DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Invesco Senior Secured Management, Inc.
Latest filing Mar 25, 2026
First filing on the tape Mar 30, 2012 · 49 filings
SEC status approved since May 15, 1992
RAUM
$29B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
109
66 advisory (5.B.1)
Offices
4
beyond the principal office
Private funds
27
reported on Schedule D
History
49 filings and snapshots on the tape
RAUM$29B as of Mar 25, 2026
Mar 30, 2012$16B then
HNW client RAUM: no history
State-registered IARs (5.B.3)3 as of Mar 25, 2026
Mar 30, 20120 then
Employees (5.A)109 as of Mar 25, 2026
Apr 1, 201339 then
Private funds27 as of Mar 25, 2026
Mar 30, 201226 then
RAUM -21% over the last fiscal year-1.4% a year over threeIARs 3 to 3
Practice profile
derived from the filing of Mar 25, 2026; every figure names its basis
- RAUM per advisor
- $9.8BderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $576MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 9.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 36.3derivedItem 5.A over advisors
- Advisors per office
- 0.6derived5 offices incl. principal (1.F.5)
- RAUM growth, one year
- -21%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
- Custody
- $197M, 2 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$15B51%
- Pooled investment vehicles$11B36%
- Insurance companies$1.5B5.1%
- Pension and profit-sharing plans$1.2B4.0%
- Banks and thrifts$1.0B3.5%
- Other investment advisers$67.7M0.2%
- Charitable organizations$12.2M0.0%
- Corporations and businesses$7.3M0.0%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 6reported
- Charitable clients
- 1reported
- Accounts
- 51reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $197M for 2 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.87 institutional_share=0.09 related_bd=true related_bank=true bd_reps=9.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
70 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Invesco Zodiac Funds - Invesco US Senior Loan Fund | Other Private Fund | $4.0B | 228 | Mar 30, 2012 |
| Invesco Zodiac Funds - Invesco Global Senior Loan Fund | Other Private Fund | $1.0B | 28 | Mar 31, 2014 |
| Invesco Zodiac Funds - European Senior Loan Fund | Other Private Fund | $965M | 81 | Apr 1, 2013 |
| Invesco Credit Partners Master Fund II, L.P. | Private Equity Fund | $777M | 132 | Mar 31, 2021 |
| Betony Clo, Ltdno longer reported | Securitized Asset Fund | $592M | 8 | Mar 30, 2016 |
| Invesco Private Credit Opportunities Master Fund, LP | Private Equity Fund | $543M | 14 | Mar 29, 2022 |
| Invesco Coniston Bvno longer reported | Securitized Asset Fund | $509M | 1 | Mar 30, 2012 |
| Upper Tier Corporate Loan Fund 1no longer reported | Other Private Fund | $504M | 1 | Mar 21, 2017 |
| Blue Hill Clo, Ltd.no longer reported | Securitized Asset Fund | $484M | 4 | Mar 31, 2014 |
| Alinea Clo, Ltd. | Securitized Asset Fund | $482M | 4 | Mar 29, 2019 |
| Invesco Credit Partners Master Fund III, LP | Private Equity Fund | $476M | 41 | Mar 27, 2024 |
| Invesco Garda Bvno longer reported | Securitized Asset Fund | $466M | 1 | Mar 30, 2012 |
| Marea Clo, Ltdno longer reported | Securitized Asset Fund | $448M | 1 | Apr 1, 2013 |
| Axius European Clo S.A.no longer reported | Securitized Asset Fund | $437M | 1 | Mar 30, 2012 |
| Lucali Clo, Ltdno longer reported | Securitized Asset Fund | $401M | 1 | Mar 29, 2022 |
| Nomad Clo, Ltd.no longer reported | Securitized Asset Fund | $396M | 1 | Mar 31, 2014 |
| Invesco Liquid Leveraged Loan Fund LPno longer reported | Hedge Fund | $388M | 3 | Mar 30, 2012 |
