DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

J••••• C•••••• M••••••••• L••

Independent wealth managerPittston, PennsylvaniaCRD 147663SEC 801-69398websiteIAPD
Latest filing Jun 24, 2026
First filing on the tape Mar 30, 2012 · 54 filings
SEC status approved since Aug 7, 2008
RAUM
$2.6B
reported, Item 5.F
Discretionary
97%
of RAUM
Private clients
90%
$2.4B individuals and HNW
Advisors
31
registered through the firm on IAPD
RAUM per advisor
$85.2M
derived; firm RAUM over IAPD count
Employees
31
31 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
0
reported on Schedule D
History
54 filings and snapshots on the tape
RAUM$2.6B as of Jun 24, 2026
Mar 30, 2012$216M then
HNW client RAUM$2.0B as of Jun 24, 2026
Mar 30, 2018$362M then
State-registered IARs (5.B.3)30 as of Jun 24, 2026
Mar 30, 20120 then
Employees (5.A)31 as of Jun 24, 2026
Mar 28, 20137 then
Private funds: no history
RAUM +21% over the last fiscal year+23% a year over threeIARs 27 to 30
Practice profile
derived from the filing of Jun 24, 2026; every figure names its basis
Archetypes, each a printed rule
  • HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
  • Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
  • Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
RAUM per advisor
$85.2MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
94derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$1.9MderivedHNW RAUM over HNW clients
Average account
$386,224derivedRAUM over accounts (5.F.2.f)
Discretionary
97%derivedof RAUM
Institutional
5.5%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
7.8derived4 offices incl. principal (1.F.5)
RAUM growth, one year
+21%derivedbetween the last two annual amendments
Advisor growth, one year
+11%derivedItem 5.B.3 between annual amendments
Client growth, one year
+5.9%derived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers, educational seminarsreportedItem 5.G
Wrap fee program
$837MreportedItem 5.I
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$2.0B76%
  • Individuals$372M14%
  • Corporations and businesses$114M4.3%
  • Pension and profit-sharing plans$77.5M2.9%
  • Charitable organizations$68.1M2.6%
Individual clients
1,813reported
HNW clients
1,087reported
Pension plan clients
36reported
Charitable clients
29reported
Accounts
6,842reported
Financial planning clients
101-250reported
Wrap fee programs
$0 sponsored, $0 managedreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
private_client_share=0.9 fund_share=0.0 institutional_share=0.06 related_bd=false related_bank=false bd_reps=27.0derived
Advisors registered through the firm
31 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
A•••• L••• V•••••••••Pittston, PaOct 21, 200826 y0
T•••••• J••• Y••••Pittston, PaMay 14, 200940 y0
M•••••• J••••• H•••••••Wilkes Barre, PaMay 14, 200941 y0
J••••• J•••• B••••••Pittston, PaJan 22, 201021 y1
R••••• C•••••• A•••Pittston, PaApr 29, 201130 y0
A•••••• S••••• M•••••••••Pittston, PaJun 13, 201431 y1
W•••••• F•••••• M•••••Berwyn, Pa Jun 13, 201426 y1
J•••••• P• C•••••••Certified Financial PlannerPittston, PaJun 23, 201514 y1
M••• E• H•••••••Berwyn, Pa Jun 23, 201515 y0
J••• B•••••• M•••••••Pittston, PaOct 23, 201525 y1
J•••• J•••• M••••Pittston, PaMay 22, 201720 y2
M•••••• D•••••• L••••••••Certified Financial PlannerBerwyn, Pa May 22, 201714 y3
F•••••• J••••• H•••Berwyn, Pa May 23, 201727 y2
M••••• S•••••• H•••••Pittston, Pa May 30, 201734 y4
R••••• S• R••••••Pittston, PaFeb 5, 201817 y1
K•••• R• D••••Pittston, PaJan 13, 202111 y1
A•• M•••••• L•••••Pittston, PaJan 14, 202117 y1
A••••• R•••••• A••••••Berwyn, Pa Mar 18, 202123 y1
