DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
I•••••• A•••• M••••••••• L•••
Latest filing Mar 31, 2026
First filing on the tape Mar 29, 2012 · 44 filings
SEC status approved since Oct 5, 1995
RAUM
$188B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
930
228 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
5
reported on Schedule D
History
44 filings and snapshots on the tape
RAUM$188B as of Mar 31, 2026
Mar 29, 2012$100B then
HNW client RAUM$0 as of Mar 31, 2026
Mar 30, 2023$0 then
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 29, 20120 then
Employees (5.A)930 as of Mar 31, 2026
Mar 22, 2013680 then
Private funds5 as of Mar 31, 2026
Mar 22, 20131 then
RAUM +68% over the last fiscal year+6.5% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $889MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 11%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +68%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$148B79%
- Other investment advisers$13B6.9%
- State and municipal entities$11B6.1%
- Pension and profit-sharing plans$7.4B3.9%
- Investment companies$5.2B2.8%
- Insurance companies$2.0B1.1%
- Banks and thrifts$13.4M0.0%
- Sovereign wealth funds$533,1430.0%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 23reported
- Charitable clients
- 0reported
- Accounts
- 211reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.89 institutional_share=0.11 related_bd=true related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| I•••••• M•••••• B•no longer reported | Securitized Asset Fund | $126M | 1 | Mar 30, 2012 |
Owners and control persons
Schedule A and B, latest filing
- B••••••• S••••••••• C••••• · Director / Chief Investment Officer / Chief Executive Officercontrolsince 01/2020 · owns less than 5%
- E•••• C••••••••• W•••••• · Chief Compliance Officercontrolsince 07/2015 · owns less than 5%
- G••••••••• M•••••••• E•••••• H••••• · Director / Chief Operating Officercontrolsince 03/2019 · owns less than 5%
- H•••••• M••••••• S••••• · Chief Risk Officercontrolsince 11/2022 · owns less than 5%
- R••••••••• R••••• · Chief Legal Officercontrolsince 11/2015 · owns less than 5%
- T•••••• G••••••• · Directorcontrolsince 01/2024 · owns less than 5%
- T••••••• A•••• J••• · Director / Chief Financial Officercontrolsince 01/2017 · owns less than 5%
- W•••••••• K•••••••• · Head Of Internal Auditsince 11/2022 · owns less than 5%
Entity owners
- I•••••• U• L•••••• · Parent Companydirect · owns 75% or more
- I•••••• L••• · Ultimate Parent Companyindirect · owns 75% or more of I•••••• U• L•••••• · public reporting company
Related persons
Schedule D 7.A
- H••••••••• A•••• M••••••••• C•••••••••investment adviserbankpooled vehicle sponsornRAUM $386M
- Redblack Advisers, Inc.investment advisernRAUM $824M
- I•••••• A•••••••• I•••investment adviserbanknRAUM $750B
- I•••••• A•••• M••••••••• •••••• P••• L•••investment advisern
- I•••••• A•••• M••••••••• •••••• L••••••investment advisernRAUM $76B
- I•••••• M••••••••• S•••investment advisernRAUM $49B
- I••••••investment adviserbankpooled vehicle sponsornRAUM $20B
- I•••••• C•••••• M••••••••• L••investment adviserbankpooled vehicle sponsornRAUM $941B
- I•••••• C•••••• M••••••• I•••broker-dealern
- I•••••• C•• E••••• F••• 3• L•••investment adviserpooled vehicle sponsorn
- I•••••• C•• E••••• F••• I• L•••investment adviserpooled vehicle sponsorn
- I•••••• D••••••••• I•••broker-dealern
- I•••••• E••••••• R• L•••investment advisern
- I•••••• F••• M••••••• L••pooled vehicle sponsorn
- I•••••• H••• K••• L••••••investment advisernRAUM $26B
- I•••••• I••••••••• A••••••• L••investment advisernRAUM $4.4B
- I•••••• I••••••••• M••••••••• L••pooled vehicle sponsorn
- I•••••• L••• M••••••• L••investment adviserpooled vehicle sponsornRAUM $18B