| North End Clo, Ltd.no longer reported | Securitized Asset Fund | $381M | 3 | Mar 31, 2014 |
| Upland Clo, Ltd | Securitized Asset Fund | $365M | 3 | Mar 21, 2017 |
| Diversified Credit Portfolio Ltd | Other Private Fund | $360M | 15 | Mar 30, 2012 |
| Recette Clo, Ltd | Securitized Asset Fund | $347M | 2 | Mar 30, 2016 |
| Invesco Yen Hedged Diversified Credit Portfolio Ltdno longer reported | Other Private Fund | $340M | 17 | Mar 31, 2017 |
| Invesco Direct Lending (Ul) Master Fund II, Scsp | Private Equity Fund | $331M | 8 | Mar 30, 2023 |
| Invesco Zodiac Funds - Invesco US Senior Loan Esg Fund | Other Private Fund | $323M | 11 | Mar 27, 2020 |
| Avalon IV Capital, Ltdno longer reported | Securitized Asset Fund | $312M | 1 | Apr 1, 2013 |
| Wasatch Clo, Ltd.no longer reported | Securitized Asset Fund | $285M | 9 | Mar 30, 2012 |
| Alzette European Clo S.A.no longer reported | Securitized Asset Fund | $276M | 1 | Mar 30, 2012 |
| Limerock Clo III, Ltdno longer reported | Securitized Asset Fund | $237M | 4 | Mar 31, 2015 |
| Petrusse European Clo S.A.no longer reported | Securitized Asset Fund | $209M | 1 | Mar 30, 2012 |
| Invesco Zodiac Funds - Invesco European Senior Loan Esg Fund | Other Private Fund | $184M | 10 | Mar 31, 2021 |
| Saratoga Clo I, Ltd.no longer reported | Securitized Asset Fund | $162M | 1 | Mar 30, 2012 |
| Invesco Zodiac Funds - Invesco Global Senior Loan Esg Fund | Other Private Fund | $159M | 5 | Mar 31, 2021 |
| Invesco US Senior Loans 2021, LPno longer reported | Other Private Fund | $152M | 2 | Mar 28, 2018 |
| Belhurst Clo, Ltdno longer reported | Securitized Asset Fund | $150M | 1 | Mar 30, 2012 |
| Invesco R.R. Fund, LP | Private Equity Fund | $148M | 7 | Jul 13, 2016 |
| Hibiya Park Ltdno longer reported | Other Private Fund | $130M | 2 | Mar 31, 2017 |
| Limerock Clo Ino longer reported | Securitized Asset Fund | $129M | 1 | Mar 30, 2012 |
| Invesco Credit Partners Fund, LP | Private Equity Fund | $117M | 44 | Nov 8, 2016 |
| Nautique Funding, Ltd.no longer reported | Securitized Asset Fund | $108M | 1 | Mar 30, 2012 |
| Hudson Canyon Funding II, Ltd.no longer reported | Securitized Asset Fund | $108M | 1 | Mar 30, 2012 |
Owners and control persons
Schedule A and B, latest filing
- David Scott Baskind · Head Of Global Private Credit & Chief Investment Officercontrolsince 05/2014 · owns less than 5%
- Phillip Robert Drobny · Operating Officercontrolsince 06/2010 · owns less than 5%
- Evan Joshua Levit · Chief Compliance Officercontrolsince 02/2021 · owns less than 5%
- Ryan Courtney Popelka · Chief Financial Officercontrolsince 10/2024 · owns less than 5%
- Michael Antonio Reina · Secretarycontrolsince 03/2021 · owns less than 5%
- Gibson Terry Vacheron · Directorcontrolsince 03/2022 · owns less than 5%
- Lik Tony Wong · Directorcontrolsince 03/2023 · owns less than 5%
Entity owners
- Invesco Advisers, Inc. · Sole Shareholderdirect · owns 75% or more
- Invesco Group Services, Inc. · Sole Shareholderindirect · owns 75% or more of Invesco Advisers, Inc.
- Invesco Holding Company (US), Inc. · Sole Shareholderindirect · owns 75% or more of Oppenheimer Acquisition Corporation
- Invesco Holding Company Limited · Sole Shareholderindirect · owns 75% or more of Invesco Holding Company (US), Inc.
- Invesco Ltd. · Sole Shareholderindirect · owns 75% or more of Invesco Holding Company Limited · public reporting company
- Oppenheimer Acquisition Corporation · Sole Shareholderindirect · owns 75% or more of Oppenheimerfunds, Inc.
- Oppenheimerfunds, Inc. · Sole Shareholderindirect · owns 75% or more of Invesco Group Services, Inc.
