DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from 1st Portfolio Wealth Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| William Kirk Taylor | 1st Portfolio Wealth Advisors other | West Financial Services, Inc. other | Other | Feb 6, 2018 | Feb 7, 2018 |
| Rodger Dale Isom | 1st Portfolio Wealth Advisors other | West Financial Services, Inc. other | Other | Feb 6, 2018 | Feb 7, 2018 |
| Nevin Kaul | 1st Portfolio Wealth Advisors other | Ategra Capital Management, LLC mixed wealth | Other | Jan 31, 2018 | Jan 11, 2018 |
| Michael James Rebibo | 1st Portfolio Wealth Advisors other | Ategra Capital Management, LLC mixed wealth | Other | Jan 2, 2018 | Jul 12, 2024 (2383 d) |
| Michael Peter Duprey | 1st Portfolio Wealth Advisors other | Ategra Capital Management, LLC mixed wealth | Other | Nov 2, 2017 | Nov 30, 2017 |
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5 moves match.