DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Fsb Premier Wealth Management, Inc.
Latest filing Mar 27, 2026
First filing on the tape Aug 2, 2017 · 28 filings
SEC status approved since Sep 1, 2017
RAUM
$432M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
96%
$416M individuals and HNW
Advisors
10
registered through the firm on IAPD
RAUM per advisor
$43.2M
derived; firm RAUM over IAPD count
Employees
12
10 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
0
reported on Schedule D
History
28 filings and snapshots on the tape
RAUM$432M as of Mar 27, 2026
Mar 12, 2018$133M then
HNW client RAUM$253M as of Mar 27, 2026
Mar 12, 2018$0 then
State-registered IARs (5.B.3)10 as of Mar 27, 2026
Mar 12, 20189 then
Employees (5.A)12 as of Mar 27, 2026
Mar 12, 201811 then
Private funds: no history
RAUM +25% over the last fiscal year+21% a year over threeIARs 11 to 10offices 5 to 3
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
Archetypes, each a printed rule
- Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- $43.2MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 89derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.2MderivedHNW RAUM over HNW clients
- Average account
- $202,696derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 1.8%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.2derivedItem 5.A over advisors
- Advisors per office
- 2.5derived4 offices incl. principal (1.F.5)
- RAUM growth, one year
- +25%derivedbetween the last two annual amendments
- Advisor growth, one year
- -9.1%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +13%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consultingreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is a broker-dealer (6.A.1)
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$253M59%
- Individuals$163M38%
- Corporations and businesses$7.9M1.8%
- Charitable organizations$7.8M1.8%
- Individual clients
- 778reported
- HNW clients
- 116reported
- Pension plan clients
- 0reported
- Charitable clients
- 14reported
- Accounts
- 2,130reported
- Financial planning clients
- 26-50reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.96 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=11.0derived
Advisors registered through the firm
10 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Rodney Lawrence Duroe | Waterloo, Ia | Feb 17, 2009 | 32 y | 0 |
| Ryan J Risetter | Waterloo, Ia | Apr 30, 2015 | 22 y | 0 |
| Tiffany Jo CoffinCertified Financial Planner | Waterloo, Ia | Jun 17, 2016 | 10 y | 0 |
| Alexander James VlachCertified Financial Planner | West Des Moines, Ia | Aug 23, 2016 | 11 y | 0 |
| Jacob Kanon Myrvik | Cedar Falls, Ia | Apr 13, 2018 | 11 y | 0 |
| Robert Charles Hansen | Waverly, Ia | Jun 23, 2021 | 18 y | 0 |
| Abigail Kristine Sears | Waterloo, Ia | May 10, 2022 | 20 y | 0 |
| Nolan Tyler Tomlinson | Waterloo, Ia | Oct 18, 2022 | 11 y | 0 |
| Stephanie M Holding | Waterloo, Ia | Sep 15, 2023 | 10 y | 1 |
| Benjamin L Saak | Waterloo, Ia | Jun 11, 2025 | 11 y | 0 |
Advisor movement
2 left, 0 joined in 12 months
net -2 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 20% of current headcount3 left over 36 months
Left, latest
- Daniel Thomas Giles to Foster Group, Inc.Dec 5, 2025 · RIA to RIA
- Jared Carl Kremer to Commonwealth Financial NetworkOct 31, 2025 · RIA to affiliated broker-dealer or bank
- Scott Allen Waechter to United Advisors AmericaMay 31, 2024 · RIA to RIA
- Jacob Lee Stalder to Navigate Financial Planning LLCOct 17, 2022 · RIA to a state-registered adviser
- Jordan Dean Alborn to Ameriprise Financial Services, LLCJan 4, 2021 · RIA to affiliated broker-dealer or bank
- Zachary Adam Cutkomp to Capital Client Group, Inc.Nov 27, 2015 · Other
- Jeff Alan Brower to Voya Financial Advisors, Inc.Dec 19, 2014 · Other