D••••• P•••••• M••••••••Pittston, PaMay 19, 202212 y0
T••••• C••••••• R•••••••••Pittston, PaMay 23, 202211 y1
K••••••• A• J••••••Pittston, Pa Sep 19, 202235 y4
S•••••• M•••••• S•••••••Pittston, Pa Sep 23, 202225 y4
B•••••• M•••••• B•••Pittston, Pa Jun 4, 202412 y1
R•••••• C•••••• C••••Certified Financial Planner, Chartered Financial ConsultantPittston, Pa Jun 4, 202421 y5
K••• A••••• B•••Berwyn, Pa Jun 4, 202412 y2
M•••••• C••••• B•••Certified Financial Planner, Chartered Financial ConsultantPittston, Pa Jun 6, 202436 y7
H••••• M•••• B•••••••••Simpsonville, Sc Jun 21, 202412 y0
J••••• R••••• C•••••••••Chartered Financial AnalystBerwyn, Pa Jan 6, 202511 y1
T••• V•••••• E••••••Pittston, PaDec 1, 202512 y1
J••••• G•••••• B••••••Pittston, PaDec 1, 202512 y0
C•••••••• M••••••••Pittston, PaJun 23, 202626 y3
Advisor movement
0 left, 2 joined in 12 months
net +2 in 12 months0 left in 90 days1 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
    Teams outTeams in
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • H•••••••• M••••••• J••••• · Managing Membercontrol
      since 03/2008 · owns 75% or more
    • V••••••••• A•••• L••• · Chief Operating Officercontrol
      since 01/2012 · owns less than 5%
    • K••••••• S••••••• E•••••••• · Chief Compliance Officer
      since 05/2026 · owns less than 5%
    Related persons
    Schedule D 7.A
    No related person reported.
    Office movement
    IAPD branch city; joins and departures in 12 months
    OfficeAdvisorsJoinedLeftTeams outForming
    Pittston, Pa · principal3030
    Berwyn, Pa1100
    Wilmington, De200
    Offices
    Schedule D 1.F, the 25 largest
    • Berwyn, PA10 employees
    • Sugarloaf, PA1 employees
    • Wilmington, DE1 employees
    What changed
    consecutive filings, newest first
    • State-registered IARs · 27 to 30
      Dec 18, 2025 to Mar 30, 2026
    • Accounts · 6,314 to 6,842
      Dec 18, 2025 to Mar 30, 2026
    • Advisory employees · 24 to 31
      Dec 18, 2025 to Mar 30, 2026
    • BD registered reps · 24 to 27
      Dec 18, 2025 to Mar 30, 2026
    • Charity clients · 24 to 29
      Dec 18, 2025 to Mar 30, 2026
    • Corporate clients · 50 to 59
      Dec 18, 2025 to Mar 30, 2026
    • HNW clients · 862 to 1,087
      Dec 18, 2025 to Mar 30, 2026
    • Individual clients · 1,877 to 1,813
      Dec 18, 2025 to Mar 30, 2026
    • Pension plan clients · 40 to 36
      Dec 18, 2025 to Mar 30, 2026
    • Employees · 28 to 31
      Dec 18, 2025 to Mar 30, 2026
    • Discretionary RAUM · $2.1B to $2.6B
      Dec 18, 2025 to Mar 30, 2026
    • HNW RAUM · $1.6B to $2.0B
      Dec 18, 2025 to Mar 30, 2026
    • Individual RAUM · $356M to $372M
      Dec 18, 2025 to Mar 30, 2026
    • Non-discretionary RAUM · $63.2M to $76.8M
      Dec 18, 2025 to Mar 30, 2026
    • Pension RAUM · $74.2M to $77.5M
      Dec 18, 2025 to Mar 30, 2026
    • RAUM · $2.2B to $2.6B
      Dec 18, 2025 to Mar 30, 2026
    • Accounts · 5,591 to 6,314
      Nov 20, 2024 to Mar 31, 2025
    • BD registered reps · 20 to 24
      Nov 20, 2024 to Mar 31, 2025
    • Charity clients · 22 to 24
      Nov 20, 2024 to Mar 31, 2025
    • Corporate clients · 53 to 50
      Nov 20, 2024 to Mar 31, 2025
    • HNW clients · 737 to 862
      Nov 20, 2024 to Mar 31, 2025
    • Individual clients · 1,639 to 1,877
      Nov 20, 2024 to Mar 31, 2025
    • Pension plan clients · 41 to 40
      Nov 20, 2024 to Mar 31, 2025
    • Employees · 24 to 28
      Nov 20, 2024 to Mar 31, 2025
    • Financial planning clients · 101-250 to 101-250
      Nov 20, 2024 to Mar 31, 2025
    • State-registered IARs · 23 to 27
      Nov 20, 2024 to Mar 31, 2025
