DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Fidelity Diversifying Solutions LLC
Latest filing Aug 20, 2026
First filing on the tape Sep 28, 2021 · 25 filings
SEC status approved since Oct 29, 2021
RAUM
$19B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
44
44 advisory (5.B.1)
Offices
5
beyond the principal office
Private funds
12
reported on Schedule D
History
25 filings and snapshots on the tape
RAUM$19B as of Aug 20, 2026
Mar 31, 2023$86.4M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Aug 20, 2026
Mar 31, 20220 then
Employees (5.A)44 as of Aug 20, 2026
Mar 31, 20220 then
Private funds12 as of Aug 20, 2026
Mar 31, 20233 then
RAUM +95% over the last fiscal year+502% a year over threeIARs 0 to 0offices 3 to 5
Practice profile
derived from the filing of Aug 20, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $497MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 3.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived6 offices incl. principal (1.F.5)
- RAUM growth, one year
- +95%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companies, selection of other advisersreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- a related person acts as qualified custodian (9.D.2)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$10.0B65%
- Pooled investment vehicles$4.8B31%
- Pension and profit-sharing plans$480M3.1%
- Charitable organizations$102M0.7%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 38reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.95 institutional_share=0.03 related_bd=true related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
7 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Fidelity Evergreen Private Credit Master Fund LP | Hedge Fund | $276M | 7 | Nov 20, 2024 |
| Fidelity Evergreen Private Credit Fund LP | Hedge Fund | $116M | 1 | Mar 28, 2024 |
| Fidelity Convertible Arbitrage Fund LP | Hedge Fund | $111M | 2 | Nov 20, 2024 |
| Fidelity Exchange Fund, LP | Other Private Fund | $76.0M | 49 | Mar 28, 2024 |
| Fidelity Legacy LP | Other Private Fund | $38.1M | 9 | Mar 29, 2018 |
| Fidelity Risk Parity Cayman Ltd.no longer reported | Hedge Fund | $173,976 | 1 | Mar 31, 2023 |
| Fidelity Global Macro Opportunities Cayman Ltd.no longer reported | Hedge Fund | $57 | 1 | Mar 31, 2023 |
Owners and control persons
Schedule A and B, latest filing
- Jean Stephanie Brown · Chief Compliance Officercontrolsince 01/2023 · owns less than 5%
- Wood William Irving · President, Director, Head Of Fidelity Asset Management Solutionscontrolsince 01/2023 · owns less than 5%
- Tague Martin Mcgee · Directorcontrolsince 05/2021 · owns less than 5%
- Lyn Kimberly Perry · Directorcontrolsince 05/2021 · owns less than 5%
- John Christopher Rimmer · Treasurercontrolsince 05/2021 · owns less than 5%
- Crosby Edward Johnson IV · Elected Managercontrolsince 04/2006 · owns F of Fmr LLC
- Pierrepont Abigail Johnson · Elected Managercontrolsince 05/1994 · owns F of Fmr LLC
- John Gerard Mcgraw · Elected Managercontrolsince 10/2014 · owns F of Fmr LLC
- Charles Stephen Neff · Elected Managercontrolsince 04/2023 · owns F of Fmr LLC
- Engber Michael Wilens · Elected Managercontrolsince 10/2014 · owns F of Fmr LLC
- Yanovna Ksenia Portnoy · Compliance Officersince 08/2021 · owns less than 5%
Entity owners
- Fmr LLC · Shareholderdirect · owns 75% or more
Related persons
Schedule D 7.A
- 42 North Resource Partners Advisors II LPpooled vehicle sponsorn
- 42 North Resource Partners Advisors LPpooled vehicle sponsorn
- Agilus Ventures Advisors IV Limited Partnershippooled vehicle sponsorn
- Alimont Ventures Advisors V Limited Partnershippooled vehicle sponsorn