- I•••••• M•••••• A•••••••• L••investment adviserbanknRAUM $31B
- I•••••• M••••••••• S•••pooled vehicle sponsorn
- I•••••• P••••••• L••real estaten
- I•••••• P•••••• C••••••• I•••investment adviserbankpooled vehicle sponsornRAUM $860M
- I•••••• R••• E••••• Management S.à R.L.investment advisernRAUM $13B
- I•••••• R• F••• L•••investment advisern
- I•••••• S••••• S•••••• M••••••••• I•••investment adviserbankpooled vehicle sponsornRAUM $29B
- I•••••• S••••••••• P•••••••• L••pooled vehicle sponsorn
- I•••••• T•••• C••••••n
- I•• ••••••• L••••••investment adviserpooled vehicle sponsorn
- O••••••••• I••investment adviserpooled vehicle sponsornRAUM $827,684
- W• R••• • C•• L••investment adviserbankpooled vehicle sponsornRAUM $225M
Advisers that list I•••••• A•••• M••••••••• L••• as a related person
Offices
Schedule D 1.F, the 25 largest
- London, United Kingdom78 employees
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- RAUM up 50 %Change between filings · filing Mar 31, 2026RAUM (Item 5.F) moved from $111,408,151,908 to $187,595,135,172 (+68.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was +15.0% (470 comparable advisers, 93.0th percentile of changes)peers: ASSET_M••••••, $20B and over (470) · 93% percentile
- institutional asset share shiftChange between filings · filing Mar 31, 2026institutional share of RAUM moved from 38.0% to 18.0% between the annual amendments of 2025-03-31 and 2026-03-31peers: ASSET_M••••••, $20B and over (512)
What changed
consecutive filings, newest first
- Accounts · 223 to 211Aug 28, 2025 to Mar 31, 2026
- Advisory employees · 197 to 228Aug 28, 2025 to Mar 31, 2026
- Pension plan clients · 18 to 23Aug 28, 2025 to Mar 31, 2026
- Pooled vehicle clients · 124 to 128Aug 28, 2025 to Mar 31, 2026
- Employees · 959 to 930Aug 28, 2025 to Mar 31, 2026
- Discretionary RAUM · $111B to $188BAug 28, 2025 to Mar 31, 2026
- Pension RAUM · $7.9B to $7.4BAug 28, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $67B to $148BAug 28, 2025 to Mar 31, 2026
- RAUM · $111B to $188BAug 28, 2025 to Mar 31, 2026
- Financial planning clients · 0 to 0Mar 31, 2025 to Aug 28, 2025
- Private funds · unset to 5Mar 31, 2025 to Aug 28, 2025
- Accounts · 241 to 223Dec 9, 2024 to Mar 31, 2025
- Advisory employees · 246 to 197Dec 9, 2024 to Mar 31, 2025
- Pension plan clients · 28 to 18Dec 9, 2024 to Mar 31, 2025
- Pooled vehicle clients · 133 to 124Dec 9, 2024 to Mar 31, 2025
- Employees · 964 to 959Dec 9, 2024 to Mar 31, 2025
- HQ state · unset to Dec 9, 2024 to Mar 31, 2025
- Discretionary RAUM · $107B to $111BDec 9, 2024 to Mar 31, 2025
- Pension RAUM · $6.9B to $7.9BDec 9, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $69B to $67BDec 9, 2024 to Mar 31, 2025
- RAUM · $107B to $111BDec 9, 2024 to Mar 31, 2025
- Advisory employees · 122 to 246Feb 1, 2024 to Mar 28, 2024
- Advisory activities · 5 to 4Feb 1, 2024 to Mar 28, 2024
- Employees · 1,115 to 964Feb 1, 2024 to Mar 28, 2024
- Discretionary RAUM · $155B to $107BFeb 1, 2024 to Mar 28, 2024
- Pension RAUM · $19B to $6.9BFeb 1, 2024 to Mar 28, 2024
- Pooled vehicle RAUM · $81B to $69BFeb 1, 2024 to Mar 28, 2024
- RAUM · $155B to $107BFeb 1, 2024 to Mar 28, 2024
- Accounts · 295 to 241Mar 28, 2024 to Mar 28, 2024
- Pension plan clients · 42 to 28Mar 28, 2024 to Mar 28, 2024
- Pooled vehicle clients · 139 to 133Mar 28, 2024 to Mar 28, 2024
- Accounts · 557 to 295Sep 16, 2022 to Mar 30, 2023
- Advisory employees · 120 to 122Sep 16, 2022 to Mar 30, 2023
- Charity clients · 2 to 0Sep 16, 2022 to Mar 30, 2023
- Corporate clients · unset to 0.0Sep 16, 2022 to Mar 30, 2023
- HNW clients · unset to 0.0Sep 16, 2022 to Mar 30, 2023
- Individual clients · unset to 0.0Sep 16, 2022 to Mar 30, 2023
- Pension plan clients · 203 to 42Sep 16, 2022 to Mar 30, 2023
