DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Peace Of Mind Wealth Management
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Richard Roy Kirk | Virtue Capital Management, LLC independent RIA | Peace Of Mind Wealth Management independent RIA | RIA to RIA | Jun 8, 2022 | Jun 14, 2022 |
| Scott Christopher Brady | Cg Advisory Services independent RIA | Peace Of Mind Wealth Management no RAUM | RIA to a newly registered adviser | Mar 9, 2022 | Mar 1, 2022 |
| Randall J. Cashmore | Foundations Investment Advisors LLC independent RIA | Peace Of Mind Wealth Management no RAUM | RIA to a newly registered adviser | Jan 21, 2022 | Jan 27, 2022 |
| Ryan Kennedy Foncannon | Elite Investment Team LLC independent RIA | Peace Of Mind Wealth Management independent RIA | RIA to RIA | Dec 31, 2020 | Apr 5, 2022 (460 d) |
| Ronald John Briggs | A Smarter Way To Invest no RAUM | Peace Of Mind Wealth Management no RAUM | Other | Nov 9, 2017 | Dec 8, 2021 (1490 d) |
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5 moves match.