DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Czech Asset Management, L.P.
Latest filing Mar 27, 2026
First filing on the tape Feb 16, 2012 · 33 filings
SEC status approved since Oct 24, 2011
RAUM
$1.5B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
9
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
6
reported on Schedule D
History
33 filings and snapshots on the tape
RAUM$1.5B as of Mar 27, 2026
Feb 16, 2012$1.0B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 27, 2026
Feb 16, 20120 then
Employees (5.A)9 as of Mar 27, 2026
Mar 27, 20139 then
Private funds6 as of Mar 27, 2026
Feb 16, 20122 then
RAUM -16% over the last fiscal year-9.1% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $211MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -16%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.5B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 7reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
12 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Sjc Onshore Direct Lending Fund III, L.P. | Private Equity Fund | $936M | 152 | Mar 30, 2016 |
| Sjc Onshore Direct Lending Fund IV-Smrs, L.P. | Private Equity Fund | $447M | 1 | Mar 27, 2020 |
| Sjc Onshore Direct Lending Fund IV - 5 Year, L.P. | Private Equity Fund | $177M | 88 | Mar 26, 2021 |
| Sjc Direct Lending Revolver Fund III, L.P. | Private Equity Fund | $136M | 12 | Aug 7, 2017 |
| Sjc Onshore Direct Lending Fund IV - 10 Year, L.P. | Private Equity Fund | $92.0M | 25 | Mar 26, 2021 |
| Sjc Onshore Direct Lending Fund, L.P.no longer reported | Private Equity Fund | $63.6M | 484 | Feb 16, 2012 |
| Sjc Offshore Capital Finance Fund II, L.P.no longer reported | Private Equity Fund | $50.5M | 9 | Mar 27, 2013 |
| Sjc Offshore Capital Finance Fund, L.P.no longer reported | Private Equity Fund | $40.2M | 166 | Feb 16, 2012 |
| Sjc Offshore Master Fund III, L.P. | Private Equity Fund | $20.1M | 5 | Mar 30, 2017 |
| Sjc Onshore Direct Lending Fund II, L.P.no longer reported | Private Equity Fund | $6.2M | 137 | Mar 27, 2013 |
| Sjc Offshore Master Fund II, L.P.no longer reported | Private Equity Fund | $599,833 | 9 | Mar 30, 2017 |
| Sjc Offshore Master Fund IV - 5 Year, L.P.no longer reported | Private Equity Fund | $0 | 0 | Mar 26, 2021 |
Owners and control persons
Schedule A and B, latest filing
- James Stephen Czech · Chief Investment Officercontrolsince 10/2011 · owns less than 5%
- Suzanne Micheline Faver · Chief Compliance Officercontrolsince 11/2022 · owns less than 5%
- James Stephen Ogilvy · Chief Financial Officercontrolsince 04/2022 · owns less than 5%
Entity owners
- Vaam Gp, LLC · General Partnerdirect · owns less than 5%
- Voya Investment Management Alternative Assets LLC · Limited Partnerdirect · owns 75% or more
- Vim Holdings LLC · Shareholderindirect · owns 75% or more of Voya Investment Management LLC
- Voya Alternative Asset Management LLC · Sole Memberindirect · owns 75% or more of Vaam Gp, LLC
- Voya Financial, Inc. · Shareholderindirect · owns 75% or more of Voya Holdings Inc. · public reporting company
- Voya Holdings Inc. · Shareholderindirect · owns 75% or more of Vim Holdings LLC
- Voya Investment Management Alternative Assets LLC · Sole Memberindirect · owns 75% or more of Voya Alternative Asset Management LLC
- Voya Investment Management LLC · Sole Memberindirect · owns 75% or more of Voya Investment Management Alternative Assets LLC
Related persons
Schedule D 7.A
- Pomona Capital Asia Limitedinvestment advisern
- Pomona Europe Advisers Ltd.investment advisern
- Pomona Capitalinvestment adviserbanknRAUM $15B
- Sjc Capital Finance Fund III Gp, LLCpooled vehicle sponsory
- Sjc Direct Lending Fund III Gp, L.P.pooled vehicle sponsory
- Sjc Direct Lending Fund IV Gp, L.P.pooled vehicle sponsory
- Sjc Direct Lending Revolver Fund III Gp, L.P.pooled vehicle sponsory
- Voya Alternative Asset Management Ireland Limitedinvestment adviserpooled vehicle sponsorn
- Voya Financial Advisors, Inc.broker-dealerinvestment adviserreal estatenRAUM $3.9B
- Voya Financial Partners, LLCbroker-dealerinvestment advisern
- Voya Furman Selz Investments III LLCinvestment advisern
- Voya Investment Management (Uk) Limitedinvestment adviseryRAUM $52.8M