- Avon Venture Advisors Fund I LPpooled vehicle sponsorn
- Avon Venture Advisors Fund II LPpooled vehicle sponsorn
- Ballyrock Investment Advisors LLCinvestment advisernRAUM $11B
- Di Consumer Advisors Fund I LPpooled vehicle sponsorn
- Di Opportunity Advisors Fund LPpooled vehicle sponsorn
- Digital Brokerage Services LLCbroker-dealern
- Empire Fidelity Investments Life Insurance Companyreal estaten
- F-Prime Capital Partners Healthcare Advisors Fund LPpooled vehicle sponsorn
- F-Prime Capital Partners Healthcare Advisors Fund II LPpooled vehicle sponsorn
- F-Prime Capital Partners Healthcare Advisors Fund III LPpooled vehicle sponsorn
- F-Prime Capital Partners Healthcare Advisors Fund IV LPpooled vehicle sponsorn
- F-Prime Capital Partners Healthcare Advisors Fund IV-A LPpooled vehicle sponsorn
- F-Prime Capital Partners Healthcare Advisors Fund V LPpooled vehicle sponsorn
- F-Prime Capital Partners Hits Advisors Fund II LPpooled vehicle sponsorn
- F-Prime Capital Partners Hits Advisors Fund III LPpooled vehicle sponsorn
- F-Prime Capital Partners Hits Advisors Fund LPpooled vehicle sponsorn
- F-Prime Capital Partners Life Sciences Advisors Fund Vi LPpooled vehicle sponsorn
- F-Prime Capital Partners Life Sciences Advisors Fund Vii LPpooled vehicle sponsorn
- F-Prime Capital Partners Life Sciences Advisors Fund Viii LPpooled vehicle sponsorn
- F-Prime Capital Partners Tech Advisors Fund 2021 LPpooled vehicle sponsorn
- F-Prime Capital Partners Tech Advisors Fund II LPpooled vehicle sponsorn
- F-Prime Capital Partners Tech Advisors Fund LPpooled vehicle sponsorn
- Fiam Index Fund Gp, LLCbankpooled vehicle sponsorn
- Fiam Institutional Funds Manager, LLCbankpooled vehicle sponsorn
- Fiam LLCinvestment adviserbankLP sponsornRAUM $348B
- Fidelity Brokerage Services LLCbroker-dealern
Advisers that list Fidelity Diversifying Solutions LLC as a related person
Offices
Schedule D 1.F, the 25 largest
- Chicago, IL3 employees
- Smithfield, RI1 employees
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- office count surgeChange between filings · filing Mar 31, 2026offices other than the principal office (Item 1.F.5) moved from 3.0 to 5.0 (+67.0%) between the annual amendments of 2025-04-10 and 2026-03-31; the peer median change was 0.0% (136 comparable advisers, 98.0th percentile of changes)peers: asset managers, $5B to $20B (136) · 98% percentile
- RAUM up 50 %Change between filings · filing Mar 31, 2026RAUM (Item 5.F) moved from $9,658,729,292 to $18,878,085,695 (+95.0%) between the annual amendments of 2025-04-10 and 2026-03-31; the peer median change was +13.0% (631 comparable advisers, 95.0th percentile of changes)peers: asset managers, $5B to $20B (631) · 95% percentile
What changed
consecutive filings, newest first
- Private funds · 11 to 12Jul 30, 2026 to Aug 20, 2026
- Private funds · 10 to 11Mar 31, 2026 to May 22, 2026
- Accounts · 33 to 38Feb 20, 2026 to Mar 31, 2026
- Advisory employees · 35 to 44Feb 20, 2026 to Mar 31, 2026
- Pooled vehicle clients · 11 to 10Feb 20, 2026 to Mar 31, 2026
- Employees · 35 to 44Feb 20, 2026 to Mar 31, 2026
- Other offices · 3 to 5Feb 20, 2026 to Mar 31, 2026
- Discretionary RAUM · $9.7B to $19BFeb 20, 2026 to Mar 31, 2026
- Pension RAUM · $456M to $480MFeb 20, 2026 to Mar 31, 2026
- Pooled vehicle RAUM · $3.6B to $4.8BFeb 20, 2026 to Mar 31, 2026
- RAUM · $9.7B to $19BFeb 20, 2026 to Mar 31, 2026
- Private funds · 9 to 10Sep 3, 2025 to Feb 20, 2026
- Financial planning clients · unset to Apr 10, 2025 to May 21, 2025
- Accounts · 16 to 33Feb 24, 2025 to Apr 10, 2025
- Advisory employees · 22 to 35Feb 24, 2025 to Apr 10, 2025
