Jan 16, 2025 to Mar 28, 2025
      • Pension plan clients · 57 to 54
        Jan 16, 2025 to Mar 28, 2025
      • Pooled vehicle clients · 12 to 4
        Jan 16, 2025 to Mar 28, 2025
      • Employees · 218 to 223
        Jan 16, 2025 to Mar 28, 2025
      • Financial planning clients · unset to
        Jan 16, 2025 to Mar 28, 2025
      • Discretionary RAUM · $25B to $25B
        Jan 16, 2025 to Mar 28, 2025
      • Individual RAUM · $0 to $18.9M
        Jan 16, 2025 to Mar 28, 2025
      • Non-discretionary RAUM · $934M to $20.9M
        Jan 16, 2025 to Mar 28, 2025
      • Pension RAUM · $14B to $14B
        Jan 16, 2025 to Mar 28, 2025
      • Pooled vehicle RAUM · $5.8B to $4.6B
        Jan 16, 2025 to Mar 28, 2025
      • RAUM · $26B to $25B
        Jan 16, 2025 to Mar 28, 2025
      • HQ state · unset to
        Oct 14, 2024 to Jan 16, 2025
      • Accounts · 94 to 95
        Sep 8, 2023 to Mar 27, 2024
      • Advisory employees · 81 to 83
        Sep 8, 2023 to Mar 27, 2024
      • Corporate clients · 10 to 9
        Sep 8, 2023 to Mar 27, 2024
      • Pension plan clients · 49 to 57
        Sep 8, 2023 to Mar 27, 2024
      • Pooled vehicle clients · 13 to 12
        Sep 8, 2023 to Mar 27, 2024
      • Employees · 224 to 218
        Sep 8, 2023 to Mar 27, 2024
      • Discretionary RAUM · $25B to $25B
        Sep 8, 2023 to Mar 27, 2024
      • Non-discretionary RAUM · $1.6B to $934M
        Sep 8, 2023 to Mar 27, 2024
      • Pension RAUM · $13B to $14B
        Sep 8, 2023 to Mar 27, 2024
      • Pooled vehicle RAUM · $7.2B to $5.8B
        Sep 8, 2023 to Mar 27, 2024
      • RAUM · $27B to $26B
        Sep 8, 2023 to Mar 27, 2024
      Signals
      15 dated events
      • Hideki Sato (President & Ceo Japan & Korea, Head Of Distribution & Product Strategy, Apac) appeared on Schedule A of Invesco Hong Kong Limited
        Jul 16, 2024 · Control person joined · fact
      • Terry San Kong Pan (Director, Ceo, Greater China, Singapore & Korea) no longer on Schedule A of Invesco Hong Kong Limited (listed 2024-05-23, absent 2024-07-16)
        Jul 16, 2024 · Control person left · inference
      • Anna Seen Ming Tong (Director, Regional Head Of Investments, Asia Pacific) no longer on Schedule A of Invesco Hong Kong Limited (listed 2023-03-27, absent 2023-08-29)
        Aug 29, 2023 · Control person left · inference
      • Cindy Wong (Chief Legal Officer) no longer on Schedule A of Invesco Hong Kong Limited (listed 2023-03-27, absent 2023-08-29)
        Aug 29, 2023 · Control person left · inference
      • Wai Tat Richard Chow (Director, Regional Head Of Investments, Asia Pacific) appeared on Schedule A of Invesco Hong Kong Limited
        Aug 29, 2023 · Control person joined · fact
      • Invesco Hong Kong Limited reported RAUM $26.7B, down 28% from $37.3B (2022-03-31 to 2023-03-27)
        Mar 27, 2023 · RAUM change · derived
      • Gerald John Greenwood (Director) no longer on Schedule A of Invesco Hong Kong Limited (listed 2021-11-18, absent 2022-03-31)
        Mar 31, 2022 · Control person left · inference
      • Wong Ka Shing (Director, Head Of Asia Pacific - Invesco Fixed Income) appeared on Schedule A of Invesco Hong Kong Limited
        Nov 18, 2021 · Control person joined · fact
      • Li Chian See (Chief Compliance Officer) no longer on Schedule A of Invesco Hong Kong Limited (listed 2021-03-31, absent 2021-06-30)
        Jun 30, 2021 · Control person left · inference
      • Che Lee Ally Kwan (Chief Compliance Officer) appeared on Schedule A of Invesco Hong Kong Limited
        Jun 30, 2021 · Control person joined · fact
      • Karina Yee Lai Tang (Chief Compliance Officer) no longer on Schedule A of Invesco Hong Kong Limited (listed 2019-08-20, absent 2019-09-30)
        Sep 30, 2019 · Control person left · inference
      • Li Chian See (Chief Compliance Officer) appeared on Schedule A of Invesco Hong Kong Limited
        Sep 30, 2019 · Control person joined · fact
      • Yee Wah Yeung (Chief Compliance Officer) no longer on Schedule A of Invesco Hong Kong Limited (listed 2018-07-06, absent 2019-02-19)
        Feb 19, 2019 · Control person left · inference
      • Karina Yee Lai Tang (Chief Compliance Officer) appeared on Schedule A of Invesco Hong Kong Limited
        Feb 19, 2019 · Control person joined · fact
      • Invesco Hong Kong Limited reported RAUM $28.4B, up 31% from $21.6B (2017-07-03 to 2018-03-29)
        Mar 29, 2018 · RAUM change · derived
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Firm profile
      linkedin.com/company/invesco-ltd/posts/?feedView=allreportedpublic record, Form ADV, Sep 17, 2026
      Website
      invesco.com/hk/en/investors.htmlreportedpublic record, Form ADV, Sep 17, 2026
      Principal office phone
      852 3128 6000reportedpublic record, Form ADV, Sep 10, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Institutional managerderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026
      Across the graphs

      Invesco Hong Kong Limited is the same institution as 1 record in Real Estate Funds.

      Real Estate Funds1

      Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.

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