DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
D•• B•• M•••• R••••••••• A•• B•• R•••••••••
Legal name B•••••• I••••••••• G••••• L••
Latest filing Sep 14, 2026
First filing on the tape Dec 2, 2025 · 8 filings
SEC status approved since Jan 2, 2026
RAUM
$147M
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
99%
$146M individuals and HNW
Advisors
11
registered through the firm on IAPD
RAUM per advisor
$13.4M
derived; firm RAUM over IAPD count
Employees
26
10 advisory (5.B.1)
Offices
6
beyond the principal office
Private funds
0
reported on Schedule D
History
8 filings and snapshots on the tape
RAUM$147M as of Aug 18, 2026
Dec 2, 2025$109M then
HNW client RAUM$61.4M as of Aug 18, 2026
Dec 2, 2025$14.0M then
State-registered IARs (5.B.3)10 as of Aug 18, 2026
Dec 2, 20255 then
Employees (5.A)26 as of Aug 18, 2026
Dec 2, 202511 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Sep 14, 2026; every figure names its basis
- RAUM per advisor
- $13.4MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 78derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $787,258derivedHNW RAUM over HNW clients
- Average account
- $170,296derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 0.7%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.4derivedItem 5.A over advisors
- Advisors per office
- 1.6derived7 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$84.7M58%
- High-net-worth individuals$61.4M42%
- Charitable organizations$1.0M0.7%
- Individual clients
- 784reported
- HNW clients
- 78reported
- Pension plan clients
- n/areported
- Charitable clients
- 2reported
- Accounts
- 864reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
11 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| C••••• L•• O•••••• | Greenville, Sc | Jun 30, 2023 | 10 y | 0 |
| M•••••• H••••••• | Charlotte, Nc | Jan 25, 2024 | 12 y | 2 |
| E••••• L•••• H••••• | Greenville, Sc | May 7, 2024 | 12 y | 1 |
| J•••••••• B•••• B•••••• | Greenville, Sc | Jun 5, 2024 | 12 y | 0 |
| L••• M••••••••• | Greenville, Sc | Jun 20, 2024 | 11 y | 0 |
| T•••• D••••• | Greenville, Sc | Oct 31, 2024 | 17 y | 3 |
| E•••••••• F•••• M•••• | Greenville, Sc | Jul 11, 2025 | 11 y | 0 |
| K••• R••• C••••• | Charleston, Sc | Oct 27, 2025 | 10 y | 1 |
| A••• Y•••• P•••••• | Greenville, Sc | Mar 31, 2026 | 10 y | 0 |
| C•••••• M••••• F••Certified Financial Planner | Greenville, Sc | Jul 24, 2026 | 12 y | 7 |
| J•••• R••• J••••• | Greenville, Sc | Aug 17, 2026 | 11 y | 1 |
Advisor movement
1 left, 4 joined in 12 months
net +3 in 12 months0 left in 90 days2 joined in 90 daysdeparture rate 9.1% of current headcount1 left over 36 months
Left, latest
- C••••••••• M•••••• F••••••• to L•• E••••••••• L••Jan 9, 2026 · RIA to affiliated broker-dealer or bank
Joined, latest
- J•••• R••• J••••• from V•••• F•••••••• A•••••••• I•••Aug 17, 2026 · Affiliated broker-dealer or bank to independent RIA
- C•••••• M••••• F•• from A• W••••• M••••••••• L••Jul 24, 2026 · Affiliated broker-dealer or bank to independent RIA
- K••• R••• C••••• from C••••• F•••••••• P•••••••• L••Oct 27, 2025 · RIA to RIA
- C••••••••• M•••••• F••••••• from A•••••• W••••• M••••••••• L••Oct 23, 2025 · RIA to RIA
- T•••• D••••• from T• P•••••• C••••• W••••• L••Oct 31, 2024 · Affiliated broker-dealer or bank to independent RIA
- E••••• L•••• H••••• from M••••• O• O•••• I••••••• S•••••••• I•••May 7, 2024 · RIA to RIA
- M•••••• H••••••• from J••• M••••• S••••••••• L••Jan 25, 2024 · Wirehouse to independent RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B••••••• J••••••••• B•••• · Managing Membercontrolsince 12/2021 · owns 75% or more
- O••••• J•••• M• · Chief Compliance Officersince 04/2026 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Greenville, Sc · principal | 11 | 4 | 0 | ||
| C••••••Ton, Sc | 1 | 1 | 1 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Financial planning clients · 1-10 to 1-10Aug 18, 2026 to Sep 14, 2026
- Other offices · 5 to 6Aug 18, 2026 to Sep 14, 2026
- Succession · false to unsetAug 18, 2026 to Sep 14, 2026
- Advisory employees · 9 to 10Jul 28, 2026 to Aug 18, 2026
- Employees · 25 to 26Jul 28, 2026 to Aug 18, 2026
- State-registered IARs · 9 to 10Jul 28, 2026 to Aug 18, 2026
- Other offices · 4 to 5Jun 9, 2026 to Jul 28, 2026
- Advisory employees · 7 to 9Apr 15, 2026 to Jun 9, 2026
- Business name · B•••••• I••••••••• G••••• L•• to D•• B•• M•••• R••••••••• A•• B•• R•••••••••Apr 15, 2026 to Jun 9, 2026
- Employees · 19 to 25Apr 15, 2026 to Jun 9, 2026
- State-registered IARs · 7 to 9Apr 15, 2026 to Jun 9, 2026
- Other offices · 3 to 4Apr 15, 2026 to Jun 9, 2026
- Accounts · 697 to 864Feb 12, 2026 to Mar 4, 2026
- Advisory employees · 5 to 7Feb 12, 2026 to Mar 4, 2026
- Charity clients · unset to 2.0Feb 12, 2026 to Mar 4, 2026
- HNW clients · 10 to 78Feb 12, 2026 to Mar 4, 2026
- Individual clients · 687 to 784Feb 12, 2026 to Mar 4, 2026
- Employees · 11 to 19Feb 12, 2026 to Mar 4, 2026
- State-registered IARs · 5 to 7Feb 12, 2026 to Mar 4, 2026
- Discretionary RAUM · $108M to $146MFeb 12, 2026 to Mar 4, 2026
- HNW RAUM · $14.0M to $61.4MFeb 12, 2026 to Mar 4, 2026
- Individual RAUM · $95.0M to $84.7MFeb 12, 2026 to Mar 4, 2026
- Non-discretionary RAUM · $708,285 to $861,259Feb 12, 2026 to Mar 4, 2026
- RAUM · $109M to $147MFeb 12, 2026 to Mar 4, 2026
Signals
1 dated events
- C••••••••• M•••••• F••••••• left D•• B•• M•••• R••••••••• A•• B•• R••••••••• for L•• E••••••••• L•• (registered 2026-01-26)Jan 9, 2026 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- t•••@b•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 864-920-3155reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- b•••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 864-920-3155reportedpublic record, Form ADV, Sep 14, 2026
- Contact form
- b•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
- Team page
- b•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $13.4Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026