DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Kendall Capital Management
Latest filing Mar 25, 2026
First filing on the tape Dec 7, 2011 · 30 filings
SEC status approved since Oct 4, 2013
RAUM
$744M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
99%
$739M individuals and HNW
Advisors
7
registered through the firm on IAPD
RAUM per advisor
$106M
derived; firm RAUM over IAPD count
Employees
12
7 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
30 filings and snapshots on the tape
RAUM$744M as of Mar 25, 2026
Feb 7, 2012$63.0M then
HNW client RAUM$676M as of Mar 25, 2026
Mar 28, 2018$84.8M then
State-registered IARs (5.B.3)7 as of Mar 25, 2026
Feb 7, 20120 then
Employees (5.A)12 as of Mar 25, 2026
Mar 11, 20143 then
Private funds: no history
RAUM +23% over the last fiscal year+21% a year over threeIARs 6 to 7
Practice profile
derived from the filing of Mar 25, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $106MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 50derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.0MderivedHNW RAUM over HNW clients
- Average account
- $478,371derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.6%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.7derivedItem 5.A over advisors
- Advisors per office
- 3.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +23%derivedbetween the last two annual amendments
- Advisor growth, one year
- +17%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +8.6%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consultingreportedItem 5.G
- Custody
- $64.8M, 78 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$676M91%
- Individuals$62.8M8.4%
- Charitable organizations$3.7M0.5%
- Pension and profit-sharing plans$896,8140.1%
- Individual clients
- 126reported
- HNW clients
- 226reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1,555reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- noreported
- Custody of client assets
- $64.8M for 78 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
7 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Clark Alan KendallCertified Financial Planner, Chartered Financial Analyst | Rockville, Md | Mar 25, 2005 | 43 y | 1 |
| Carol Larissa PetrovCertified Financial Planner | Rockville, Md | May 22, 2014 | 24 y | 4 |
| Jason Michael TkachChartered Financial Analyst | Rockville, Md | Jan 29, 2015 | 11 y | 0 |
| Zemin Zhu | Rockville, Md | Feb 25, 2017 | 10 y | 0 |
| Brian Gibbon Mattox | Rockville, Md | Mar 6, 2018 | 23 y | 4 |
| James David WalkerCertified Financial Planner | Rockville, Md | Jul 11, 2022 | 13 y | 2 |
| Adam James PlattCertified Financial Planner | Rockville, Md | Oct 24, 2025 | 14 y | 1 |
Advisor movement
1 left, 1 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 14% of current headcount1 left over 36 months
Left, latest
- Justin Michael Wunder to Wealth Enhancement Advisory Services, LLCOct 1, 2025 · RIA to affiliated broker-dealer or bank
- Katelyn Elizabeth Murray to Brooklyn Fi, LLCJan 25, 2022 · RIA to RIA
Joined, latest
- Adam James Platt from Bogart Wealth, LLCOct 24, 2025 · RIA to RIA
- James David Walker from Mckinley Carter Wealth Services, Inc.Jul 11, 2022 · RIA to RIA
- Brian Gibbon Mattox from AndersenMar 6, 2018 · Other
- Carol Larissa Petrov from Morgan StanleyMay 22, 2014 · Other
- Clark Alan Kendall from Potomac Asset Management Co IncMar 25, 2005 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Alan Clark Kendall · President & Ceocontrolsince 03/2018 · owns 10% to 25%
- Gibbon Brian Mattox · Chief Investment Officer & Chief Compliance Officercontrolsince 03/2021 · owns less than 5%
- Larissa Carol Petrov · Vice President & Senior Relationship Managercontrolsince 03/2018 · owns less than 5%
- Michael Jason Tkach · Senior Portfolio Managercontrolsince 03/2018 · owns less than 5%
- P. Diane Kendall · Trustee Of The Kendall Family Trustcontrolsince 01/2022 · owns F of Kendall Family Trust
Entity owners
