DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Invesco

Former SEC-registered adviserToronto, Ontario, CRD 126572SEC 801-62166websiteIAPD
Legal name Invesco Canada Ltd.
Latest filing Mar 31, 2026
First filing on the tape Dec 19, 2011 · 44 filings
SEC status approved since Jun 20, 2003
RAUM
$20B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
82
7 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
1
reported on Schedule D
History
44 filings and snapshots on the tape
RAUM$20B as of Mar 31, 2026
Mar 28, 2012$25B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 25, 20130 then
Employees (5.A)82 as of Mar 31, 2026
Mar 25, 2013174 then
Private funds1 as of Mar 31, 2026
Mar 30, 20201 then
RAUM +8.6% over the last fiscal year+3.5% a year over threeIARs 0 to 0offices 2 to 1
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$187MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
1.3%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived2 offices incl. principal (1.F.5)
RAUM growth, one year
+8.6%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
portfolio management for businesses and institutions, portfolio management for pooled vehicles, otherreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$20B99%
  • Pension and profit-sharing plans$240M1.2%
  • Insurance companies$23.2M0.1%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
2reported
Charitable clients
n/areported
Accounts
106reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      1 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      Invesco Global Direct Real Estate FundReal Estate Fund$615M25Mar 30, 2020
      Owners and control persons
      Schedule A and B, latest filing
      • Shalomi Abraham · Secretarycontrol
        since 01/2019 · owns less than 5%
      • (Kate) Jacqueline Archibald · Chief Compliance Officercontrol
        since 02/2020 · owns less than 5%
      • Glenn Brightman · Director, Chairman, Chief Executive Officer And Presidentcontrol
        since 08/2024 · owns less than 5%
      • Pasquale (Pat) Chiefalo · Senior Vice President, Head Of Etfs & Indexed Strategiescontrol
        since 04/2021 · owns less than 5%
      • Douglas James (Jamie) Kingston · Head Of Business Strategies, Alternativescontrol
        since 01/2011 · owns less than 5%
      • Andrew Jordan Krugman · Directorcontrol
        since 02/2021 · owns less than 5%
      • Christopher Jason Mackay · Directorcontrol
        since 06/2019 · owns less than 5%
      • Charles James (Jim) Russell · Director, Transfer Agencycontrol
        since 01/2011 · owns less than 5%
      • Ezra Shane Sadinsky · Chief Financial Officer, Funds & Director Financial Reportingcontrol
        since 02/2021 · owns less than 5%
      Entity owners
      • Invesco, Inc. · Sole Shareholder Holding All The Issued Common Shares
        direct · owns 75% or more
      • Invesco Holding Company Limited (Uk) · Sole Shareholder Holding All The Issued Common Shares
        indirect · owns 75% or more of Invesco, Inc.
      • Invesco Ltd. · Sole Shareholder Holding All The Issued Ordinary Shares
        indirect · owns 75% or more of Invesco Holding Company Limited (Uk) · public reporting company
      Related persons
      Schedule D 7.A
      Advisers that list Invesco as a related person
      Offices
      Schedule D 1.F, the 25 largest
      • Toronto, Ontario, Canada4 employees
      • , 1 employees
      What changed
      consecutive filings, newest first
      • Accounts · 116 to 106
        Apr 11, 2025 to Mar 31, 2026
      • Pooled vehicle clients · 113 to 103
        Apr 11, 2025 to Mar 31, 2026
      • Employees · 91 to 82
        Apr 11, 2025 to Mar 31, 2026
      • Other offices · 2 to 1
        Apr 11, 2025 to Mar 31, 2026
      • Discretionary RAUM · $18B to $20B
        Apr 11, 2025 to Mar 31, 2026
      • Pension RAUM · $186M to $240M
        Apr 11, 2025 to Mar 31, 2026
      • Pooled vehicle RAUM · $18B to $20B
        Apr 11, 2025 to Mar 31, 2026
      • RAUM · $18B to $20B
        Apr 11, 2025 to Mar 31, 2026
      • Accounts · 111 to 116
        Nov 26, 2024 to Apr 11, 2025
      • Advisory employees · 104 to 7
        Nov 26, 2024 to Apr 11, 2025
      • Advisory activities · 4 to 3
        Nov 26, 2024 to Apr 11, 2025
      • Pooled vehicle clients · 2 to 113
        Nov 26, 2024 to Apr 11, 2025
      • Employees · 635 to 91
        Nov 26, 2024 to Apr 11, 2025
      • Financial planning clients · unset to
        Nov 26, 2024 to Apr 11, 2025
      • HQ state · unset to
        Nov 26, 2024 to Apr 11, 2025
      • Discretionary RAUM · $18B to $18B
        Nov 26, 2024 to Apr 11, 2025
      • Pension RAUM · $158M to $186M
        Nov 26, 2024 to Apr 11, 2025
      • Pooled vehicle RAUM · $610M to $18B
        Nov 26, 2024 to Apr 11, 2025
      • RAUM · $18B to $18B
        Nov 26, 2024 to Apr 11, 2025
      • Accounts · 147 to 111
        Mar 30, 2023 to Mar 31, 2024
      • Advisory employees · 9 to 104
        Mar 30, 2023 to Mar 31, 2024
      • Employees · 115 to 635
        Mar 30, 2023 to Mar 31, 2024
      • Discretionary RAUM · $18B to $18B
        Mar 30, 2023 to Mar 31, 2024
      • Pension RAUM · $135M to $158M
        Mar 30, 2023 to Mar 31, 2024