- Pooled vehicle clients · 236 to 139Sep 16, 2022 to Mar 30, 2023
- Employees · 978 to 1,115Sep 16, 2022 to Mar 30, 2023
Signals
19 dated events
- I•••••• A•••• M••••••••• L••• reported RAUM $187.6B, up 68% from $111.4B (2025-08-28 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- I•••••• A•••• M••••••••• L••• reported RAUM $107.4B, down 31% from $155.2B (2024-02-01 to 2024-03-28)Mar 28, 2024 · RAUM change · derived
- Georgina Taylor (Director) appeared on Schedule A of I•••••• A•••• M••••••••• L•••Feb 1, 2024 · Control person joined · fact
- James Christopher Thackray (Chief Risk Officer) appeared on Schedule A of I•••••• A•••• M••••••••• L•••Sep 16, 2022 · Control person joined · fact
- John Colin Fitzgerald (Director / Chief Executive Officer) no longer on Schedule A of I•••••• A•••• M••••••••• L••• (listed 2022-03-28, absent 2022-09-09)Sep 9, 2022 · Control person left · inference
- Eileen Suzanne Christensen (Chief Risk Officer) no longer on Schedule A of I•••••• A•••• M••••••••• L••• (listed 2022-03-28, absent 2022-09-09)Sep 9, 2022 · Control person left · inference
- Charles Nicholas Tolchard (Director) no longer on Schedule A of I•••••• A•••• M••••••••• L••• (listed 2021-06-30, absent 2021-12-20)Dec 20, 2021 · Control person left · inference
- E•••••• H••••• M••••••• Grosclaude (Chief Operating Officer) appeared on Schedule A of I•••••• A•••• M••••••••• L•••Mar 27, 2020 · Control person joined · fact
- C••••• S•••••••• Butcher (Chief Investment Officer) appeared on Schedule A of I•••••• A•••• M••••••••• L•••Mar 27, 2020 · Control person joined · fact
- Charles Nicholas Tolchard (Director) appeared on Schedule A of I•••••• A•••• M••••••••• L•••Mar 27, 2020 · Control person joined · fact
- Eileen Suzanne Christensen (Chief Risk Officer) appeared on Schedule A of I•••••• A•••• M••••••••• L•••Mar 27, 2020 · Control person joined · fact
- Charles William Nicholas Mustoe (Director / Chief Investment Officer) no longer on Schedule A of I•••••• A•••• M••••••••• L••• (listed 2019-03-27, absent 2020-03-27)Mar 27, 2020 · Control person left · inference
- Ryan Andrew Schlossberg (Director / Chief Executive Officer) no longer on Schedule A of I•••••• A•••• M••••••••• L••• (listed 2019-03-27, absent 2020-03-27)Mar 27, 2020 · Control person left · inference
- Jean Benoit Paul Joubert (Director) no longer on Schedule A of I•••••• A•••• M••••••••• L••• (listed 2019-03-27, absent 2020-03-27)Mar 27, 2020 · Control person left · inference
- John Graeme Proudfoot (Director) no longer on Schedule A of I•••••• A•••• M••••••••• L••• (listed 2019-03-27, absent 2020-03-27)Mar 27, 2020 · Control person left · inference
- John Andrew Rofe (Significant Influence Function Director) no longer on Schedule A of I•••••• A•••• M••••••••• L••• (listed 2018-06-12, absent 2019-03-27)Mar 27, 2019 · Control person left · inference
- Diane Rachel Court (Non-Executive Director) no longer on Schedule A of I•••••• A•••• M••••••••• L••• (listed 2018-06-12, absent 2019-03-27)Mar 27, 2019 · Control person left · inference
- Clive Bouch (Non Executive Director) no longer on Schedule A of I•••••• A•••• M••••••••• L••• (listed 2018-06-12, absent 2019-03-27)Mar 27, 2019 · Control person left · inference
- I•••••• A•••• M••••••••• L••• reported RAUM $170.9B, up 29% from $133.0B (2017-03-31 to 2018-03-30)Mar 30, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/invesco-ltdreportedpublic record, Form ADV, Sep 18, 2026
- Website
- invesco.com/ukreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- +441491417000reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
I•••••• A•••• M••••••••• L••• is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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