DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Voya Alternative Asset Management LLC
Latest filing Mar 31, 2026
First filing on the tape Mar 30, 2012 · 60 filings
SEC status approved since Mar 8, 1996
RAUM
$34B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
124
46 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
56
reported on Schedule D
History
60 filings and snapshots on the tape
RAUM$34B as of Mar 31, 2026
Mar 30, 2012$413M then
HNW client RAUM: no history
State-registered IARs (5.B.3)56 as of Mar 31, 2026
Mar 28, 20130 then
Employees (5.A)124 as of Mar 31, 2026
Mar 28, 2013104 then
Private funds56 as of Mar 31, 2026
Mar 30, 201212 then
RAUM +32% over the last fiscal year+9.6% a year over threeIARs 1 to 56
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
- Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
- RAUM per advisor
- $607MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $607MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.2derivedItem 5.A over advisors
- Advisors per office
- 18.7derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +32%derivedbetween the last two annual amendments
- Advisor growth, one year
- +5500%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $981M, 10 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$34B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 56reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $981M for 10 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=124.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
67 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Voya Global Multi-Strategy Master Qualifying Investor Fund - Voya Mortgage Investment Master Fund | Hedge Fund | $6.2B | 71 | Mar 30, 2012 |
| Voya Commercial Mortgage Lending Fund L.P. | Hedge Fund | $1.6B | 51 | Mar 30, 2020 |
| Voya Clo 2015-3, Ltd. | Securitized Asset Fund | $777M | 10 | Mar 29, 2016 |
| Voya Clo 2020-2, Ltd | Securitized Asset Fund | $701M | 11 | Mar 30, 2021 |
| Voya Global Multi-Strategy Master Qualifying Investor Fund - Voya Mortgage Investment Master Fund II | Hedge Fund | $642M | 1 | Aug 14, 2015 |
| Voya Msr Opportunities Fund I LP | Hedge Fund | $630M | 2 | Mar 31, 2022 |
| Voya Clo 2019-4, Ltd. | Securitized Asset Fund | $596M | 9 | Mar 30, 2020 |
| Voya Clo 2018-3, Ltd. | Securitized Asset Fund | $589M | 15 | Mar 29, 2019 |
| Voya Clo 2018-1, Ltd. | Securitized Asset Fund | $587M | 9 | Mar 29, 2019 |
| Voya Clo 2016-3, Ltd. | Securitized Asset Fund | $583M | 9 | Mar 31, 2017 |
| Voya Clo 2017-3, Ltd. | Securitized Asset Fund | $581M | 10 | Mar 29, 2018 |
| Voya Clo 2018-2, Ltd | Securitized Asset Fund | $562M | 15 | Mar 29, 2019 |
| Voya Clo 2017-4, Ltd. | Securitized Asset Fund | $508M | 8 | Mar 29, 2018 |
| Voya Clo 2013-1, Ltd. | Securitized Asset Fund | $502M | 11 | Mar 31, 2014 |
| Voya Clo 2022-4, Ltd. | Securitized Asset Fund | $499M | 9 | Mar 28, 2024 |
| Voya Clo 2021-2, Ltd. | Securitized Asset Fund | $497M | 7 | Mar 31, 2022 |
| Voya Clo 2021-3, Ltd. | Securitized Asset Fund | $496M | 6 | Mar 31, 2022 |
| Voya Clo 2017-2, Ltd. | Securitized Asset Fund | $474M | 9 | Mar 29, 2018 |
| Voya Clo 2019-3, Ltd. | Securitized Asset Fund | $470M | 8 | Mar 30, 2020 |
| Voya Clo 2014-4, Ltd. | Securitized Asset Fund | $469M | 16 | Mar 31, 2015 |
| Voya Clo 2013-3, Ltd. | Securitized Asset Fund | $406M | 10 | Mar 31, 2014 |
| Voya Euro Clo II Dac | Securitized Asset Fund | $403M | 5 | Mar 30, 2020 |
| Voya Clo 2022-3, Ltd | Securitized Asset Fund | $401M | 11 | Mar 31, 2023 |
| Voya Clo 2023-1, Ltd. | Securitized Asset Fund | $400M | 11 | Mar 28, 2024 |
| Voya Clo 2022-1, Ltd | Securitized Asset Fund | $400M | 9 | Mar 31, 2023 |
| Voya Clo 2013-2, Ltd. | Securitized Asset Fund | $400M | 11 | Mar 31, 2014 |
| Voya Clo 2022-2, Ltd | Securitized Asset Fund | $399M | 6 | Mar 31, 2023 |
