DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Aan Wealth Advisors LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Joshua David Rochon | Advisory Alpha, LLC independent RIA | Aan Wealth Advisors LLC state registered | RIA to a state-registered adviser | Jan 21, 2026 | Apr 2, 2026 (71 d) |
| Susan Marie Morrison | Ameriprise Financial Services, LLC national BD | Aan Wealth Advisors LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Sep 12, 2023 | Nov 6, 2023 (55 d) |
| Denise Alene Grace | Alphastar Capital Management independent RIA | Aan Wealth Advisors LLC state registered | RIA to a state-registered adviser | Aug 31, 2023 | Oct 19, 2023 (49 d) |
| Stephen B Leitzell | Garden State Investment Advisory Services, LLC independent RIA | Aan Wealth Advisors LLC state registered | RIA to a state-registered adviser | Jun 23, 2023 | Mar 13, 2025 (629 d) |
| Jeremy Nathan Pizzolato | Virtue Capital Management, LLC independent RIA | Aan Wealth Advisors LLC state registered | RIA to a state-registered adviser | Jul 19, 2022 | Jun 25, 2024 (707 d) |
| Daniel Troy Stidham | Strategic Planning Associates state registered | Aan Wealth Advisors LLC state registered | Other | Oct 30, 2019 | Jan 31, 2020 (93 d) |
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6 moves match.