- Kendall Family Trust · Trustdirect · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Rockville, Md · principal | 7 | 1 | 1 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 1,415 to 1,555Mar 18, 2025 to Mar 25, 2026
- Advisory employees · 6 to 7Mar 18, 2025 to Mar 25, 2026
- HNW clients · 185 to 226Mar 18, 2025 to Mar 25, 2026
- Individual clients · 139 to 126Mar 18, 2025 to Mar 25, 2026
- Assets in custody · $58.0M to $64.8MMar 18, 2025 to Mar 25, 2026
- Employees · 10 to 12Mar 18, 2025 to Mar 25, 2026
- State-registered IARs · 6 to 7Mar 18, 2025 to Mar 25, 2026
- Discretionary RAUM · $604M to $744MMar 18, 2025 to Mar 25, 2026
- HNW RAUM · $528M to $676MMar 18, 2025 to Mar 25, 2026
- Individual RAUM · $71.1M to $62.8MMar 18, 2025 to Mar 25, 2026
- Pension RAUM · $1.8M to $896,814Mar 18, 2025 to Mar 25, 2026
- RAUM · $604M to $744MMar 18, 2025 to Mar 25, 2026
- Accounts · 1,440 to 1,415Mar 28, 2024 to Mar 18, 2025
- HNW clients · 166 to 185Mar 28, 2024 to Mar 18, 2025
- Individual clients · 150 to 139Mar 28, 2024 to Mar 18, 2025
- Assets in custody · $47.6M to $58.0MMar 28, 2024 to Mar 18, 2025
- Employees · 9 to 10Mar 28, 2024 to Mar 18, 2025
- Financial planning clients · 251-500 to 251-500Mar 28, 2024 to Mar 18, 2025
- Other offices · 0 to 1Mar 28, 2024 to Mar 18, 2025
- Discretionary RAUM · $520M to $604MMar 28, 2024 to Mar 18, 2025
- HNW RAUM · $442M to $528MMar 28, 2024 to Mar 18, 2025
- Individual RAUM · $73.9M to $71.1MMar 28, 2024 to Mar 18, 2025
- Pension RAUM · $1.5M to $1.8MMar 28, 2024 to Mar 18, 2025
- RAUM · $520M to $604MMar 28, 2024 to Mar 18, 2025
- Accounts · 1,220 to 1,440Mar 23, 2023 to Mar 28, 2024
- HNW clients · 129 to 166Mar 23, 2023 to Mar 28, 2024
- Individual clients · 154 to 150Mar 23, 2023 to Mar 28, 2024
- Assets in custody · $52.3M to $47.6MMar 23, 2023 to Mar 28, 2024
- Employees · 8 to 9Mar 23, 2023 to Mar 28, 2024
- Discretionary RAUM · $419M to $520MMar 23, 2023 to Mar 28, 2024
- HNW RAUM · $325M to $442MMar 23, 2023 to Mar 28, 2024
- Individual RAUM · $78.9M to $73.9MMar 23, 2023 to Mar 28, 2024
- Pension RAUM · $9.9M to $1.5MMar 23, 2023 to Mar 28, 2024
- RAUM · $419M to $520MMar 23, 2023 to Mar 28, 2024
- Accounts · 1,133 to 1,220Nov 7, 2022 to Mar 23, 2023
- Advisory employees · 5 to 6Nov 7, 2022 to Mar 23, 2023
- HNW clients · 132 to 129Nov 7, 2022 to Mar 23, 2023
- Individual clients · 133 to 154Nov 7, 2022 to Mar 23, 2023
- Assets in custody · $65.9M to $52.3MNov 7, 2022 to Mar 23, 2023
- Financial planning clients · 101-250 to 251-500Nov 7, 2022 to Mar 23, 2023
Signals
5 dated events
- Justin Michael Wunder left Kendall Capital Management for Wealth Enhancement Advisory Services, Llc (registered 2025-09-30)Oct 1, 2025 · Advisor changed firm · fact
- Kendall Capital Management reported RAUM $479.5M, up 34% from $357.9M (2022-02-05 to 2022-03-02)Mar 2, 2022 · RAUM change · derived
- P. Diane Kendall (Trustee Of The Kendall Family Trust) appeared on Schedule A of Kendall Capital ManagementFeb 5, 2022 · Control person joined · fact
- Katelyn Elizabeth Murray left Kendall Capital Management for Brooklyn Fi, Llc (registered 2022-02-16)Jan 25, 2022 · Advisor changed firm · fact
- Kendall Capital Management filed its initial SEC registration (Form ADV)Sep 25, 2013 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@kendallcapital.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 864-618-2453reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 240-474-9447reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 301-838-9110reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- LINKEDIN.COM/COMPANY/1251377reportedpublic record, Form ADV, Sep 18, 2026
- Website
- KENDALLCAPITAL.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 301-838-9110reportedpublic record, Form ADV, Mar 25, 2026
- Team page
- kendallcapital.com/teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $106Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026