| Voya Clo 2020-3, Ltd | Securitized Asset Fund | $397M | 7 | Mar 30, 2021 |
| Voya Clo 2018-4, Ltd. | Securitized Asset Fund | $397M | 13 | Mar 30, 2020 |
| Voya Clo 2021-1, Ltd. | Securitized Asset Fund | $395M | 9 | Mar 31, 2022 |
| Voya Clo 2019-2, Ltd. | Securitized Asset Fund | $395M | 10 | Mar 30, 2020 |
| Voya Clo 2017-1, Ltd. | Securitized Asset Fund | $384M | 8 | Mar 29, 2018 |
| Voya Euro Clo IV Dac | Securitized Asset Fund | $375M | 7 | Mar 30, 2021 |
| Voya Clo 2014-2, Ltd. | Securitized Asset Fund | $372M | 13 | Mar 31, 2015 |
| Voya Clo 2016-1, Ltd. | Securitized Asset Fund | $362M | 8 | Mar 31, 2017 |
| Voya Clo 2019-1, Ltd. | Securitized Asset Fund | $356M | 10 | Mar 30, 2020 |
| Voya Euro Clo III Dac | Securitized Asset Fund | $355M | 5 | Mar 30, 2021 |
| Voya Clo 2014-1, Ltd. | Securitized Asset Fund | $353M | 9 | Mar 31, 2015 |
| Voya Euro Clo V Dac | Securitized Asset Fund | $349M | 15 | Mar 31, 2022 |
| Voya Clo 2011-1, Ltd.no longer reported | Securitized Asset Fund | $346M | 10 | Mar 30, 2012 |
Owners and control persons
Schedule A and B, latest filing
- Joseph Vincent Costa · Chief Investment Officer Of Equities & Senior Managing Directorcontrolsince 01/2022 · owns less than 5%
- Paul Huey Falgout · Head Of Im Legal & Managing Directorcontrolsince 01/2020 · owns less than 5%
- Suzanne Micheline Faver · Chief Compliance Officer & Managing Directorcontrolsince 03/2022 · owns less than 5%
- Hubertus Michael Peters · Chief Operating Officer & Senior Managing Directorcontrolsince 01/2023 · owns less than 5%
- Anne Tiffani Potesta · Head Of Distribution & Senior Managing Directorcontrolsince 07/2024 · owns less than 5%
- Nmn Amir Sahibzada · Chief Risk Officer & Managing Directorcontrolsince 01/2014 · owns less than 5%
- Andrew Eric Stein · Head Of Investments, Chief Investment Officer, Fixed Income & Senior Managing Directorcontrolsince 01/2024 · owns less than 5%
- Nmn Matthew Toms · Chief Executive Officer & Senior Managing Directorcontrolsince 01/2024 · owns less than 5%
- Nmn Markus Wolff · Chief Financial Officer & Managing Directorcontrolsince 01/2023 · owns less than 5%
Entity owners
- Voya Investment Management Alternative Assets LLC · Sole Memberdirect · owns 75% or more
- Vim Holdings LLC · Shareholderindirect · owns 75% or more of Voya Investment Management LLC
- Voya Financial, Inc. · Shareholderindirect · owns 75% or more of Voya Holdings Inc. · public reporting company
- Voya Holdings Inc. · Shareholderindirect · owns 75% or more of Vim Holdings LLC
- Voya Investment Management LLC · Shareholderindirect · owns 75% or more of Voya Investment Management Alternative Assets LLC
Related persons
Schedule D 7.A
- Czech Asset Management, L.P.investment advisernRAUM $1.5B
- Pomona Capital Asia Limitedinvestment advisern
- Pomona Europe Advisers Ltd.investment advisern
- Pomona Capitalinvestment adviserbanknRAUM $15B
- Voya Alternative Asset Management Ireland Limitedinvestment adviserpooled vehicle sponsorn
- Voya Financial Advisors, Inc.broker-dealerinvestment adviserreal estatenRAUM $3.9B
- Voya Financial Partners, LLCbroker-dealerinvestment advisern
- Voya Investment Management (Uk) Limitedinvestment adviseryRAUM $52.8M
- Voya Investment Management Co. LLCinvestment adviserbankpooled vehicle sponsornRAUM $275B
- Voya Investment Management LLCinvestment adviserpooled vehicle sponsoryRAUM $39B
- Voya Investment Trust Co.y
- Voya Investments Distributor, LLCbroker-dealern
- Voya Investments, LLCinvestment adviserbankpooled vehicle sponsornRAUM $59B
- Voya Retirement Advisors, LLCinvestment adviserreal estatenRAUM $37B
Advisers that list Voya Alternative Asset Management LLC as a related person
Offices
Schedule D 1.F, the 25 largest
- Atlanta, GA29 employees
- Scottsdale, AZ9 employees
- Westport, CT5 employees
What changed
consecutive filings, newest first
