DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Clearbridge Investments (North America) Pty Limited
Latest filing Aug 28, 2026
First filing on the tape Jan 3, 2012 · 35 filings
SEC status approved since Aug 31, 2009
RAUM
$2.2B
reported, Item 5.F
Discretionary
98%
of RAUM
Private clients
0.0%
$677,269 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
0
0 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
35 filings and snapshots on the tape
RAUM$2.2B as of Aug 28, 2026
Jan 3, 2012$624M then
HNW client RAUM$0 as of Aug 28, 2026
Jun 26, 2018$0 then
State-registered IARs (5.B.3)0 as of Aug 28, 2026
Oct 14, 20130 then
Employees (5.A)0 as of Aug 28, 2026
Oct 14, 201338 then
Private funds1 as of Jun 20, 2017
Sep 23, 20151 then
RAUM -13% over the last fiscal year+19% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Aug 28, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $117MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 98%derivedof RAUM
- Institutional
- 15%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -19%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- -50%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
- Wrap fee program
- participatesreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.5B67%
- Investment companies$347M16%
- Pension and profit-sharing plans$333M15%
- Other investment advisers$41.0M1.8%
- Corporations and businesses$8.7M0.4%
- Individuals$677,2690.0%
- Individual clients
- 3reported
- HNW clients
- 0reported
- Pension plan clients
- 2reported
- Charitable clients
- 0reported
- Accounts
- 19reported
- Financial planning clients
- reported
- Wrap fee programs
- $0 sponsored, $42.1M managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.0 fund_share=0.85 institutional_share=0.15 related_bd=true related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Rare Infrastructure Global Value Fund L.P.no longer reported | Other Private Fund | $82.6M | 3 | Sep 23, 2015 |
Owners and control persons
Schedule A and B, latest filing
- Christopher Matthew Bushby · Executive Directorcontrolsince 03/2023 · owns less than 5%
- James Nicholas Langley · Directorcontrolsince 06/2006 · owns less than 5%
- James Terrence Murphy · Chief Executive Officercontrolsince 05/2019 · owns less than 5%
- Katherine Annette Golden · Head Of Legal, Risk & Compliancesince 03/2015 · owns less than 5%
Entity owners
- Clearbridge Investments Limited · Companydirect · owns 75% or more
- Franklin Resources, Inc. · Sole Shareholder Of Legg Mason Inc.indirect · owns 75% or more of Legg Mason Inc. · public reporting company
- Legg Mason Australia Holdings Pty Limited · Shareholderindirect · owns 75% or more of Clearbridge Investments Limited
- Legg Mason Inc. · Shareholderindirect · owns 75% or more of Clearbridge Investments Limited
Related persons
Schedule D 7.A
- Clearbridge Investments Limitedinvestment advisery
- Clearbridge Investments, LLCinvestment adviserbankpooled vehicle sponsoryRAUM $185B
- Franklin Advisers, Inc.investment adviserbanknRAUM $509B
- Franklin Distributors, LLCbroker-dealern
- Franklin Templeton Fund Adviser, LLCinvestment adviserbanknRAUM $167B
- Franklin Templeton Investments Corp.broker-dealerinvestment adviserbanknRAUM $13B
- Franklin Templeton Private Portfolio Group, LLCinvestment advisernRAUM $140B
Advisers that list Clearbridge Investments (North America) Pty Limited as a related person
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 17 to 19Dec 20, 2024 to Dec 19, 2025
- Individual clients · 1 to 3Dec 20, 2024 to Dec 19, 2025
- Financial planning clients · unset to Dec 20, 2024 to Dec 19, 2025
- HQ state · unset to Dec 20, 2024 to Dec 19, 2025
- Discretionary RAUM · $2.1B to $2.2BDec 20, 2024 to Dec 19, 2025
- Individual RAUM · $414,025 to $677,269Dec 20, 2024 to Dec 19, 2025
- Non-discretionary RAUM · $29.4M to $41.0MDec 20, 2024 to Dec 19, 2025
- Pension RAUM · $266M to $333MDec 20, 2024 to Dec 19, 2025
- Pooled vehicle RAUM · $1.4B to $1.5BDec 20, 2024 to Dec 19, 2025
- RAUM · $2.1B to $2.2BDec 20, 2024 to Dec 19, 2025
- Wrap assets (manager) · $30.3M to $42.1MDec 20, 2024 to Dec 19, 2025
- Corporate clients · 2 to 4Dec 20, 2023 to Dec 20, 2024
- Individual clients · 2 to 1Dec 20, 2023 to Dec 20, 2024
- Discretionary RAUM · $2.5B to $2.1BDec 20, 2023 to Dec 20, 2024
- Individual RAUM · $466,967 to $414,025Dec 20, 2023 to Dec 20, 2024
- Non-discretionary RAUM · $29.5M to $29.4MDec 20, 2023 to Dec 20, 2024
- Pension RAUM · $244M to $266MDec 20, 2023 to Dec 20, 2024
- Pooled vehicle RAUM · $1.6B to $1.4BDec 20, 2023 to Dec 20, 2024
- RAUM · $2.6B to $2.1BDec 20, 2023 to Dec 20, 2024
- Wrap assets (manager) · $30.2M to $30.3MDec 20, 2023 to Dec 20, 2024
- Accounts · 49 to 17Nov 29, 2023 to Dec 20, 2023
- HNW clients · 6 to 0Nov 29, 2023 to Dec 20, 2023