- Pooled vehicle clients · 5 to 11Feb 24, 2025 to Apr 10, 2025
- Employees · 22 to 35Feb 24, 2025 to Apr 10, 2025
- Other offices · 2 to 3Feb 24, 2025 to Apr 10, 2025
- Private funds · 8 to 9Feb 24, 2025 to Apr 10, 2025
- Discretionary RAUM · $2.6B to $9.7BFeb 24, 2025 to Apr 10, 2025
- Pension RAUM · unset to 456159842.0Feb 24, 2025 to Apr 10, 2025
- Pooled vehicle RAUM · $393M to $3.6BFeb 24, 2025 to Apr 10, 2025
- RAUM · $2.6B to $9.7BFeb 24, 2025 to Apr 10, 2025
- Private funds · 5 to 8Jan 23, 2025 to Feb 24, 2025
- Private funds · 3 to 5Mar 28, 2024 to Nov 20, 2024
- Accounts · 6 to 16Aug 8, 2023 to Mar 28, 2024
- Advisory employees · 21 to 22Aug 8, 2023 to Mar 28, 2024
- Pooled vehicle clients · 1 to 5Aug 8, 2023 to Mar 28, 2024
- Employees · 21 to 22Aug 8, 2023 to Mar 28, 2024
- Other offices · 3 to 2Aug 8, 2023 to Mar 28, 2024
- Discretionary RAUM · $86.4M to $2.6BAug 8, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $19.7M to $393MAug 8, 2023 to Mar 28, 2024
- RAUM · $86.4M to $2.6BAug 8, 2023 to Mar 28, 2024
- Accounts · 4 to 6Feb 17, 2023 to Mar 31, 2023
- Advisory employees · 14 to 21Feb 17, 2023 to Mar 31, 2023
- Pooled vehicle clients · unset to 1.0Feb 17, 2023 to Mar 31, 2023
- Assets in custody · unset to 0.0Feb 17, 2023 to Mar 31, 2023
- Custody of client assets · false to trueFeb 17, 2023 to Mar 31, 2023
- Employees · 14 to 21Feb 17, 2023 to Mar 31, 2023
- Other offices · 0 to 3Feb 17, 2023 to Mar 31, 2023
Signals
11 dated events
- Fidelity Diversifying Solutions Llc reported RAUM $18.9B, up 95% from $9.7B (2026-02-20 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- Fidelity Diversifying Solutions Llc reported RAUM $9.7B, up 271% from $2.6B (2025-02-24 to 2025-04-10)Apr 10, 2025 · RAUM change · derived
- Fidelity Diversifying Solutions Llc reported RAUM $2.6B, up 2913% from $86.4M (2023-08-08 to 2024-03-28)Mar 28, 2024 · RAUM change · derived
- Joseph John Remondi (Elected Manager) no longer on Schedule A of Fidelity Diversifying Solutions Llc (listed 2023-08-08, absent 2024-03-28)Mar 28, 2024 · Control person left · inference
- Charles Stephen Neff (Elected Manager) appeared on Schedule A of Fidelity Diversifying Solutions LlcJun 6, 2023 · Control person joined · fact
- (Nmn) Vadim Zlotnikov (President, Director) no longer on Schedule A of Fidelity Diversifying Solutions Llc (listed 2023-02-01, absent 2023-02-17)Feb 17, 2023 · Control person left · inference
- Wood William Irving (President, Director, Head Of Fidelity Asset Management Solutions) appeared on Schedule A of Fidelity Diversifying Solutions LlcFeb 17, 2023 · Control person joined · fact
- Jean Stephanie Brown (Chief Compliance Officer) appeared on Schedule A of Fidelity Diversifying Solutions LlcJan 23, 2023 · Control person joined · fact
- Charles James Curvey (Elected Manager) no longer on Schedule A of Fidelity Diversifying Solutions Llc (listed 2022-11-16, absent 2023-01-23)Jan 23, 2023 · Control person left · inference
- Matthew Kevin Meagher (Chief Compliance Officer) no longer on Schedule A of Fidelity Diversifying Solutions Llc (listed 2022-11-16, absent 2023-01-23)Jan 23, 2023 · Control person left · inference
- Fidelity Diversifying Solutions Llc filed its initial SEC registration (Form ADV)Sep 28, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- Fidelity Diversifying Solutions LLC · Independent Sponsorsshared crd · capital_provider
- Fidelity Diversifying Solutions LLC · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- fidcredit.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 617-563-7000reportedpublic record, Form ADV, Aug 20, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026