DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Sima Retirement Solutions, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Heather Anne Voight | Truist Advisory Services, Inc. BD affiliated | Sima Retirement Solutions, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Nov 1, 2021 | Nov 3, 2021 |
| Ashley Jonathon Vice | Mercer Global Advisors Inc. independent RIA | Sima Retirement Solutions, LLC no RAUM | RIA to a newly registered adviser | Jun 22, 2018 | Jun 26, 2018 |
| Barbour Scott Bussells | Raymond James Financial Services Advisors, Inc other | Sima Retirement Solutions, LLC no RAUM | Other | Aug 2, 2016 | Feb 15, 2017 (197 d) |
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3 moves match.