- Individual clients · 31 to 2Nov 29, 2023 to Dec 20, 2023
- Pooled vehicle clients · 3 to 5Nov 29, 2023 to Dec 20, 2023
- Discretionary RAUM · $1.5B to $2.5BNov 29, 2023 to Dec 20, 2023
- HNW RAUM · $9.6M to $0Nov 29, 2023 to Dec 20, 2023
- Individual RAUM · $13.8M to $466,967Nov 29, 2023 to Dec 20, 2023
- Non-discretionary RAUM · $26.1M to $29.5MNov 29, 2023 to Dec 20, 2023
- Pension RAUM · $351M to $244MNov 29, 2023 to Dec 20, 2023
- Pooled vehicle RAUM · $325M to $1.6BNov 29, 2023 to Dec 20, 2023
- RAUM · $1.5B to $2.6BNov 29, 2023 to Dec 20, 2023
- Wrap assets (manager) · $26.8M to $30.2MNov 29, 2023 to Dec 20, 2023
- Accounts · 51 to 49Dec 9, 2021 to Dec 8, 2022
- HNW clients · 7 to 6Dec 9, 2021 to Dec 8, 2022
- Discretionary RAUM · $1.3B to $1.5BDec 9, 2021 to Dec 8, 2022
- HNW RAUM · $11.1M to $9.6MDec 9, 2021 to Dec 8, 2022
- Individual RAUM · $15.0M to $13.8MDec 9, 2021 to Dec 8, 2022
- Non-discretionary RAUM · $31.6M to $26.1MDec 9, 2021 to Dec 8, 2022
- Pension RAUM · $466M to $351MDec 9, 2021 to Dec 8, 2022
- Pooled vehicle RAUM · $218M to $325MDec 9, 2021 to Dec 8, 2022
Signals
19 dated events
- Clearbridge Investments (North America) Pty Limited reported RAUM $2.6B, up 69% from $1.5B (2023-11-29 to 2023-12-20)Dec 20, 2023 · RAUM change · derived
- James Nicholas Langley (Director) appeared on Schedule A of Clearbridge Investments (North America) Pty LimitedNov 29, 2023 · Control person joined · fact
- Christopher Matthew Bushby (Executive Director) appeared on Schedule A of Clearbridge Investments (North America) Pty LimitedSep 14, 2023 · Control person joined · fact
- Peter Richard Elmslie (Director) no longer on Schedule A of Clearbridge Investments (North America) Pty Limited (listed 2022-12-08, absent 2023-09-14)Sep 14, 2023 · Control person left · inference
- Andrea Laura Boydston (Director) no longer on Schedule A of Clearbridge Investments (North America) Pty Limited (listed 2020-06-29, absent 2020-08-27)Aug 27, 2020 · Control person left · inference
- Elizabeth Jane Trust (Director) no longer on Schedule A of Clearbridge Investments (North America) Pty Limited (listed 2020-06-29, absent 2020-08-27)Aug 27, 2020 · Control person left · inference
- Matthew Brian Eakes (Director) no longer on Schedule A of Clearbridge Investments (North America) Pty Limited (listed 2020-06-29, absent 2020-08-27)Aug 27, 2020 · Control person left · inference
- Matthew Terence Johnson (Director) no longer on Schedule A of Clearbridge Investments (North America) Pty Limited (listed 2020-06-29, absent 2020-08-27)Aug 27, 2020 · Control person left · inference
- Nelson Carl Mcgann (Coo) no longer on Schedule A of Clearbridge Investments (North America) Pty Limited (listed 2019-07-18, absent 2020-02-03)Feb 3, 2020 · Control person left · inference
- Duff John Kenney (Director) no longer on Schedule A of Clearbridge Investments (North America) Pty Limited (listed 2019-07-18, absent 2020-02-03)Feb 3, 2020 · Control person left · inference
- Hong Heng Lennie Lim (Director) no longer on Schedule A of Clearbridge Investments (North America) Pty Limited (listed 2019-07-18, absent 2020-02-03)Feb 3, 2020 · Control person left · inference
- Andrea Laura Boydston (Director) appeared on Schedule A of Clearbridge Investments (North America) Pty LimitedFeb 3, 2020 · Control person joined · fact
- Elizabeth Jane Trust (Director) appeared on Schedule A of Clearbridge Investments (North America) Pty LimitedFeb 3, 2020 · Control person joined · fact
- Matthew Brian Eakes (Director) appeared on Schedule A of Clearbridge Investments (North America) Pty LimitedFeb 3, 2020 · Control person joined · fact
- Matthew Terence Johnson (Director) appeared on Schedule A of Clearbridge Investments (North America) Pty LimitedFeb 3, 2020 · Control person joined · fact
- Ursula Schliessler (Director) no longer on Schedule A of Clearbridge Investments (North America) Pty Limited (listed 2018-09-26, absent 2019-07-18)Jul 18, 2019 · Control person left · inference
- James Terrence Murphy (Director) appeared on Schedule A of Clearbridge Investments (North America) Pty LimitedJul 18, 2019 · Control person joined · fact
- Clearbridge Investments (North America) Pty Limited reported RAUM $967.9M, up 46% from $662.1M (2018-06-26 to 2018-09-26)Sep 26, 2018 · RAUM change · derived
- Clearbridge Investments (North America) Pty Limited reported RAUM $662.1M, down 69% from $2.1B (2017-06-20 to 2018-06-26)Jun 26, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/clearbridge-investments-aureportedpublic record, Form ADV, Sep 17, 2026
- Website
- clearbridgeinvestments.com.aureportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 61 2 9397 7300reportedpublic record, Form ADV, Aug 28, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026