- Accounts · 59 to 56Aug 4, 2025 to Mar 31, 2026
- BD registered reps · 10 to 124Aug 4, 2025 to Mar 31, 2026
- Pooled vehicle clients · 59 to 56Aug 4, 2025 to Mar 31, 2026
- Assets in custody · $995M to $981MAug 4, 2025 to Mar 31, 2026
- Employees · 120 to 124Aug 4, 2025 to Mar 31, 2026
- State-registered IARs · 1 to 56Aug 4, 2025 to Mar 31, 2026
- Private funds · 59 to 56Aug 4, 2025 to Mar 31, 2026
- Discretionary RAUM · $29B to $34BAug 4, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $29B to $34BAug 4, 2025 to Mar 31, 2026
- RAUM · $29B to $34BAug 4, 2025 to Mar 31, 2026
- Accounts · 49 to 59Mar 28, 2025 to Aug 4, 2025
- Pooled vehicle clients · 49 to 59Mar 28, 2025 to Aug 4, 2025
- Discretionary RAUM · $26B to $29BMar 28, 2025 to Aug 4, 2025
- Pooled vehicle RAUM · $26B to $29BMar 28, 2025 to Aug 4, 2025
- RAUM · $26B to $29BMar 28, 2025 to Aug 4, 2025
- Accounts · 52 to 49Oct 10, 2024 to Mar 28, 2025
- Pooled vehicle clients · 52 to 49Oct 10, 2024 to Mar 28, 2025
- Assets in custody · $482M to $995MOct 10, 2024 to Mar 28, 2025
- Financial planning clients · unset to Oct 10, 2024 to Mar 28, 2025
- Other offices · 3 to 2Oct 10, 2024 to Mar 28, 2025
- Private funds · 53 to 59Oct 10, 2024 to Mar 28, 2025
- Discretionary RAUM · $25B to $26BOct 10, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $25B to $26BOct 10, 2024 to Mar 28, 2025
- RAUM · $25B to $26BOct 10, 2024 to Mar 28, 2025
- Accounts · 49 to 52Jan 12, 2024 to Mar 28, 2024
- Pooled vehicle clients · 49 to 52Jan 12, 2024 to Mar 28, 2024
- Assets in custody · $438M to $482MJan 12, 2024 to Mar 28, 2024
- Private funds · 49 to 53Jan 12, 2024 to Mar 28, 2024
- Discretionary RAUM · $26B to $25BJan 12, 2024 to Mar 28, 2024
- Pooled vehicle RAUM · $26B to $25BJan 12, 2024 to Mar 28, 2024
- RAUM · $26B to $25BJan 12, 2024 to Mar 28, 2024
- Accounts · 46 to 49Jan 25, 2023 to Mar 31, 2023
- Pooled vehicle clients · 46 to 49Jan 25, 2023 to Mar 31, 2023
- Assets in custody · $244M to $438MJan 25, 2023 to Mar 31, 2023
- Private funds · 46 to 49Jan 25, 2023 to Mar 31, 2023
- Discretionary RAUM · $26B to $26BJan 25, 2023 to Mar 31, 2023
- Pooled vehicle RAUM · $26B to $26BJan 25, 2023 to Mar 31, 2023
- RAUM · $26B to $26BJan 25, 2023 to Mar 31, 2023
- Advisory employees · 41 to 46Mar 31, 2022 to Aug 23, 2022
- Employees · 115 to 120Mar 31, 2022 to Aug 23, 2022
Signals
24 dated events
- Voya Alternative Asset Management Llc reported 56 state-registered advisory representatives, up from 1 (2025-08-04 to 2026-03-31)Mar 31, 2026 · Advisor headcount change · derived
- Michael James Fink (Chief Administrative Officer & Managing Director) no longer on Schedule A of Voya Alternative Asset Management Llc (listed 2024-07-16, absent 2024-08-07)Aug 7, 2024 · Control person left · inference
- John Jacob Tuzza (Head Of Distribution & Senior Managing Director) no longer on Schedule A of Voya Alternative Asset Management Llc (listed 2024-03-28, absent 2024-07-16)Jul 16, 2024 · Control person left · inference
- Anne Tiffani Potesta (Head Of Distribution & Senior Managing Director) appeared on Schedule A of Voya Alternative Asset Management LlcJul 16, 2024 · Control person joined · fact
- Lynn Christine Hurtsellers (Chief Executive Officer & Chairwoman) no longer on Schedule A of Voya Alternative Asset Management Llc (listed 2023-05-05, absent 2024-01-12)Jan 12, 2024 · Control person left · inference
- Lawrence Paul Zemsky (Chief Investment Officer Of Mass & Senior Managing Director) no longer on Schedule A of Voya Alternative Asset Management Llc (listed 2023-05-05, absent 2024-01-12)Jan 12, 2024 · Control person left · inference
- A Eric Stein (Head Of Investments, Chief Investment Officer, Fixed Income & Senior Managing Director) appeared on Schedule A of Voya Alternative Asset Management LlcJan 12, 2024 · Control person joined · fact