Related persons
Schedule D 7.A
- Harbourview Asset Management Corporationinvestment adviserbankpooled vehicle sponsornRAUM $386M
- Redblack Advisers, Inc.investment advisernRAUM $824M
- Invesco Advisers, Inc.investment adviserbankpooled vehicle sponsoryRAUM $750B
- Invesco Asset Management (India) Pvt. Ltd.investment advisernRAUM $10B
- Invesco Asset Management (Japan) Limitedinvestment advisernRAUM $76B
- Invesco Management S.A.investment advisernRAUM $49B
- Invesco Asset Management Ltd.investment advisernRAUM $188B
- Invescoinvestment adviserbankpooled vehicle sponsornRAUM $20B
- Invesco Capital Management LLCinvestment adviserbankpooled vehicle sponsornRAUM $941B
- Invesco Capital Markets, Inc.broker-dealern
- Invesco Clo Equity Fund 3 L.P.investment adviserpooled vehicle sponsory
- Invesco Clo Equity Fund IV L.P.investment adviserpooled vehicle sponsory
- Invesco Distributors, Inc.broker-dealern
- Invesco European Rr L.Pinvestment adviseryRAUM $1.4B
- Invesco Fund Managers Ltdpooled vehicle sponsorn
- Invesco Hong Kong Limitedinvestment advisernRAUM $26B
- Invesco Investment Advisers LLCinvestment advisernRAUM $4.4B
- Invesco Investment Management Ltdpooled vehicle sponsorn
- Invesco Loan Manager, LLCinvestment adviserpooled vehicle sponsoryRAUM $18B
- Invesco Managed Accounts, LLCinvestment adviserbanknRAUM $31B
- Invesco Management S.A.pooled vehicle sponsorn
- Invesco Pensions Ltdreal estaten
- Invesco Private Capital, Inc.investment adviserbankpooled vehicle sponsornRAUM $860M
- Invesco Real Estate Management S.à R.L.investment advisernRAUM $13B
- Invesco Rr Fund L.Pinvestment adviseryRAUM $3.6B
- Invesco Specialized Products, LLCpooled vehicle sponsorn
- Invesco Trust Companyn
- Ire (Cayman) Limitedinvestment adviserpooled vehicle sponsorn
- Oppenheimerfunds Incinvestment adviserpooled vehicle sponsornRAUM $827,684
- Wl Ross & Co. LLCinvestment adviserbankpooled vehicle sponsornRAUM $225M
Advisers that list Invesco Senior Secured Management, Inc. as a related person
Offices
Schedule D 1.F, the 25 largest
- White Plains, NY10 employees
- Downers Grove, IL8 employees
- London, United Kingdom7 employees
- Greenwood Village, CO5 employees
What changed
consecutive filings, newest first
- Accounts · 46 to 51Mar 30, 2025 to Mar 25, 2026
- Advisory employees · 62 to 66Mar 30, 2025 to Mar 25, 2026
- BD registered reps · 10 to 9Mar 30, 2025 to Mar 25, 2026
- Pension plan clients · 5 to 6Mar 30, 2025 to Mar 25, 2026
- Pooled vehicle clients · 24 to 28Mar 30, 2025 to Mar 25, 2026
- Assets in custody · $310M to $197MMar 30, 2025 to Mar 25, 2026
- Employees · 98 to 109Mar 30, 2025 to Mar 25, 2026
- Private funds · 24 to 27Mar 30, 2025 to Mar 25, 2026
- Discretionary RAUM · $37B to $29BMar 30, 2025 to Mar 25, 2026
- Pension RAUM · $1.2B to $1.2BMar 30, 2025 to Mar 25, 2026
- Pooled vehicle RAUM · $14B to $11BMar 30, 2025 to Mar 25, 2026
- RAUM · $37B to $29BMar 30, 2025 to Mar 25, 2026
- Advisory employees · 59 to 62Nov 27, 2024 to Mar 30, 2025
- BD registered reps · 11 to 10Nov 27, 2024 to Mar 30, 2025
- Corporate clients · 2 to 1Nov 27, 2024 to Mar 30, 2025
- Pension plan clients · 4 to 5Nov 27, 2024 to Mar 30, 2025
- Pooled vehicle clients · 22 to 24Nov 27, 2024 to Mar 30, 2025
- Assets in custody · $360M to $310MNov 27, 2024 to Mar 30, 2025
- Employees · 91 to 98Nov 27, 2024 to Mar 30, 2025
- Financial planning clients · unset to Nov 27, 2024 to Mar 30, 2025
- Private funds · 23 to 24Nov 27, 2024 to Mar 30, 2025
- Discretionary RAUM · $31B to $37BNov 27, 2024 to Mar 30, 2025
- Pension RAUM · $1.1B to $1.2BNov 27, 2024 to Mar 30, 2025
