DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Fidelity Management & Research (Hong Kong) Limited
Latest filing Jun 29, 2026
First filing on the tape Feb 22, 2012 · 73 filings
SEC status approved since Sep 8, 2008
RAUM
$33B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
68
39 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
73 filings and snapshots on the tape
RAUM$33B as of Jun 29, 2026
Mar 28, 2012$7.2B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jun 29, 2026
Mar 28, 20120 then
Employees (5.A)68 as of Jun 29, 2026
Mar 27, 201345 then
Private funds: no history
RAUM +11% over the last fiscal year+15% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jun 29, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $723MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +11%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, otherreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companies, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$25B78%
- Pooled investment vehicles$7.3B22%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 45reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Jean Stephanie Brown · Chief Compliance Officercontrolsince 01/2023 · owns less than 5%
- Yau Sharon Lecornu · Executive Directorcontrolsince 04/2008 · owns less than 5%
- Christopher James Lenton · Directorcontrolsince 07/2023 · owns less than 5%
- John Christopher Rimmer · Head Of Asset Management Finance, Treasurercontrolsince 10/2018 · owns less than 5%
- Francis William Shanley III · Directorcontrolsince 04/2016 · owns less than 5%
- Crosby Edward Johnson IV · Elected Managercontrolsince 04/2006 · owns F of Fmr LLC
- Pierrepont Abigail Johnson · Elected Managercontrolsince 05/1994 · owns F of Fmr LLC
- John Gerard Mcgraw · Elected Managercontrolsince 10/2014 · owns F of Fmr LLC
- Charles Stephen Neff · Elected Managercontrolsince 04/2023 · owns F of Fmr LLC
- Engber Michael Wilens · Elected Managercontrolsince 10/2014 · owns F of Fmr LLC
- Jane Nicole Macarchuk · Chief Legal Officersince 08/2024 · owns less than 5%
- James Adrian Tyerman · Compliance Officersince 03/2014 · owns less than 5%
Entity owners
- Fidelity Management & Research Company LLC · Shareholderdirect · owns 75% or more
- Fmr LLC · Shareholderindirect · owns 75% or more of Fidelity Management & Research Company LLC
Related persons
Schedule D 7.A
- 42 North Resource Partners Advisors II LPpooled vehicle sponsorn
- 42 North Resource Partners Advisors LPpooled vehicle sponsorn
- Agilus Ventures Advisors IV Limited Partnershippooled vehicle sponsorn
- Alimont Ventures Advisors V Limited Partnershippooled vehicle sponsorn
- Avon Venture Advisors Fund I LPpooled vehicle sponsorn
- Avon Venture Advisors Fund II LPpooled vehicle sponsorn
- Ballyrock Investment Advisors LLCinvestment advisernRAUM $11B
- Di Consumer Advisors Fund I LPpooled vehicle sponsorn
- Di Opportunity Advisors Fund LPpooled vehicle sponsorn
- Digital Brokerage Services LLCbroker-dealern
- Empire Fidelity Investments Life Insurance Companyreal estaten
- F-Prime Capital Partners Healthcare Advisors Fund LPpooled vehicle sponsorn
- F-Prime Capital Partners Healthcare Advisors Fund II LPpooled vehicle sponsorn
- F-Prime Capital Partners Healthcare Advisors Fund III LPpooled vehicle sponsorn
- F-Prime Capital Partners Healthcare Advisors Fund IV LPpooled vehicle sponsorn
- F-Prime Capital Partners Healthcare Advisors Fund IV-A LPpooled vehicle sponsorn
- F-Prime Capital Partners Healthcare Advisors Fund V LPpooled vehicle sponsorn
- F-Prime Capital Partners Hits Advisors Fund II LPpooled vehicle sponsorn
- F-Prime Capital Partners Hits Advisors Fund III LPpooled vehicle sponsorn
- F-Prime Capital Partners Hits Advisors Fund LPpooled vehicle sponsorn
- F-Prime Capital Partners Life Sciences Advisors Fund Vi LPpooled vehicle sponsorn
- F-Prime Capital Partners Life Sciences Advisors Fund Vii LPpooled vehicle sponsorn
- F-Prime Capital Partners Life Sciences Advisors Fund Viii LPpooled vehicle sponsorn
- F-Prime Capital Partners Tech Advisors Fund 2021 LPpooled vehicle sponsorn
- F-Prime Capital Partners Tech Advisors Fund II LPpooled vehicle sponsorn
- F-Prime Capital Partners Tech Advisors Fund LPpooled vehicle sponsorn
- Fiam Index Fund Gp, LLCbankpooled vehicle sponsorn
- Fiam Institutional Funds Manager, LLCbankpooled vehicle sponsorn
- Fiam LLCinvestment adviserbankLP sponsornRAUM $348B
- Fidelity Brokerage Services LLCbroker-dealern