- Bruce Michael Pytosh (Co-Chief Investment Officer Of Equities & Senior Managing Director) no longer on Schedule A of Voya Alternative Asset Management Llc (listed 2022-11-15, absent 2023-01-25)Jan 25, 2023 · Control person left · inference
- Dina Santoro (Chief Operating Officer & Senior Managing Director) no longer on Schedule A of Voya Alternative Asset Management Llc (listed 2022-11-15, absent 2023-01-25)Jan 25, 2023 · Control person left · inference
- Hubertus Michael Peters (Chief Operating Officer & Senior Managing Director) appeared on Schedule A of Voya Alternative Asset Management LlcJan 25, 2023 · Control person joined · fact
- Nmn Markus Wolff (Chief Financial Officer & Managing Director) appeared on Schedule A of Voya Alternative Asset Management LlcJan 25, 2023 · Control person joined · fact
- Allyn Michael Bell (Chief Financial Officer & Managing Director) no longer on Schedule A of Voya Alternative Asset Management Llc (listed 2022-08-23, absent 2022-10-25)Oct 25, 2022 · Control person left · inference
- Suzanne Micheline Faver (Chief Compliance Officer & Senior Vice President) appeared on Schedule A of Voya Alternative Asset Management LlcMar 31, 2022 · Control person joined · fact
- John Jacob Tuzza (Head Of Distribution & Senior Managing Director) appeared on Schedule A of Voya Alternative Asset Management LlcMar 31, 2022 · Control person joined · fact
- Joseph Vincent Costa (Co-Chief Investment Officer Of Equities & Senior Managing Director) appeared on Schedule A of Voya Alternative Asset Management LlcMar 31, 2022 · Control person joined · fact
- Ann Deborah Hammalian (Chief Compliance Officer, Managing Director) no longer on Schedule A of Voya Alternative Asset Management Llc (listed 2021-11-02, absent 2022-03-31)Mar 31, 2022 · Control person left · inference
- Milton Charles Shaffer (Head Of Distribution And Senior Managing Director) no longer on Schedule A of Voya Alternative Asset Management Llc (listed 2021-11-02, absent 2022-03-31)Mar 31, 2022 · Control person left · inference
- Alan Jeffrey Bakalar (Senior Managing Director, Group Head And Chief Investment Officer - Senior Loan) no longer on Schedule A of Voya Alternative Asset Management Llc (listed 2021-11-02, absent 2022-03-31)Mar 31, 2022 · Control person left · inference
- Allen Daniel Norman (Senior Managing Director, Group Head - Senior Loan) no longer on Schedule A of Voya Alternative Asset Management Llc (listed 2021-01-29, absent 2021-03-30)Mar 30, 2021 · Control person left · inference
- Thomas Gerald Lins (Managing Director And General Counsel) no longer on Schedule A of Voya Alternative Asset Management Llc (listed 2019-12-20, absent 2020-01-09)Jan 9, 2020 · Control person left · inference
- Paul Huey Falgout (Managing Director - Head Of Im Legal) appeared on Schedule A of Voya Alternative Asset Management LlcJan 9, 2020 · Control person joined · fact
- Voya Alternative Asset Management Llc reported RAUM $21.5B, up 30% from $16.5B (2019-03-29 to 2019-04-10)Apr 10, 2019 · RAUM change · derived
- Allen Daniel Norman (Senior Managing Director, Group Head - Senior Loan) appeared on Schedule A of Voya Alternative Asset Management LlcMar 29, 2019 · Control person joined · fact
- Alan Jeffrey Bakalar (Senior Managing Director, Group Head And Chief Investment Officer - Senior Loan) appeared on Schedule A of Voya Alternative Asset Management LlcMar 29, 2019 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
- Voya Alternative Asset Management LLC · Independent Sponsorsshared crd · capital_provider
- Voya Alternative Asset Management LLC · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/voya-investment-managementreportedpublic record, Form ADV, Sep 17, 2026
- Website
- investments.voya.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 212-309-8200reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026