- Pauline Jo Quinn to Raymond James Financial Services Advisors, IncDec 1, 2014 · Other
- Tay Jacoby-Fries to Wells Fargo AdvisorsNov 25, 2014 · Other
- Zachary Allen Knutson to Sii Investments, Inc.Sep 12, 2013 · Other
- Jason Allen Anderson to Momentum Independent Network Inc.Oct 13, 2010 · Other
- Keith Michael Gengler to Voya Financial Advisors, Inc.Jun 16, 2009 · Other
- John K Spies to Citigroup Global Markets Inc.Jun 25, 2008 · Other
- Lee Christopher Larson to Regis Asset Management LLCSep 10, 2007 · Other
- Stewart Churchill Hartman to Citigroup Global Markets Inc.Jun 29, 2006 · Other
Joined, latest
- Stephanie M Holding from Ameriprise Financial Services, LLCSep 15, 2023 · Affiliated broker-dealer or bank to independent RIA
- Jared Carl Kremer from Avantax Advisory ServicesApr 1, 2021 · Affiliated broker-dealer or bank to independent RIA
- Scott Allen Waechter from Bankers Life Advisory Services, Inc.Apr 16, 2020 · Affiliated broker-dealer or bank to independent RIA
- Jacob Lee Stalder from Cambridge Investment Research Advisors, Inc.Jan 13, 2020 · Affiliated broker-dealer or bank to independent RIA
- Pauline Jo Quinn from Sterling Financial Advisors, LLCNov 2, 2009 · Other
- Jason Allen Anderson from Piper Sandler & Co.Oct 11, 2004 · Other
- Stewart Churchill Hartman from Pecaut Wealth ManagementNov 28, 2003 · Other
- Jeff Alan Brower from Pecaut Wealth ManagementNov 28, 2003 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Rodney Lawrence Duroe · Cfo, Finop, Chairman, Directorcontrolsince 12/2018 · owns less than 5%
- Jacob Kanon Myrvik · Ccocontrolsince 01/2022 · owns less than 5%
- Ryan J Risetter · Ceo/President, Directorcontrolsince 03/2016 · owns less than 5%
- Rodney Lawrence Duroe · Ownercontrolsince 07/2021 · owns 25% to 50% of Fsb Financial Services, Inc.
- Jason Thomas Hosch · Outside Directorsince 03/2021 · owns less than 5%
Entity owners
- Fsb Financial Services Inc · Holding Company, 100 % Owner Fsb Premier Wealth Management, Incdirect · owns 75% or more
Related persons
Schedule D 7.A
- Farmers State Bankn
- Scenic Community Bancshares Corporationy
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Waterloo, Ia · principal | 10 | 0 | 1 | ||
| Cedar Falls, Ia | 2 | 0 | 0 | ||
| West Des Moines, Ia | 1 | 0 | 1 |
Offices
Schedule D 1.F, the 25 largest
- Waverly, IA1 employees
- Cedar Falls, IA1 employees
- West Des Moines, IA1 employees
- Waterloo, IA1 employees
- West Union, IA1 employees
- , 1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- office count dropChange between filings · filing Mar 27, 2026offices other than the principal office (Item 1.F.5) moved from 5.0 to 3.0 (-40.0%) between the annual amendments of 2025-03-18 and 2026-03-27; the peer median change was 0.0% (450 comparable advisers, 4.0th percentile of changes)peers: independent wealth managers, $100M to $500M (450) · 4.5% percentile
What changed
consecutive filings, newest first
- Accounts · 1,751 to 2,130Aug 13, 2025 to Mar 27, 2026
- Advisory employees · 11 to 10Aug 13, 2025 to Mar 27, 2026
- BD registered reps · 13 to 11Aug 13, 2025 to Mar 27, 2026
- Charity clients · 13 to 14Aug 13, 2025 to Mar 27, 2026
- Corporate clients · 29 to 26Aug 13, 2025 to Mar 27, 2026
- HNW clients · 91 to 116Aug 13, 2025 to Mar 27, 2026
- Individual clients · 700 to 778Aug 13, 2025 to Mar 27, 2026
- Employees · 14 to 12Aug 13, 2025 to Mar 27, 2026
- State-registered IARs · 11 to 10Aug 13, 2025 to Mar 27, 2026
- Other offices · 5 to 3Aug 13, 2025 to Mar 27, 2026
- Discretionary RAUM · $347M to $432MAug 13, 2025 to Mar 27, 2026
- HNW RAUM · $188M to $253MAug 13, 2025 to Mar 27, 2026
- Individual RAUM · $142M to $163MAug 13, 2025 to Mar 27, 2026
- RAUM · $347M to $432MAug 13, 2025 to Mar 27, 2026
- Accounts · 1,564 to 1,751Mar 29, 2024 to Mar 18, 2025
- BD registered reps · 11 to 13Mar 29, 2024 to Mar 18, 2025