    • Discretionary RAUM · $1.7B to $2.1B
      Nov 20, 2024 to Mar 31, 2025
    • HNW RAUM · $1.2B to $1.6B
      Nov 20, 2024 to Mar 31, 2025
    • Individual RAUM · $266M to $356M
      Nov 20, 2024 to Mar 31, 2025
    • Non-discretionary RAUM · $38.4M to $63.2M
      Nov 20, 2024 to Mar 31, 2025
    • Pension RAUM · $66.9M to $74.2M
      Nov 20, 2024 to Mar 31, 2025
    • RAUM · $1.7B to $2.2B
      Nov 20, 2024 to Mar 31, 2025
    • Other offices · 2 to 3
      Apr 5, 2024 to Sep 24, 2024
    • Accounts · 5,195 to 5,591
      Sep 1, 2023 to Mar 29, 2024
    • Charity clients · 20 to 22
      Sep 1, 2023 to Mar 29, 2024
    • Corporate clients · 47 to 53
      Sep 1, 2023 to Mar 29, 2024
    • HNW clients · 745 to 737
      Sep 1, 2023 to Mar 29, 2024
    • Individual clients · 1,488 to 1,639
      Sep 1, 2023 to Mar 29, 2024
    • Pension plan clients · 36 to 41
      Sep 1, 2023 to Mar 29, 2024
    • Discretionary RAUM · $1.4B to $1.7B
      Sep 1, 2023 to Mar 29, 2024
    Signals
    7 dated events
    • J••••• C•••••• M••••••••• L•• reported RAUM $2.2B, up 29% from $1.7B (2024-11-20 to 2025-03-31)
      Mar 31, 2025 · RAUM change · derived
    • 2 advisors left P••••• W••••• A•••••••• L•• (Kennett Square, PA) for J••••• C•••••• M••••••••• L•• on the same day
      Dec 2, 2024 · Team lift-out · derived
    • 2 advisors left P••••• W••••• A•••••••• L•• (Wilmington, DE) for J••••• C•••••• M••••••••• L•• on the same day
      Oct 31, 2024 · Team lift-out · derived
    • R••• J••• S•••••• left J••••• C•••••• M••••••••• L•• for G•••• V••••• A•••••• G••••• L•• (registered 2024-06-13)
      Jun 14, 2024 · a•••••• firm change · fact
    • 2 advisors left M•• I•••••••• S•••••••• L•• (Newtown Square, PA) for J••••• C•••••• M••••••••• L•• within 5 days
      Sep 21, 2022 · Team lift-out · derived
    • J••••• C•••••• M••••••••• L•• reported RAUM $1.4B, up 32% from $1.1B (2021-11-02 to 2022-03-31)
      Mar 31, 2022 · RAUM change · derived
    • J••••• C•••••• M••••••••• L•• reported RAUM $710.9M, up 85% from $384.0M (2017-08-21 to 2018-03-30)
      Mar 30, 2018 · RAUM change · derived
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    How to reach
    public business contact points only, each with its source
    Business email
    info@jacobiwealth.comreportedpublished by the firm, firm site, Sep 15, 2026
    Business email
    awanner@jacobiwealth.comreportedpublished by the firm, firm site, Sep 15, 2026
    Business email
    sbusciacco@jacobiwealth.comreportedpublished by the firm, firm site, Sep 15, 2026
    Business email
    slombardi@jacobiwealth.comreportedpublished by the firm, firm site, Sep 15, 2026
    Business email
    jherrin@jacobiwealth.comreportedpublished by the firm, firm site, Sep 15, 2026
    Business email
    kmervine@jacobiwealth.comreportedpublished by the firm, firm site, Sep 15, 2026
    Business phone
    484-318-7536reportedpublished by the firm, firm site, Sep 15, 2026
    Business phone
    302-647-8559reportedpublished by the firm, firm site, Sep 15, 2026
    Business phone
    484-318-7533reportedpublished by the firm, firm site, Sep 15, 2026
    Firm profile
    linkedin.com/company/jacobi-wealth-advisorsreportedpublic record, Form ADV, Sep 18, 2026
    Firm profile
    linkedin.com/company/jacobi-capital-managementreportedpublic record, Form ADV, Sep 18, 2026
    Website
    J•••••WEALTH.COMreportedpublic record, Form ADV, Sep 18, 2026
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Independent wealth managerderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    $85.2Mderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026