- Voya Investment Management Co. LLCinvestment adviserbankpooled vehicle sponsornRAUM $275B
- Voya Investment Management LLCinvestment adviserpooled vehicle sponsoryRAUM $39B
- Voya Investment Trust Co.y
- Voya Investments Distributor, LLCbroker-dealern
- Voya Investments, LLCinvestment adviserbankpooled vehicle sponsornRAUM $59B
- Voya Retirement Advisors, LLCinvestment adviserreal estatenRAUM $37B
Advisers that list Czech Asset Management, L.P. as a related person
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Discretionary RAUM · $1.8B to $1.5BMar 27, 2025 to Mar 27, 2026
- Pooled vehicle RAUM · $1.8B to $1.5BMar 27, 2025 to Mar 27, 2026
- RAUM · $1.8B to $1.5BMar 27, 2025 to Mar 27, 2026
- Advisory employees · 5 to 4Jan 17, 2025 to Mar 27, 2025
- Financial planning clients · unset to Jan 17, 2025 to Mar 27, 2025
- Discretionary RAUM · $1.8B to $1.8BJan 17, 2025 to Mar 27, 2025
- Pooled vehicle RAUM · $1.8B to $1.8BJan 17, 2025 to Mar 27, 2025
- RAUM · $1.8B to $1.8BJan 17, 2025 to Mar 27, 2025
- Discretionary RAUM · $1.8B to $1.8BMar 25, 2024 to Jan 17, 2025
- Pooled vehicle RAUM · $1.8B to $1.8BMar 25, 2024 to Jan 17, 2025
- RAUM · $1.8B to $1.8BMar 25, 2024 to Jan 17, 2025
- Related adviser · true to falseMar 25, 2024 to Jan 17, 2025
- Related bank · true to falseMar 25, 2024 to Jan 17, 2025
- Related broker-dealer · true to falseMar 25, 2024 to Jan 17, 2025
- Discretionary RAUM · $2.0B to $1.8BOct 17, 2023 to Mar 25, 2024
- Pooled vehicle RAUM · $2.0B to $1.8BOct 17, 2023 to Mar 25, 2024
- RAUM · $2.0B to $1.8BOct 17, 2023 to Mar 25, 2024
- HQ city · OLD GREENWICH to STAMFORDMar 29, 2023 to Oct 17, 2023
- Accounts · 9 to 7Nov 29, 2022 to Mar 29, 2023
- Pooled vehicle clients · 9 to 7Nov 29, 2022 to Mar 29, 2023
- Discretionary RAUM · $2.0B to $2.0BNov 29, 2022 to Mar 29, 2023
- Pooled vehicle RAUM · $2.0B to $2.0BNov 29, 2022 to Mar 29, 2023
- RAUM · $2.0B to $2.0BNov 29, 2022 to Mar 29, 2023
- Related adviser · false to trueNov 29, 2022 to Mar 29, 2023
- Related bank · false to trueNov 29, 2022 to Mar 29, 2023
- Related broker-dealer · false to trueNov 29, 2022 to Mar 29, 2023
- Private funds · 7 to 6Apr 20, 2022 to Nov 29, 2022
- Accounts · 12 to 9Sep 16, 2021 to Mar 31, 2022
- Pooled vehicle clients · 12 to 9Sep 16, 2021 to Mar 31, 2022
- Employees · 10 to 9Sep 16, 2021 to Mar 31, 2022
- Private funds · 9 to 7Sep 16, 2021 to Mar 31, 2022
- Discretionary RAUM · $2.2B to $2.0BSep 16, 2021 to Mar 31, 2022
- Pooled vehicle RAUM · $2.2B to $2.0BSep 16, 2021 to Mar 31, 2022
- RAUM · $2.2B to $2.0BSep 16, 2021 to Mar 31, 2022
- Accounts · 8 to 12Mar 27, 2020 to Mar 26, 2021
- Advisory employees · 6 to 5Mar 27, 2020 to Mar 26, 2021
- Pooled vehicle clients · 8 to 12Mar 27, 2020 to Mar 26, 2021
- Employees · 11 to 10Mar 27, 2020 to Mar 26, 2021
- Other offices · 1 to 0Mar 27, 2020 to Mar 26, 2021
- Private funds · 6 to 9Mar 27, 2020 to Mar 26, 2021
Signals
5 dated events
- Suzanne Micheline Faver (Chief Compliance Officer) appeared on Schedule A of Czech Asset Management, L.P.Nov 29, 2022 · Control person joined · fact
- Marie Tracy Urquiaga (Chief Financial Officer / Chief Compliance Officer) no longer on Schedule A of Czech Asset Management, L.P. (listed 2022-03-31, absent 2022-04-20)Apr 20, 2022 · Control person left · inference
- James Stephen Ogilvy (Chief Financial Officer / Chief Compliance Officer) appeared on Schedule A of Czech Asset Management, L.P.Apr 20, 2022 · Control person joined · fact
- Paul John Maguire (Chief Compliance Officer) no longer on Schedule A of Czech Asset Management, L.P. (listed 2019-03-29, absent 2019-09-05)Sep 5, 2019 · Control person left · inference
- David Mark Newlun (Partner & Co-Portfolio Manager) no longer on Schedule A of Czech Asset Management, L.P. (listed 2018-08-24, absent 2019-03-29)Mar 29, 2019 · Control person left · inference
Across DFX
shared identifiers only, never a name match
- Czech Asset Management, L.P. · Independent Sponsorsshared crd · capital_provider
- Czech Asset Management, L.P. · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- czechamlp.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 203-769-8400reportedpublic record, Form ADV, Mar 27, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026