      • Pooled vehicle RAUM · $935M to $610M
        Mar 30, 2023 to Mar 31, 2024
      • RAUM · $18B to $18B
        Mar 30, 2023 to Mar 31, 2024
      • Accounts · 139 to 147
        Mar 30, 2022 to Mar 30, 2023
      • Advisory employees · 10 to 9
        Mar 30, 2022 to Mar 30, 2023
      • Pension plan clients · 1 to 2
        Mar 30, 2022 to Mar 30, 2023
      • Employees · 105 to 115
        Mar 30, 2022 to Mar 30, 2023
      • Other offices · 4 to 2
        Mar 30, 2022 to Mar 30, 2023
      • Discretionary RAUM · $25B to $18B
        Mar 30, 2022 to Mar 30, 2023
      • Pension RAUM · $52.4M to $135M
        Mar 30, 2022 to Mar 30, 2023
      • Pooled vehicle RAUM · $868M to $935M
        Mar 30, 2022 to Mar 30, 2023
      • RAUM · $25B to $18B
        Mar 30, 2022 to Mar 30, 2023
      • Accounts · 131 to 139
        Jun 30, 2021 to Mar 30, 2022
      • Advisory employees · 11 to 10
        Jun 30, 2021 to Mar 30, 2022
      • Pension plan clients · unset to 1.0
        Jun 30, 2021 to Mar 30, 2022
      • Employees · 115 to 105
        Jun 30, 2021 to Mar 30, 2022
      • Discretionary RAUM · $25B to $25B
        Jun 30, 2021 to Mar 30, 2022
      Signals
      21 dated events
      • Invesco no longer on the SEC adviser roster (last listed 2026-07-01, RAUM $19.9B)
        Aug 3, 2026 · Left the SEC roster · derived
      • Glenn Brightman (Director, Chairman, Chief Executive Officer And President) appeared on Schedule A of Invesco
        Sep 13, 2024 · Control person joined · fact
      • Mark John Zerr (Director, Chairman, Chief Executive Officer And President) no longer on Schedule A of Invesco (listed 2024-03-31, absent 2024-09-13)
        Sep 13, 2024 · Control person left · inference
      • Invesco reported RAUM $17.9B, down 29% from $25.3B (2022-03-30 to 2023-03-30)
        Mar 30, 2023 · RAUM change · derived
      • H Michael Peck (Senior Vice President, Institutional Investments) no longer on Schedule A of Invesco (listed 2022-03-30, absent 2023-03-30)
        Mar 30, 2023 · Control person left · inference
      • Pasquale (Pat) Chiefalo (Senior Vice President, Head Of Etfs & Indexed Strategies) appeared on Schedule A of Invesco
        Jun 30, 2021 · Control person joined · fact
      • Ezra Shane Sadinsky (Chief Financial Officer, Funds) appeared on Schedule A of Invesco
        Mar 31, 2021 · Control person joined · fact
      • Andrew Jordan Krugman (Director) appeared on Schedule A of Invesco
        Mar 31, 2021 · Control person joined · fact
      • Harsh Damani (Cfo, Funds & North America Head-Fund Accounting And Fund Expenses) no longer on Schedule A of Invesco (listed 2020-12-04, absent 2021-03-31)
        Mar 31, 2021 · Control person left · inference
      • Brett Robert Mikalachki (Chief Investment Officer) no longer on Schedule A of Invesco (listed 2020-03-30, absent 2020-12-04)
        Dec 4, 2020 · Control person left · inference
      • Jasmin Jabri (Senior Vice President, Compliance) no longer on Schedule A of Invesco (listed 2020-03-30, absent 2020-12-04)
        Dec 4, 2020 · Control person left · inference
      • (Kate) Jacqueline Archibald (Svp, Head Of Compliance, Canada) appeared on Schedule A of Invesco
        Feb 25, 2020 · Control person joined · fact
      • Shalomi Abraham (Svp, Head Of Legal - Canada) appeared on Schedule A of Invesco
        Feb 25, 2020 · Control person joined · fact
      • Colvin David Warren (Director, Executive Vice President & Chief Financial Officer) no longer on Schedule A of Invesco (listed 2019-09-09, absent 2020-02-25)
        Feb 25, 2020 · Control person left · inference
      • Ping-Ting Annie Chong-Chew (Global Head Of Portfolio Services) no longer on Schedule A of Invesco (listed 2019-07-08, absent 2019-09-09)
        Sep 9, 2019 · Control person left · inference
      • Florbela (Flora) De Sousa (Vice President, Human Resources) no longer on Schedule A of Invesco (listed 2019-03-29, absent 2019-07-08)
        Jul 8, 2019 · Control person left · inference
      • Joseph Andrew Manning (Head Of Wmi Segment Marketing) no longer on Schedule A of Invesco (listed 2019-03-29, absent 2019-07-08)
        Jul 8, 2019 · Control person left · inference
      • Mark John Zerr (Director, Chairman, Chief Executive Officer And President) appeared on Schedule A of Invesco
        Mar 29, 2019 · Control person joined · fact
      • Pietro (Peter) Intraligi (Chief Operating Officer, President, Director) no longer on Schedule A of Invesco (listed 2019-02-12, absent 2019-03-29)
        Mar 29, 2019 · Control person left · inference
      • Philip Taylor (Chairman) no longer on Schedule A of Invesco (listed 2019-02-12, absent 2019-03-29)
        Mar 29, 2019 · Control person left · inference
      • Jeffrey Eric Adelson (Director, Secretary) no longer on Schedule A of Invesco (listed 2018-05-31, absent 2019-02-12)
        Feb 12, 2019 · Control person left · inference
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026
      Across the graphs

      Invesco is the same institution as 1 record in Real Estate Funds.

      Real Estate Funds1

      Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.

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