DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
V••• I••••••••• M••••••••• ••• L••••••
Latest filing Mar 24, 2026
First filing on the tape Feb 16, 2022 · 12 filings
SEC status approved since Mar 18, 2022
RAUM
$522M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
10
10 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
12 filings and snapshots on the tape
RAUM$522M as of Mar 24, 2026
Mar 29, 2023$203M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 24, 2026
Mar 29, 20230 then
Employees (5.A)10 as of Mar 24, 2026
Mar 29, 202310 then
Private funds: no history
RAUM +27% over the last fiscal year+37% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 24, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $131MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +27%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companies, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$522M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 4reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- F••••• M••••••••• S•••••• · Chief Compliance Officercontrolsince 03/2022 · owns less than 5%
- P••••••• R•••••• J•• · Directorcontrolsince 03/2023 · owns less than 5%
- V•• D•• B•••• F•••••• H••• G••••••• · Directorcontrolsince 01/2012 · owns less than 5%
Entity owners
- V••• I••••••••• M••••••••• L•• · Ownerdirect · owns 75% or more
- V•• H•••••••• L•• · Ownerindirect · owns 75% or more of V••• I••••••••• M••••••••• L••
- V••• F••••••••• I••• · Ownerindirect · owns 75% or more of V••• H•••••••• I••• · public reporting company
- V••• H•••••••• I••• · Ownerindirect · owns 75% or more of V•• H•••••••• L••
Related persons
Schedule D 7.A
- C•••• A•••• M••••••••• L•••investment advisernRAUM $1.5B
- P••••• C•••••• A••• L••••••investment advisern
- P••••• E••••• A••••••• L••investment advisern
- P••••• C••••••investment adviserbanknRAUM $15B
- V••• A••••••••• A•••• M••••••••• I•••••• L••••••investment adviserpooled vehicle sponsorn
- V••• A••••••••• A•••• M••••••••• L••broker-dealerinvestment adviserbankpooled vehicle sponsornRAUM $34B
- V••• F•••••••• A•••••••• I•••broker-dealerinvestment adviserreal estatenRAUM $3.9B
- V••• F•••••••• P•••••••• L••broker-dealerinvestment advisern
- V••• I••••••••• M••••••••• C•• L••investment adviserbanknRAUM $275B
- V••• I••••••••• M••••••••• L••investment adviserpooled vehicle sponsoryRAUM $39B
- V••• I••••••••• T•••• C•y
- V••• I••••••••• D••••••••• L••broker-dealern
- V••• I••••••••• L••investment adviserbankpooled vehicle sponsornRAUM $59B
- V••• R••••••••• A•••••••• L••investment adviserreal estatenRAUM $37B
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- business activity changedChange between filings · filing Mar 24, 2026portfolio management for pooled vehicles (Item 5.G.4): no on the filing of 2025-03-26, yes on the filing of 2026-03-24peers: asset managers, $500M to $1B (784)
What changed
consecutive filings, newest first
- Accounts · 2 to 4Mar 26, 2025 to Mar 24, 2026
- Advisory activities · 3 to 4Mar 26, 2025 to Mar 24, 2026
- Discretionary RAUM · $410M to $522MMar 26, 2025 to Mar 24, 2026
- RAUM · $410M to $522MMar 26, 2025 to Mar 24, 2026
- Advisory employees · 11 to 10Oct 10, 2024 to Mar 26, 2025
- Employees · 11 to 10Oct 10, 2024 to Mar 26, 2025
- Financial planning clients · unset to Oct 10, 2024 to Mar 26, 2025
- HQ state · unset to Oct 10, 2024 to Mar 26, 2025
- Discretionary RAUM · $496M to $410MOct 10, 2024 to Mar 26, 2025
- RAUM · $496M to $410MOct 10, 2024 to Mar 26, 2025
- Advisory employees · 10 to 11Aug 1, 2023 to Mar 22, 2024
- Employees · 10 to 11Aug 1, 2023 to Mar 22, 2024
- Discretionary RAUM · $505M to $496MAug 1, 2023 to Mar 22, 2024
- RAUM · $505M to $496MAug 1, 2023 to Mar 22, 2024
- Accounts · 1 to 2Mar 29, 2023 to Aug 1, 2023
- Discretionary RAUM · $203M to $505MMar 29, 2023 to Aug 1, 2023
- RAUM · $203M to $505MMar 29, 2023 to Aug 1, 2023
- Accounts · 9 to 1Oct 25, 2022 to Mar 29, 2023
- Advisory employees · 11 to 10Oct 25, 2022 to Mar 29, 2023
- Employees · 11 to 10Oct 25, 2022 to Mar 29, 2023
- Discretionary RAUM · $307M to $203MOct 25, 2022 to Mar 29, 2023
- RAUM · $307M to $203MOct 25, 2022 to Mar 29, 2023
- Accounts · 8 to 9Feb 24, 2022 to Jun 8, 2022
- Advisory activities · 2 to 3Feb 24, 2022 to Jun 8, 2022
- Discretionary RAUM · $18.9M to $307MFeb 24, 2022 to Jun 8, 2022
- RAUM · $18.9M to $307MFeb 24, 2022 to Jun 8, 2022
Signals
9 dated events
- V••• I••••••••• M••••••••• ••• L•••••• reported RAUM $522.1M, up 27% from $409.7M (2025-03-26 to 2026-03-24)Mar 24, 2026 · RAUM change · derived
- V••• I••••••••• M••••••••• ••• L•••••• reported RAUM $505.2M, up 149% from $203.0M (2023-03-29 to 2023-08-01)Aug 1, 2023 · RAUM change · derived
- V••• I••••••••• M••••••••• ••• L•••••• reported RAUM $203.0M, down 34% from $306.9M (2022-10-25 to 2023-03-29)Mar 29, 2023 · RAUM change · derived
- Hendrik Olivier Willem Struben (Director) no longer on Schedule A of V••• I••••••••• M••••••••• ••• L•••••• (listed 2022-10-25, absent 2023-03-29)Mar 29, 2023 · Control person left · inference
- Andrew Kevin Simonoff (Director) no longer on Schedule A of V••• I••••••••• M••••••••• ••• L•••••• (listed 2022-10-25, absent 2023-03-29)Mar 29, 2023 · Control person left · inference
- Nmn R••••• P•••••• (Director) appeared on Schedule A of V••• I••••••••• M••••••••• ••• L••••••Mar 29, 2023 · Control person joined · fact
- Ann Deborah Hammalian (Chief Compliance Officer) no longer on Schedule A of V••• I••••••••• M••••••••• ••• L•••••• (listed 2022-02-24, absent 2022-06-08)Jun 8, 2022 · Control person left · inference
- Suzanne Micheline Faver (Chief Compliance Officer) appeared on Schedule A of V••• I••••••••• M••••••••• ••• L••••••Jun 8, 2022 · Control person joined · fact
- V••• I••••••••• M••••••••• ••• L•••••• filed its initial SEC registration (Form ADV)Feb 16, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/voya-investment-managementreportedpublic record, Form ADV, Sep 18, 2026
- Website
- voya.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 44 020 3526 9449reportedpublic record, Form ADV, Mar 24, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026