- Charity clients · 5 to 13Mar 29, 2024 to Mar 18, 2025
- Corporate clients · 28 to 29Mar 29, 2024 to Mar 18, 2025
- HNW clients · 80 to 91Mar 29, 2024 to Mar 18, 2025
- Individual clients · 669 to 700Mar 29, 2024 to Mar 18, 2025
- Employees · 13 to 14Mar 29, 2024 to Mar 18, 2025
- Financial planning clients · 251-500 to 26-50Mar 29, 2024 to Mar 18, 2025
- Other offices · 6 to 5Mar 29, 2024 to Mar 18, 2025
- Discretionary RAUM · $294M to $347MMar 29, 2024 to Mar 18, 2025
- HNW RAUM · $149M to $188MMar 29, 2024 to Mar 18, 2025
- Individual RAUM · $128M to $142MMar 29, 2024 to Mar 18, 2025
- RAUM · $294M to $347MMar 29, 2024 to Mar 18, 2025
- HNW clients · 60 to 80Apr 11, 2023 to Mar 29, 2024
- Individual clients · 666 to 669Apr 11, 2023 to Mar 29, 2024
- Assets in custody · $4.8M to $0Apr 11, 2023 to Mar 29, 2024
- Custody of client assets · true to falseApr 11, 2023 to Mar 29, 2024
- Employees · 12 to 13Apr 11, 2023 to Mar 29, 2024
- State-registered IARs · 10 to 11Apr 11, 2023 to Mar 29, 2024
- Discretionary RAUM · $241M to $294MApr 11, 2023 to Mar 29, 2024
- HNW RAUM · $117M to $149MApr 11, 2023 to Mar 29, 2024
- Individual RAUM · $116M to $128MApr 11, 2023 to Mar 29, 2024
- RAUM · $241M to $294MApr 11, 2023 to Mar 29, 2024
- Accounts · 1,454 to 1,564Apr 11, 2023 to Mar 29, 2024
- Advisory employees · 10 to 11Apr 11, 2023 to Mar 29, 2024
- BD registered reps · 10 to 11Apr 11, 2023 to Mar 29, 2024
Signals
11 dated events
- Daniel Thomas Giles left Fsb Premier Wealth Management, Inc. for Foster Group, Inc. (registered 2026-01-22)Dec 5, 2025 · Advisor changed firm · fact
- Jared Carl Kremer left Fsb Premier Wealth Management, Inc. for Commonwealth Financial Network (registered 2025-11-11)Oct 31, 2025 · Advisor changed firm · fact
- Scott Allen Waechter left Fsb Premier Wealth Management, Inc. for United Advisors America (registered 2024-06-07)May 31, 2024 · Advisor changed firm · fact
- Jacob Lee Stalder left Fsb Premier Wealth Management, Inc. for Navigate Financial Planning Llc (registered 2023-03-02)Oct 17, 2022 · Advisor changed firm · fact
- Jacob Kanon Myrvik (Cco) appeared on Schedule A of Fsb Premier Wealth Management, Inc.Mar 29, 2022 · Control person joined · fact
- Crystal Kay Weber (Chief Compliance Officer, Operations Manager) no longer on Schedule A of Fsb Premier Wealth Management, Inc. (listed 2021-03-10, absent 2021-04-30)Apr 30, 2021 · Control person left · inference
- Jordan Dean Alborn (Vice President, Financial Advisor) no longer on Schedule A of Fsb Premier Wealth Management, Inc. (listed 2020-12-09, absent 2021-01-13)Jan 13, 2021 · Control person left · inference
- Gwendolyn Elizabeth Jass (Director) no longer on Schedule A of Fsb Premier Wealth Management, Inc. (listed 2019-03-29, absent 2020-03-17)Mar 17, 2020 · Control person left · inference
- Gwendolyn Elizabeth Jass (Director) appeared on Schedule A of Fsb Premier Wealth Management, Inc.Mar 29, 2019 · Control person joined · fact
- Mark Francis Vaughan (President, Director) no longer on Schedule A of Fsb Premier Wealth Management, Inc. (listed 2018-03-12, absent 2019-03-21)Mar 21, 2019 · Control person left · inference
- Fsb Premier Wealth Management, Inc. filed its initial SEC registration (Form ADV)Aug 2, 2017 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 319-235-6561reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 319-274-4133reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 319-874-4302reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- fsbpremier.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 319-235-6561reportedpublic record, Form ADV, Mar 27, 2026
- Contact form
- fsbpremier.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- fsbpremier.com/about/our-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $43.2Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026