Advisers that list Fidelity Management & Research (Hong Kong) Limited as a related person
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- compensation changedChange between filings · filing Jun 29, 2026performance-based compensation (Item 5.E.6): yes on the filing of 2026-05-15, no on the filing of 2026-06-29peers: asset managers, $20B and over (512)
What changed
consecutive filings, newest first
- Accounts · 52 to 45Sep 3, 2025 to Mar 30, 2026
- Advisory employees · 36 to 39Sep 3, 2025 to Mar 30, 2026
- Employees · 66 to 68Sep 3, 2025 to Mar 30, 2026
- Discretionary RAUM · $29B to $33BSep 3, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $4.8B to $7.3BSep 3, 2025 to Mar 30, 2026
- RAUM · $29B to $33BSep 3, 2025 to Mar 30, 2026
- Financial planning clients · unset to Apr 10, 2025 to May 21, 2025
- Accounts · 41 to 52Jan 23, 2025 to Apr 10, 2025
- Advisory employees · 34 to 36Jan 23, 2025 to Apr 10, 2025
- Employees · 60 to 66Jan 23, 2025 to Apr 10, 2025
- Discretionary RAUM · $24B to $29BJan 23, 2025 to Apr 10, 2025
- Pooled vehicle RAUM · $2.7B to $4.8BJan 23, 2025 to Apr 10, 2025
- RAUM · $24B to $29BJan 23, 2025 to Apr 10, 2025
- HQ state · unset to Dec 10, 2024 to Jan 23, 2025
- Accounts · 42 to 41Aug 8, 2023 to Mar 28, 2024
- Advisory employees · 32 to 34Aug 8, 2023 to Mar 28, 2024
- Employees · 57 to 60Aug 8, 2023 to Mar 28, 2024
- Discretionary RAUM · $21B to $24BAug 8, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $2.4B to $2.7BAug 8, 2023 to Mar 28, 2024
- RAUM · $21B to $24BAug 8, 2023 to Mar 28, 2024
- Custody of client assets · true to falseApr 10, 2023 to Jun 6, 2023
- Accounts · 35 to 42Feb 1, 2023 to Mar 28, 2023
- Advisory employees · 31 to 32Feb 1, 2023 to Mar 28, 2023
- Advisory activities · 3 to 4Feb 1, 2023 to Mar 28, 2023
- Employees · 62 to 57Feb 1, 2023 to Mar 28, 2023
- Discretionary RAUM · $19B to $21BFeb 1, 2023 to Mar 28, 2023
- Pooled vehicle RAUM · $3.1B to $2.4BFeb 1, 2023 to Mar 28, 2023
- RAUM · $19B to $21BFeb 1, 2023 to Mar 28, 2023
- Accounts · 40 to 35Jan 24, 2022 to Mar 31, 2022
- Advisory employees · 35 to 31Jan 24, 2022 to Mar 31, 2022
- Advisory activities · 2 to 3Jan 24, 2022 to Mar 31, 2022
- Employees · 65 to 62Jan 24, 2022 to Mar 31, 2022
- Discretionary RAUM · $22B to $19BJan 24, 2022 to Mar 31, 2022
- Pooled vehicle RAUM · $3.2B to $3.1BJan 24, 2022 to Mar 31, 2022
- RAUM · $22B to $19BJan 24, 2022 to Mar 31, 2022
- Accounts · 33 to 40Jan 2, 2021 to Mar 31, 2021
- Employees · 57 to 65Jan 2, 2021 to Mar 31, 2021
- Discretionary RAUM · $17B to $22BJan 2, 2021 to Mar 31, 2021
- Pooled vehicle RAUM · $1.8B to $3.2BJan 2, 2021 to Mar 31, 2021
- RAUM · $17B to $22BJan 2, 2021 to Mar 31, 2021
Signals
9 dated events
- Joseph John Remondi (Elected Manager) no longer on Schedule A of Fidelity Management & Research (Hong Kong) Limited (listed 2023-08-08, absent 2024-03-28)Mar 28, 2024 · Control person left · inference
- John Christopher Seabolt (Director) no longer on Schedule A of Fidelity Management & Research (Hong Kong) Limited (listed 2023-06-27, absent 2023-08-08)Aug 8, 2023 · Control person left · inference
- Christopher James Lenton (Director) appeared on Schedule A of Fidelity Management & Research (Hong Kong) LimitedAug 8, 2023 · Control person joined · fact
- Charles Stephen Neff (Elected Manager) appeared on Schedule A of Fidelity Management & Research (Hong Kong) LimitedJun 6, 2023 · Control person joined · fact
- Charles James Curvey (Elected Manager) no longer on Schedule A of Fidelity Management & Research (Hong Kong) Limited (listed 2022-12-07, absent 2023-01-23)Jan 23, 2023 · Control person left · inference
- Matthew Kevin Meagher (Chief Compliance Officer) no longer on Schedule A of Fidelity Management & Research (Hong Kong) Limited (listed 2022-12-07, absent 2023-01-23)Jan 23, 2023 · Control person left · inference
- Jean Stephanie Brown (Chief Compliance Officer) appeared on Schedule A of Fidelity Management & Research (Hong Kong) LimitedJan 23, 2023 · Control person joined · fact
- Fidelity Management & Research (Hong Kong) Limited reported RAUM $22.3B, up 35% from $16.6B (2021-01-02 to 2021-03-31)Mar 31, 2021 · RAUM change · derived
- Fidelity Management & Research (Hong Kong) Limited reported RAUM $18.3B, up 49% from $12.3B (2018-02-07 to 2018-03-29)Mar 29, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Principal office phone
- 852-3711-9100reportedpublic record, Form ADV, Jun 29, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026