- Pooled vehicle RAUM · $11B to $14BNov 27, 2024 to Mar 30, 2025
- RAUM · $31B to $37BNov 27, 2024 to Mar 30, 2025
- Accounts · 52 to 46May 12, 2023 to Mar 27, 2024
- Advisory employees · 54 to 59May 12, 2023 to Mar 27, 2024
- BD registered reps · 10 to 11May 12, 2023 to Mar 27, 2024
- Pension plan clients · 7 to 4May 12, 2023 to Mar 27, 2024
- Assets in custody · $405M to $360MMay 12, 2023 to Mar 27, 2024
- Employees · 85 to 91May 12, 2023 to Mar 27, 2024
- Private funds · 21 to 23May 12, 2023 to Mar 27, 2024
- Discretionary RAUM · $31B to $31BMay 12, 2023 to Mar 27, 2024
- Pension RAUM · $1.3B to $1.1BMay 12, 2023 to Mar 27, 2024
- Pooled vehicle RAUM · $12B to $11BMay 12, 2023 to Mar 27, 2024
- RAUM · $31B to $31BMay 12, 2023 to Mar 27, 2024
- Accounts · 50 to 52Dec 21, 2022 to Mar 30, 2023
- Advisory employees · 49 to 54Dec 21, 2022 to Mar 30, 2023
- BD registered reps · 7 to 10Dec 21, 2022 to Mar 30, 2023
- Pooled vehicle clients · 20 to 22Dec 21, 2022 to Mar 30, 2023
Signals
13 dated events
- Lee Richard Phegley (Chief Financial Officer) no longer on Schedule A of Invesco Senior Secured Management, Inc. (listed 2024-10-23, absent 2024-11-27)Nov 27, 2024 · Control person left · inference
- Ryan Courtney Popelka (Chief Financial Officer) appeared on Schedule A of Invesco Senior Secured Management, Inc.Nov 27, 2024 · Control person joined · fact
- Lik Tony Wong (Director) appeared on Schedule A of Invesco Senior Secured Management, Inc.Mar 30, 2023 · Control person joined · fact
- Gerard Gregory Mcgreevey (Director) no longer on Schedule A of Invesco Senior Secured Management, Inc. (listed 2022-12-21, absent 2023-03-30)Mar 30, 2023 · Control person left · inference
- Invesco Senior Secured Management, Inc. reported RAUM $37.9B, up 37% from $27.6B (2021-06-29 to 2022-03-29)Mar 29, 2022 · RAUM change · derived
- Janecka Annette Lege (Director) no longer on Schedule A of Invesco Senior Secured Management, Inc. (listed 2021-06-29, absent 2022-03-29)Mar 29, 2022 · Control person left · inference
- Gibson Terry Vacheron (Director) appeared on Schedule A of Invesco Senior Secured Management, Inc.Mar 29, 2022 · Control person joined · fact
- Lee Richard Phegley (Chief Financial Officer) appeared on Schedule A of Invesco Senior Secured Management, Inc.Mar 29, 2022 · Control person joined · fact
- Invesco Senior Secured Management, Inc. reported RAUM $27.6B, down 25% from $37.0B (2021-02-01 to 2021-03-31)Mar 31, 2021 · RAUM change · derived
- Michael Antonio Reina (Secretary) appeared on Schedule A of Invesco Senior Secured Management, Inc.Mar 31, 2021 · Control person joined · fact
- William Stephen Swanson (Secretary And General Counsel) no longer on Schedule A of Invesco Senior Secured Management, Inc. (listed 2021-02-01, absent 2021-03-31)Mar 31, 2021 · Control person left · inference
- Mary Tara Mcaleer (Chief Compliance Officer) no longer on Schedule A of Invesco Senior Secured Management, Inc. (listed 2020-12-23, absent 2021-02-01)Feb 1, 2021 · Control person left · inference
- Evan Joshua Levit (Chief Compliance Officer) appeared on Schedule A of Invesco Senior Secured Management, Inc.Feb 1, 2021 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
- Invesco Senior Secured Management, Inc. · Independent Sponsorsshared crd · capital_provider
- Invesco Senior Secured Management, Inc. · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/invesco-ltdreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 212-278-9000reportedpublic record, Form ADV, Mar 25, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026